0001225208-18-009769.txt : 20180523 0001225208-18-009769.hdr.sgml : 20180523 20180523160527 ACCESSION NUMBER: 0001225208-18-009769 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180522 FILED AS OF DATE: 20180523 DATE AS OF CHANGE: 20180523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOONEY JAMES CENTRAL INDEX KEY: 0001240253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34295 FILM NUMBER: 18855139 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIRIUS XM HOLDINGS INC. CENTRAL INDEX KEY: 0000908937 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 383916511 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 212-584-5100 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS XM RADIO INC. DATE OF NAME CHANGE: 20080805 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS SATELLITE RADIO INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: CD RADIO INC DATE OF NAME CHANGE: 19940203 4 1 doc4.xml X0306 4 2018-05-22 0000908937 SIRIUS XM HOLDINGS INC. (SIRI) 0001240253 MOONEY JAMES 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 1 Common Stock 2018-05-22 4 M 0 61634.0000 3.1550 A 182710.0000 D Common Stock 2018-05-22 4 M 0 57596.0000 1.9100 A 240306.0000 D Common Stock 2018-05-22 4 M 0 57075.0000 3.9000 A 297381.0000 D Common Stock 2018-05-22 4 M 0 49059.0000 3.5150 A 346440.0000 D Common Stock 2018-05-22 4 M 0 29952.0000 2.2750 A 376392.0000 D Common Stock 2018-05-22 4 M 0 25503.0000 0.9494 A 401895.0000 D Common Stock 2018-05-22 4 M 0 19875.0000 3.9600 A 421770.0000 D Common Stock 2018-05-22 4 M 0 12200.0000 4.8600 A 433970.0000 D Common Stock 2018-05-22 4 F 0 133029.0000 6.9900 D 300941.0000 D Common Stock 2018-05-22 4 S 0 179865.0000 6.9432 D 121076.0000 D Common Stock 9100.0000 I By Custodian For Child Stock Option (Right to Buy) 4.8600 2018-05-22 4 M 0 12200.0000 4.8600 D 2018-05-19 2027-05-19 Common Stock 12200.0000 24400.0000 D Stock Option (Right to Buy) 3.1550 2018-05-22 4 M 0 61634.0000 3.1550 D 2015-05-20 2024-05-20 Common Stock 61634.0000 0.0000 D Stock Option (Right to Buy) 3.9000 2018-05-22 4 M 0 57075.0000 3.9000 D 2016-05-20 2025-05-20 Common Stock 57075.0000 19025.0000 D Stock Option (Right to Buy) 3.5150 2018-05-22 4 M 0 49059.0000 3.5150 D 2014-05-22 2023-05-22 Common Stock 49059.0000 0.0000 D Stock Option (Right to Buy) 1.9100 2018-05-22 4 M 0 57596.0000 1.9100 D 2013-05-23 2022-05-23 Common Stock 57596.0000 0.0000 D Stock Option (Right to Buy) 3.9600 2018-05-22 4 M 0 19875.0000 3.9600 D 2017-05-25 2026-05-25 Common Stock 19875.0000 59625.0000 D Stock Option (Right to Buy) 2.2750 2018-05-22 4 M 0 29952.0000 2.2750 D 2012-05-26 2021-05-26 Common Stock 29952.0000 0.0000 D Stock Option (Right to Buy) 0.9494 2018-05-22 4 M 0 25503.0000 0.9494 D 2011-05-27 2020-05-27 Common Stock 25503.0000 0.0000 D Represents the exercise price of the stock options referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Represents the weighted average sales price for the price increments ranging from $6.93 to $6.95. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/Patrick L. Donnelly, attorney in fact 2018-05-23