0000926274-05-000064.txt : 20120629
0000926274-05-000064.hdr.sgml : 20120629
20050228135306
ACCESSION NUMBER: 0000926274-05-000064
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050228
DATE AS OF CHANGE: 20050228
GROUP MEMBERS: AQUA FUND L.P.
GROUP MEMBERS: HYATT JOHNSON CAPITAL, LLC
GROUP MEMBERS: JAY D. JOHNSON
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CADUS CORP
CENTRAL INDEX KEY: 0000911148
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 133660391
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-46485
FILM NUMBER: 05644501
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2127024367
MAIL ADDRESS:
STREET 1: 777 OLD SAW MILL RIVER ROAD
CITY: TARRYTOWN
STATE: NY
ZIP: 10591-6705
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: LAKESHORE CAPITAL INC
CENTRAL INDEX KEY: 0001021436
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 363868589
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 6262 S ROUTE 83
STREET 2: STE 303
CITY: WILLOWBROOK
STATE: IL
ZIP: 60514-2985
BUSINESS PHONE: 6306553300
MAIL ADDRESS:
STREET 1: 6262 S ROUTE 83 STE 303
CITY: WILLOWBROOK
STATE: IL
ZIP: 60514-2985
SC 13G/A
1
jjkadus-13ga3.txt
UNITED STATES
SECURITES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Amendment No. 3
Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
Cadus Corporation
----------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $0.01 par value
------------------------------
(Title of Class of Securities)
127639 10 2
-----------
(CUSIP Number)
December 31, 2004
----------------------------------------------------
Date of Event Which Requires Filing of the Statement
Check the appropriate box to designate the rule pursuant to which the Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" For the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject To the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 9
CUSIP No. 127639 10 2 13G Page 2 of 9 Pages
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Name Lakeshore Capital, Inc.
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
---------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY 541,925 Shares of Common Stock
---------------------------------------------------
OWNED BY 7. SOLE DISPOSITIVE POWER
EACH 0
---------------------------------------------------
REPORTING 8. SHARED DISPOSITIVE POWER
PERSON
WITH See Row 6 above
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRENSENTED BY AMOUNT IN ROW (9)
Approximately 4.12% as of the date of filing of this statement (based
on 13,144,040 Shares of Common Stock issued and outstanding as of
September 30, 2004)
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
CO, IA
--------------------------------------------------------------------------------
CUSIP No. 127639 10 2 13G Page 3 of 9 Pages
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Name Hyatt Johnson Capital, LLC.
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
---------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY 76,500 Shares of Common Stock
---------------------------------------------------
OWNED BY 7. SOLE DISPOSITIVE POWER
EACH 0
---------------------------------------------------
REPORTING 8. SHARED DISPOSITIVE POWER
PERSON
WITH See Row 6 above
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRENSENTED BY AMOUNT IN ROW (9)
Approximately 0.58% as of the date of filing of this statement (based
on 13,144,040 Shares of Common Stock issued and outstanding as of
September 30, 2004)
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IA, OO
--------------------------------------------------------------------------------
CUSIP No. 127639 10 2 13G Page 4 of 9 Pages
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Name Aqua Fund L.P.
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
---------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY 66,000 Shares of Common Stock
---------------------------------------------------
OWNED BY 7. SOLE DISPOSITIVE POWER
EACH 0
---------------------------------------------------
REPORTING 8. SHARED DISPOSITIVE POWER
PERSON
WITH See Row 6 above
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRENSENTED BY AMOUNT IN ROW (9)
Approximately 0.5% as of the date of filing of the statement (based on
13,144,040 Shares of Common Stock issued and outstanding as of
September 30, 2004)
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
PN
--------------------------------------------------------------------------------
CUSIP No. 127639 10 2 13G Page 5 of 9 Pages
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Name Jay D. Johnson
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
--------------------------------------------------------------------------------
5. SOLE VOTING POWER
NUMBER OF 0
---------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY 648,925 Shares of Common Stock
---------------------------------------------------
OWNED BY 7. SOLE DISPOSITIVE POWER
EACH 0
---------------------------------------------------
REPORTING 8. SHARED DISPOSITIVE POWER
PERSON
WITH See Row 6 above
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRENSENTED BY AMOUNT IN ROW (9) Approximately 4.93%
as of the date of filing of this statement (based on 13,144,040 Shares
of Common Stock issued and outstanding as of September 30, 2004).
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN, IA
--------------------------------------------------------------------------------
CUSIP NO 127639 10 2 13G Page 6 of 9 pages
ITEM 1 (a). NAME OF ISSUER:
Cadus Corporation
ITEM 1 (b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
767 Fifth Avenue
New York, New York 10153
ITEM 2 (a). NAME OF PERSON FILING
This schedule 13G is being filed on behalf of the following
persons:
(i) Lakeshore Capital, Inc.
(ii) Hyatt Johnson Capital, LLC
(iii) Aqua Fund L.P.
(iv) Jay D. Johnson
ITEM 2 (b). ADDRESS OF PRINCIPAL BUSINESS OFFICE:
The principal business office of the persons comprising the
group filing this Schedule 13G is located at 525 Buckingham
Place, Downers Grove, IL 60516
ITEM 2 (c). CITIZENSHIP:
Lakeshore Capital, Inc.
Illinois Corporation
Hyatt Johnson Capital, LLC
Illinois Limited Liability Company
Aqua Fund, L.P.
Illinois Limited Partnership
Jay D. Johnson
U.S. Citizen
CUSIP NO 127639 10 2 13G Page 7 of 9 pages
ITEM 2 (d). TITLE OF CLASS OF SECURITIES:
Common Stock, $0.01 par value
ITEM 2 (e). CUSIP Number:
127639 10 2
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), or
13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or dealer registered under Section 15 of
the Exchange Act;
(b) [ ] Bank as defined in Section 3(a)(6) of the
Exchange Act;
(c) [ ] Insurance company as defined in Section
3(a)(19) of the Exchange Act;
(d) [ ] Investment company registered under Section 8
of the Investment Company Act;
(e) [ ] An Investment advisor in accordance with Rule
13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in
accordance in Rule 13d-1(b)(ii)(G);
(h) [ ] A savings association as defined in Section
3(b) of the Federal Deposit Insurance Act;
(i) [ ] A church plan that is excluded from the
definition of an investment company under
Section 3(c)(14) of the Investment Company Act;
(j) [ ] Group, in accordance with Rule
13d-1(b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1(c),
check this box. [X]
CUSIP NO 127639 10 2 13G Page 8 of 9 pages
ITEM 4. OWNERSHIP:
(a) Amount beneficially owned: 648,925 Shares of Common Stock
(b) Percent of Class: Approximately 4.93% (based on 13,144,040 Shares of
Common Stock issued and outstanding as of September
30, 2004)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: See item (a) above.
(iii) sole power to dispose or to direct the disposition of: 0
(iv) shared power to dispose or to direct the disposition of:
See item (a) above.
ITEM 5. OWNERSHIP OF FIVE PERCENT OF LESS OF THE CLASS:
Yes
TEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Accounts managed on a discretionary basis by Lakeshore Capital, Inc.,
Hyatt Johnson Capital, LLC or Jay D. Johnson are known to have the
right to receive or the power to direct the receipt of dividends from,
or the proceeds from the sale of, such securities. No such account
holds more than 5 percent of the class.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF TH SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
Not applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
Not applicable
CUSIP NO 127639 10 2 13G Page 9 of 9 pages
ITEM 10. CERTIFICATION:
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction
having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
Dated: February 5, 2004
LAKESHORE CAPITAL, INC.
By: Jay D. Johnson, its President
By: /s/ Jay D. Johnson
----------------------------
Jay D. Johnson
President
HYATT JOHNSON CAPITAL, LLC
By: Jay D. Johnson, its Managing Partner
By: /s/ Jay D. Johnson
----------------------------
Jay D. Johnson
Managing Partner
AQUA FUND, L.P.
By: Lakeshore Capital, Inc., its general partner
By: /s/ Jay D. Johnson
----------------------------
Jay D. Johnson
President
JAY D. JOHNSON
By: /s/ Jay D. Johnson
----------------------------
Jay D. Johnson