0000091142-17-000060.txt : 20170510 0000091142-17-000060.hdr.sgml : 20170510 20170510155917 ACCESSION NUMBER: 0000091142-17-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170510 DATE AS OF CHANGE: 20170510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauber Charles T CENTRAL INDEX KEY: 0001566398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 17830109 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATION STREET 2: 500 TENNESSEE WALTZ PARKWAY CITY: ASHLAND CITY STATE: TN ZIP: 37015 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-05-10 0000091142 SMITH A O CORP AOS 0001566398 Lauber Charles T A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 SVP, Strategy & Corporate Dev. Common Stock 2017-05-10 4 S 0 1587 54.3672 D 23980 D Common Stock 2017-05-10 4 S 0 2400 54.3441 D 21580 D Employee Stock Options (Right to Buy) 23.235 2017-05-10 4 M 0 2400 0 D 2024-02-10 Common Stock 2400 23380 D The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/14/2015. James F. Stern, Attorney-in-Fact for Charles T. Lauber 2017-05-10