0001179110-13-008774.txt : 20130521 0001179110-13-008774.hdr.sgml : 20130521 20130521170232 ACCESSION NUMBER: 0001179110-13-008774 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130520 FILED AS OF DATE: 20130521 DATE AS OF CHANGE: 20130521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALOVANY HOWARD CENTRAL INDEX KEY: 0001163211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12340 FILM NUMBER: 13862543 MAIL ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREEN MOUNTAIN COFFEE ROASTERS INC CENTRAL INDEX KEY: 0000909954 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 030339228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 BUSINESS PHONE: 8022445621 MAIL ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 FORMER COMPANY: FORMER CONFORMED NAME: GREEN MOUNTAIN COFFEE INC DATE OF NAME CHANGE: 19930729 4 1 edgar.xml FORM 4 - X0306 4 2013-05-20 1 0000909954 GREEN MOUNTAIN COFFEE ROASTERS INC GMCR 0001163211 MALOVANY HOWARD 33 COFFEE LANE WATERBURY VT 05676 0 1 0 0 Former General Counsel GMCR Common Stock 2013-05-20 4 M 0 27500 9.45 A 36389 D GMCR Common Stock 2013-05-20 4 M 0 12600 30.79 A 48989 D GMCR Common Stock 2013-05-20 4 M 0 5600 61.71 A 54589 D GMCR Common Stock 2013-05-20 4 S 0 45700 79.0241 D 8889 D NQ Stock Options 9.45 2013-05-20 4 M 0 27500 D 2014-03-31 GMCR Common Stock 27500 51250 D NQ Stock Options 30.79 2013-05-20 4 M 0 12600 D 2013-06-30 GMCR Common Stock 12600 0 D NQ Stock Options 61.71 2013-05-20 4 M 0 5600 D 2013-06-30 GMCR Common Stock 5600 0 D This transaction was executed in multiple trades at prices ranging from $78.56 to $79.44. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Option vested in four equal annual installments, with the first installment vesting on 02/09/2010, the first anniversary of the grant date. This option was granted to vest in four equal annual installments, with the first installment vesting on 3/11/2011, the first anniversary of the grant date. In connection with the reporting person's separation from the Issuer, the unvested portion of this option fully vested. This option was granted to vest in four equal annual installments, with the first installment vesting on 3/10/2012, the first anniversary of the grant date. In connection with the reporting person's separation from the Issuer, the unvested portion of this option fully vested. 1 for 1. /s/ Valerie Jennings pursuant to a Power of Attorney 2013-05-21