-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HFl7WqSMezHNniLvmTI/zI/VMkJp9P7cpxNjRZOt2aZ32M7nv7XjligCc5IeBkQ2 TZOaw4ra2Xdil6HOpdhiug== 0001140361-10-028849.txt : 20100708 0001140361-10-028849.hdr.sgml : 20100708 20100708153635 ACCESSION NUMBER: 0001140361-10-028849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100706 FILED AS OF DATE: 20100708 DATE AS OF CHANGE: 20100708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foley Timothy G CENTRAL INDEX KEY: 0001289448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22166 FILM NUMBER: 10944293 MAIL ADDRESS: STREET 1: 2350 HELEN STREET CITY: NORTH ST PAUL STATE: MN ZIP: 55109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AETRIUM INC CENTRAL INDEX KEY: 0000908598 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 411439182 STATE OF INCORPORATION: MN FISCAL YEAR END: 1020 BUSINESS ADDRESS: STREET 1: 2350 HELEN ST CITY: NORTH ST PAUL STATE: MN ZIP: 55109 BUSINESS PHONE: 6127041800 MAIL ADDRESS: STREET 1: 2350 HELEN STREET CITY: NORTH ST PAUL STATE: MN ZIP: 55109 4 1 doc1.xml FORM 4 X0303 4 2010-07-06 0 0000908598 AETRIUM INC ATRM 0001289448 Foley Timothy G 2350 HELEN STREET NORTH ST. PAUL MN 55109 0 1 0 0 VP Manufacturing Common Stock 2010-07-06 4 M 0 4500 2.2325 A 9463 D Common Stock 2010-07-06 4 S 0 4500 3.0198 D 4963 D Common Stock 2010-07-07 4 M 0 5500 2.2325 A 10463 D Common Stock 2010-07-07 4 S 0 5500 2.9348 D 4963 D Stock Options 2.2325 2010-07-06 4 M 0 4500 2.2325 D 2010-08-17 Common Stock 4500 5500 D Stock Options 2.2325 2010-07-07 4 M 0 5500 2.2325 D 2010-08-17 Common Stock 5500 0 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2009 and amended on December 11, 2009. These options were immediately exercisable upon grant. This transaction was executed in multiple trades at prices ranging from $2.86 to $3.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Aetrium or a shareholder of Aetrium full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $2.86 to $3.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Aetrium or a shareholder of Aetrium full information regarding the number of shares and prices at which the transaction was effected. Timothy Foley 2010-07-08 -----END PRIVACY-ENHANCED MESSAGE-----