-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P1oGD3Y6EAkIIU2xxeeS8eZrA+XU/t85/gLVCrCvOvP1no6CY2REgrjx8210Y63v hMP+/ish5MrD8+NRS0Eprw== 0001140361-10-015468.txt : 20100406 0001140361-10-015468.hdr.sgml : 20100406 20100406151757 ACCESSION NUMBER: 0001140361-10-015468 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100401 FILED AS OF DATE: 20100406 DATE AS OF CHANGE: 20100406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOCH DANIEL M CENTRAL INDEX KEY: 0001235506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22166 FILM NUMBER: 10734241 MAIL ADDRESS: STREET 1: C/O AETRIUM STREET 2: 2350 HELEN ST CITY: NORTH ST PAUL STATE: MN ZIP: 55109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AETRIUM INC CENTRAL INDEX KEY: 0000908598 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 411439182 STATE OF INCORPORATION: MN FISCAL YEAR END: 1020 BUSINESS ADDRESS: STREET 1: 2350 HELEN ST CITY: NORTH ST PAUL STATE: MN ZIP: 55109 BUSINESS PHONE: 6127041800 MAIL ADDRESS: STREET 1: 2350 HELEN STREET CITY: NORTH ST PAUL STATE: MN ZIP: 55109 4 1 doc1.xml FORM 4 X0303 4 2010-04-01 0 0000908598 AETRIUM INC ATRM 0001235506 KOCH DANIEL M 2350 HELEN STREET NORTH ST. PAUL MN 55109 0 1 0 0 Vice president of Sales Common Stock 2010-04-01 4 M 0 1750 2.2325 A 44017 D Common Stock 2010-04-01 4 S 0 1750 3.00 D 42267 D Common Stock 2010-04-01 4 M 0 650 2.2325 A 42917 D Common Stock 2010-04-01 4 S 0 650 3.01 D 42267 D Common Stock 2010-04-01 4 M 0 400 2.2325 A 42667 D Common Stock 2010-04-01 4 S 0 400 3.02 D 42267 D Common Stock 2010-04-01 4 M 0 100 2.2325 A 42367 D Common Stock 2010-04-01 4 S 0 100 3.03 D 42267 D Common Stock 2010-04-01 4 M 0 1000 2.2325 A 43267 D Common Stock 2010-04-01 4 S 0 1000 3.04 D 42267 D Common Stock 2010-04-01 4 M 0 300 2.2325 A 42567 D Common Stock 2010-04-01 4 S 0 300 3.05 D 42267 D Common Stock 2010-04-01 4 M 0 100 2.2325 A 42367 D Common Stock 2010-04-01 4 S 0 100 3.06 D 42267 D Common Stock 2010-04-01 4 M 0 100 2.2325 A 42367 D Common Stock 2010-04-01 4 S 0 100 3.07 D 42267 D Common Stock 2010-04-01 4 M 0 200 2.2325 A 42467 D Common Stock 2010-04-01 4 S 0 200 3.09 D 42267 D Common Stock 2010-04-01 4 M 0 400 2.2325 A 42667 D Common Stock 2010-04-01 4 S 0 400 3.10 D 42267 D Stock Option 2.2325 2010-04-01 4 M 0 5000 2.2325 D 2010-08-17 Common Stock 5000 10000 D These were sold pursuant to a 10b5-1 (c) plan dated June 5, 2009. Shares were immediately exercisable. Daniel M. Koch 2010-04-06 -----END PRIVACY-ENHANCED MESSAGE-----