0000091142-18-000019.txt : 20180213
0000091142-18-000019.hdr.sgml : 20180213
20180213173349
ACCESSION NUMBER: 0000091142-18-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180209
FILED AS OF DATE: 20180213
DATE AS OF CHANGE: 20180213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERN JAMES F
CENTRAL INDEX KEY: 0001399737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 18605242
MAIL ADDRESS:
STREET 1: A. O. SMITH CORPORATION
STREET 2: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-02-09
0000091142
SMITH A O CORP
AOS
0001399737
STERN JAMES F
A. O. SMITH CORPORATION
11270 WEST PARK PLACE
MILWAUKEE
WI
53224
0
1
0
0
Exec VP, General Counsel & Sec
Common Stock
2018-02-09
4
M
0
5930
60.11
A
152187
D
Common Stock
2018-02-09
4
F
0
2849
60.11
D
149338
D
Restricted Stock Units
60.11
2018-02-09
4
M
0
5930
0
D
Common Stock
5930
9675
D
Restricted Stock Units
61.76
2018-02-12
4
A
0
3740
0
A
Common Stock
3740
13415
D
Employee Stock Options (Right to Buy)
61.76
2018-02-12
4
A
0
15550
0
A
2028-02-12
Common Stock
15550
75030
D
5,930 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,930 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 5,930 shares of Common Stock to the reporting person.
The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021.
The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019.
Wendy L. Grant, Attorney-in-Fact for James F. Stern
2018-02-13