0000909791-11-000021.txt : 20110307 0000909791-11-000021.hdr.sgml : 20110307 20110307171655 ACCESSION NUMBER: 0000909791-11-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110303 FILED AS OF DATE: 20110307 DATE AS OF CHANGE: 20110307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KONIDARIS NICHOLAS CENTRAL INDEX KEY: 0001229494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22248 FILM NUMBER: 11669600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRATECH INC CENTRAL INDEX KEY: 0000909791 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 943169580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083218835 MAIL ADDRESS: STREET 1: 3050 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: ULTRATECH STEPPER INC DATE OF NAME CHANGE: 19930727 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-03-03 0 0000909791 ULTRATECH INC UTEK 0001229494 KONIDARIS NICHOLAS 3050 ZANKER ROAD SAN JOSE CA 95134 1 0 0 0 Common Stock 2011-03-03 4 M 0 4000 22.21 A 24000 D Common Stock 2011-03-03 4 S 0 4000 26.2127 D 20000 D Non-Qualified Stock Option (right to buy) 22.21 2011-03-03 4 M 0 4000 0 D 2011-06-06 Common Stock 4000 0 D Represents the weighted average sale price per share. The actual sale prices ranged from a low of $26.21 to a high of $26.22. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. Includes 5,000 shares subject to a restricted stock award granted on July 20, 2010 that will vest in full upon the earlier of (i) the Reporting Person's completion of one year of Board service measured from the award date or (ii) the Reporting Person's continuation in Board service through the day immediately prior to the Issuer's next Annual Stockholders' meeting. The option became exercisable upon the Reporting Person's completion of one (1) year of Board service with the Issuer measured from the date of grant. By: Bruce R. Wright, Attorney-in-Fact For: Nicholas Konidaris 2011-03-07