0000910886-14-000008.txt : 20141114 0000910886-14-000008.hdr.sgml : 20141114 20141114105504 ACCESSION NUMBER: 0000910886-14-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC CENTRAL INDEX KEY: 0000910886 IRS NUMBER: 390509570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06374 FILM NUMBER: 141221430 BUSINESS ADDRESS: STREET 1: 611 EAST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 611 EAST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN MUTUAL INVESTMENT SERVICES INC DATE OF NAME CHANGE: 19930819 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000910886 XXXXXXXX 09-30-2014 09-30-2014 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC

611 EAST WISCONSIN AVE MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06374 N Jennifer L. O'Leary 414-665-2542 Jennifer L. O'Leary Milwaukee WI 11-14-2014 1 72 302053 false 1 028-00229 THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY INFORMATION TABLE 2 nmis14q3.inftab.xml 3M COCOM88579Y101750SHDFND10050ABBOTT LABSCOM002824100490SHDFND10090ABBVIE INCCOM00287Y109590SHDFND10090ALCATEL-LUCENTSPONSORED ADR01390430506SHDFND1006AMERICAN INTL GROUP INC*W EXP 01/19/202026874156269SHDFND10069APPLE INCCOM037833100663SHDFND10063AT&T INCCOM00206R1024100SHDFND100100BARRICK GOLD CORPCOM067901108014SHDFND10014BP PLCSPONSORED ADR055622104250SHDFND10050CHEVRON CORP NEWCOM16676410016137SHDFND100137CITIGROUP INCCOM NEW17296742435680SHDFND100680COEUR MNG INCCOM NEW192108504050SHDFND10050COLUMBIA PPTY TR INCCOM NEW19828720321885SHDFND100885COMPUTER SCIENCES CORPCOM2053631046100SHDFND100100CONSOLIDATED EDISON INCCOM209115104350SHDFND10050DNP SELECT INCOME FDCOM23325P1042200SHDFND100200ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109225SHDFND10025FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E30227448SHDFND100448FIRSTENERGY CORPCOM337932107250SHDFND10050FRONTIER COMMUNICATIONS CORPCOM35906A108029SHDFND10029FS INVT CORPCOM30263510710939SHDFND100939GENERAL MLS INCCOM3703341046125SHDFND100125GENUINE PARTS COCOM37246010526300SHDFND100300GOOGLE INCCL A38259P50823SHDFND1003GOOGLE INCCL C38259P70623SHDFND1003GP STRATEGIES CORPCOM36225V1046200SHDFND100200GREENHAVEN CONT CMDTY INDEXUNIT BEN INT395258106160SHDFND10060GULFMARK OFFSHORE INCCL A NEW40262920808SHDFND1008ILLINOIS TOOL WKS INCCOM452308109780SHDFND10080ISHARESCORE US CR BD46428862017150SHDFND100150ISHARESNAT AMT FREE BD464288414837676374SHDFND10076374ISHARES TRCORE S&P MCP ETF46428750721105154341SHDFND100154341ISHARES TRCORE S&P SCP ETF464287804940990208SHDFND10090208ISHARES TRIBOXX INV CP ETF464287242890275302SHDFND10075302ISHARES TRTIPS BD ETF46428717625223SHDFND100223JDS UNIPHASE CORPCOM PAR $0.00146612J507012SHDFND10012JOHNSON & JOHNSONCOM47816010414130SHDFND100130JPMORGAN CHASE & COCOM46625H10015250SHDFND100250MARKET VECTORS ETF TRHG YLD MUN ETF57060U878232075438SHDFND10075438MERCK & CO INC NEWCOM58933Y105227SHDFND10027MICROSOFT CORPCOM594918104479SHDFND10079NETAPP INCCOM64110D104250SHDFND10050NEXTERA ENERGY INCCOM65339F101885SHDFND10085NOKIA CORPSPONSORED ADR654902204052SHDFND10052PFIZER INCCOM7170811034141SHDFND100141PHH CORPCOM NEW693320202010SHDFND10010POWERSHARES ETF TR IIPWRSH S&P500HI73937B65423750SHDFND100750POWERSHARES QQQ TRUSTUNIT SER 173935A10450507SHDFND100507ROUSE PPTYS INCCOM77928710104SHDFND1004RYDEX ETF TRUSTGUG S&P MC400 PG78355W60146372SHDFND100372RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10650659SHDFND100659SEVENTY SEVEN ENERGY INCCOM818097107010SHDFND10010SPDR S&P 500 ETF TRTR UNIT78462F10384400428385SHDFND100428385SPDR SERIES TRUSTBRC HGH YLD BD78464A41712443309676SHDFND100309676SPDR SERIES TRUSTBRCLYS INTL ETF78464A51625440SHDFND100440SPDR SERIES TRUSTNUVN BR SHT MUNI78464A4253774154624SHDFND100154624SPDR SERIES TRUSTNUVN BRCLY MUNI78464A4585792241323SHDFND100241323SPDR SERIES TRUSTS&P RETAIL ETF78464A71425292SHDFND100292TEXAS INSTRS INCCOM882508104252SHDFND10052TOTAL S ASPONSORED ADR89151E109350SHDFND10050VANGUARD BD INDEX FD INCSHORT TRM BOND92193782721879273248SHDFND100273248VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783533981414760SHDFND100414760VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J407514598737SHDFND10098737VANGUARD INDEX FDSGROWTH ETF92290873610100SHDFND100100VANGUARD INDEX FDSREIT ETF92290855313760191516SHDFND100191516VANGUARD INDEX FDSTOTAL STK MKT9229087691301280SHDFND1001280VANGUARD INDEX FDSVALUE ETF922908744334SHDFND10034VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427751272573SHDFND1002573VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285818895453000SHDFND100453000VANGUARD MALVERN FDSSTRM INFPROIDX922020805211642856SHDFND10042856VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858489621231757SHDFND1001231757VERIZON COMMUNICATIONS INCCOM92343V1045100SHDFND100100