0000091142-16-000097.txt : 20160502 0000091142-16-000097.hdr.sgml : 20160502 20160502104804 ACCESSION NUMBER: 0000091142-16-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160429 FILED AS OF DATE: 20160502 DATE AS OF CHANGE: 20160502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heideman Robert J CENTRAL INDEX KEY: 0001507959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 161610354 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATE TECHNOLOGY CENTER STREET 2: 12100 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-04-29 0000091142 SMITH A O CORP AOS 0001507959 Heideman Robert J A. O. SMITH CORPORATE TECHNOLOGY CENTER 12100 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Senior VP & Chief Tech Officer Common Stock 2016-04-29 4 M 0 12000 22.985 A 23806 D Common Stock 2016-04-29 4 S 0 12000 76.9349 D 11806 D Employee Stock Options (Right to Buy) 22.985 2016-04-29 4 M 0 12000 0 D 2022-02-13 Common Stock 12000 31910 D The employee stock options were granted on 02/13/2012, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. James F. Stern, Attorney-in-Fact for Robert J. Heideman 2016-05-02