-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LVqgcZe+j+6YkRKSemp5UUVYUAJv4sw1nLk7OXW0hcGvnWrAJXmseA2DWu+3Csgx rws4+r1ZBfytGdQqmfe5zQ== 0000909661-10-000005.txt : 20100216 0000909661-10-000005.hdr.sgml : 20100215 20100216114622 ACCESSION NUMBER: 0000909661-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909661 IRS NUMBER: 943240279 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03896 FILM NUMBER: 10603800 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415)421-2132 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19970210 13F-HR 1 fcm13fq42009.txt ............................. OMB Approval ............................. OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per response......23.5 ............................. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Farallon Capital Management, L.L.C. Address: One Maritime Plaza Suite 2100 San Francisco, California 94111 Form 13F File Number: 28-03896 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark C. Wehrly Title: Managing Member Phone: (415) 421-2132 Signature, Place, and Date of Signing: /s/ Mark C. Wehrly San Francisco, California February 16, 2010 - ------------------ Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-11402 Noonday Asset Management, L.P. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 47 Form 13F Information Table Value Total: $2,060,406 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-06372 Farallon Partners, L.L.C. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- ---------- --------- --- ---- ------- -------- ------- -------- ----- AFFILIATED COMPUTER SERVICES CL A 008190100 144,014 2,412,700 SH OTHER 01 2,412,700 BEACON ROOFING SUPPLY INC COM 073685109 40,407 2,525,422 SH OTHER 01 2,525,422 BMC SOFTWARE INC COM 055921100 57,143 1,425,000 SH OTHER 01 1,425,000 BURLINGTON NORTHN SANTA FE C COM 12189T104 157,194 1,593,936 SH OTHER 01 1,593,936 CAPITALSOURCE INC NOTE 7.250% 7/1 14055XAG7 37,131 41,000,000 PRN OTHER 01 41,000,000 CAPITALSOURCE INC SDCV 4.000% 7/1 14055XAE2 9,203 10,000,000 PRN OTHER 01 10,000,000 CARRIZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 35,521 41,155,000 PRN OTHER 01 41,155,000 CHINA HOUSING & LAND DEV INC COM 16939V103 842 203,834 SH OTHER 01 203,834 COVIDIEN PLC SHS G2554F105 27,058 565,000 SH OTHER 01 565,000 CROWN CASTLE INTL CORP COM 228227104 63,050 1,615,000 SH OTHER 01 1,615,000 DELTA AIR LINES INC DEL COM NEW 247361702 1,296 113,868 SH OTHER 01 113,868 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 43,705 1,425,000 SH OTHER 01 1,425,000 DOLLAR GEN CORP NEW COM 256677105 58,654 2,615,000 SH OTHER 01 2,615,000 ENCORE ACQUISITION CO COM 29255W100 38,147 794,400 SH OTHER 01 794,400 ENERGY PARTNERS LTD COM NEW 29270U303 24,419 2,859,337 SH OTHER 01 2,859,337 EXPEDIA INC DEL COM 30212P105 7,719 300,000 SH PUT OTHER 01 300,000 EXPRESS SCRIPTS INC COM 302182100 44,074 510,000 SH OTHER 01 510,000 FREIGHTCAR AMER INC COM 357023100 23,399 1,180,000 SH OTHER 01 1,180,000 GEOEYE INC COM 37250W108 10,591 379,890 SH OTHER 01 379,890 HOME DEPOT INC COM 437076102 76,009 2,627,339 SH OTHER 01 2,627,339 HUNT J B TRANS SVCS INC COM 445658107 17,910 555,000 SH OTHER 01 555,000 HURRAY HLDGS CO LTD SPONSORED ADR 447773102 681 166,900 SH OTHER 01 166,900 INTERVAL LEISURE GROUP INC COM 46113M108 8,408 674,245 SH OTHER 01 674,245 JONES LANG LASALLE INC COM 48020Q107 63,420 1,050,000 SH OTHER 01 1,050,000 KENDLE INTERNATIONAL INC NOTE 3.375% 7/1 48880LAA5 7,971 8,900,000 PRN OTHER 01 8,900,000 KNOLOGY INC COM 499183804 36,499 3,342,394 SH OTHER 01 3,342,394 LINKTONE LTD ADR 535925101 2,187 1,279,000 SH OTHER 01 1,279,000 MI DEVS INC CL A SUB VTG 55304X104 29,707 2,419,116 SH OTHER 01 2,419,116 MONSANTO CO NEW COM 61166W101 49,541 606,000 SH OTHER 01 606,000 MSCI INC CL A 55354G100 36,926 1,161,200 SH OTHER 01 1,161,200 NEKTAR THERAPEUTICS NOTE 3.250% 9/2 640268AH1 4,996 5,460,000 PRN OTHER 01 5,460,000 OLD DOMINION FGHT LINES INC COM 679580100 16,065 523,300 SH OTHER 01 523,300 ORACLE CORP COM 68389X105 70,233 2,862,000 SH OTHER 01 2,862,000 RAM ENERGY RESOURCES INC COM 75130P109 872 425,416 SH OTHER 01 425,416 SANDRIDGE ENERGY INC COM 80007P307 20,522 2,176,298 SH OTHER 01 2,176,298 SBA COMMUNICATIONS CORP COM 78388J106 30,676 898,000 SH OTHER 01 898,000 SCHWAB CHARLES CORP NEW COM 808513105 57,728 3,067,400 SH OTHER 01 3,067,400 SHERWIN WILLIAMS CO COM 824348106 37,607 610,000 SH OTHER 01 610,000 SIRIUS SATELLITE RADIO INC NOTE 3.250%10/1 82966UAD5 47,854 52,888,000 PRN OTHER 01 52,888,000 SUN MICROSYSTEMS INC COM NEW 866810203 267,279 28,525,000 SH OTHER 01 28,525,000 TOWN SPORTS INTL HLDGS INC COM 89214A102 10,214 4,383,823 SH OTHER 01 4,383,823 TRANSDIGM GROUP INC COM 893641100 34,335 723,000 SH OTHER 01 723,000 VERISK ANALYTICS INC CL A 92345Y106 33,687 1,112,500 SH OTHER 01 1,112,500 VISA INC COM CL A 92826C839 80,026 915,000 SH OTHER 01 915,000 WELLS FARGO & CO NEW COM 949746101 73,953 2,740,000 SH OTHER 01 2,740,000 XTO ENERGY INC COM 98385X106 72,122 1,550,000 SH OTHER 01 1,550,000 YINGLI GREEN ENERGY HLDG CO NOTE 12/1 98584BAA1 49,411 45,350,000 PRN OTHER 01 45,350,000
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