0001179110-20-003711.txt : 20200316
0001179110-20-003711.hdr.sgml : 20200316
20200316163247
ACCESSION NUMBER: 0001179110-20-003711
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200312
FILED AS OF DATE: 20200316
DATE AS OF CHANGE: 20200316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHMITT DAVID L
CENTRAL INDEX KEY: 0001364577
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23211
FILM NUMBER: 20717650
MAIL ADDRESS:
STREET 1: 25 GREENS HILL LANE
CITY: RUTLAND
STATE: VT
ZIP: 05701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC
CENTRAL INDEX KEY: 0000911177
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 030338873
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
BUSINESS PHONE: 8027750325
MAIL ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
4
1
edgar.xml
FORM 4 -
X0306
4
2020-03-12
0
0000911177
CASELLA WASTE SYSTEMS INC
CWST
0001364577
SCHMITT DAVID L
C/O CASELLA WASTE SYSTEMS, INC.
25 GREENS HILL LANE
RUTLAND
VT
05701
0
1
0
0
General Counsel & Senior VP
Class A Common Stock
2020-03-12
4
A
0
1612
0
A
22554
D
Class A Common Stock
2020-03-13
4
S
0
610
42.7722
D
21944
D
Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2021.
Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2019, in connection with the vesting of RSUs on March 12, 2020.
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $42.25 to $43.31. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
/s/David L. Schmitt
2020-03-16