0000091142-14-000011.txt : 20140211 0000091142-14-000011.hdr.sgml : 20140211 20140211120109 ACCESSION NUMBER: 0000091142-14-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140207 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEDNAR RANDALL S CENTRAL INDEX KEY: 0001236631 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 14592489 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-07 0000091142 SMITH A O CORP AOS 0001236631 BEDNAR RANDALL S A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Senior Vice President - CIO Common Stock 2014-02-07 4 M 0 3200 46.345 A 41654 D Common Stock 2014-02-10 4 S 0 1559 46.6766 D 40095 D Restricted Stock Units 46.345 2014-02-07 4 M 0 3200 A Common Stock 3200 5400 D 3,200 Restricted Stock Units were granted on 02/07/2011, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,200 Restricted Stock Units vested on 02/07/2014. As of result of vesting, the Company is obligated to deliver 3,200 shares of Common Stock to the reporting person. The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1). James F. Stern, Attorney-in-Fact for Randall S. Bednar 2014-02-11