0001047469-13-006140.txt : 20130515 0001047469-13-006140.hdr.sgml : 20130515 20130515121131 ACCESSION NUMBER: 0001047469-13-006140 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC GLOBAL INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000908431 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12530 FILM NUMBER: 13844904 BUSINESS ADDRESS: STREET 1: 101 NORTH BRAND BLVD., SUITE 1950 CITY: GLENDALE STATE: CA ZIP: 91203 BUSINESS PHONE: (800) 989-6693 MAIL ADDRESS: STREET 1: 101 NORTH BRAND BLVD., SUITE 1950 CITY: GLENDALE STATE: CA ZIP: 91203 13F-HR 1 a2215204z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 ------------------- Check Here if Amendment / /; Amendment Number: --- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pacific Global Investment Management Company ------------------------------------------------ Address: 101 North Brand Blvd. ------------------------------------------------ Suite 1950 ------------------------------------------------ Glendale, CA 91203 ------------------------------------------------ Form 13F File Number: 28-12530 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JINGJING YAN ------------------------------- Title: TREASURER ------------------------------- Phone: 818-242-6693 ------------------------------- Signature, Place, and Date of Signing: /s/ JINGJING YAN GLENDALE, CA 05/15/13 ------------------------------- ----------------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Sum: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 228 --------------- Form 13F Information Table Value Total: $507,275 --------------- (thousands) List of Other Included Managers: None --------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ --------------- --------- ------------- ------------------- ---------- ---------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ --------------- --------- ------------- ---------- --- ---- ---------- ---------- --------- ------- ------- ABBOTT LABS COM 002824100 1,279 36,203 SH SOLE 36203 AMERICAN ELEC PWR INC COM 025537101 358 7,360 SH SOLE 7360 AMERICAN EXPRESS CO COM 025816109 2,370 35,125 SH SOLE 35125 AMERICAN INTL GROUP INC COM NEW 026874784 1,363 35,110 SH SOLE 35110 AMERICAN WTR WKS CO INC NEW COM 030420103 851 20,538 SH SOLE 20538 APPLE INC COM 037833100 1,356 3,063 SH SOLE 3063 ARCH COAL INC COM 039380100 65 12,000 SH SOLE 12000 AUTOMATIC DATA PROCESSING INC COM 053015103 428 6,588 SH SOLE 6588 BBCN BANCORP INC COM 073295107 3,678 281,600 SH SOLE 281600 BEAM INC COM 073730103 1,342 21,115 SH SOLE 21115 BED BATH & BEYOND INC COM 075896100 878 13,626 SH SOLE 13626 BERKSHIRE HATHAWAY INC (A) CL A 084670108 1,407 9 SH SOLE 9 BERKSHIRE HATHAWAY INC (B) CL B NEW 084670702 4,207 40,374 SH SOLE 40374 BOB EVANS FARMS INC COM 096761101 1,897 44,503 SH SOLE 44503 BOEING CO COM 097023105 1,609 18,739 SH SOLE 18739 BRINKER INTL INC COM 109641100 216 5,744 SH SOLE 5744 BRISTOL MYERS SQUIBB CO COM 110122108 379 9,211 SH SOLE 9211 CBS CORP NEW CL A 124857103 470 10,139 SH SOLE 10139 CSX CORP COM 126408103 861 34,969 SH SOLE 34969 CVS CAREMARK CORPORATION COM 126650100 338 6,140 SH SOLE 6140 CAMPBELL SOUP CO COM 134429109 445 9,808 SH SOLE 9808 CANADIAN NATIONAL RAILWAY CO COM 136375102 246 2,457 SH SOLE 2457 CARMAX INC COM 143130102 426 10,205 SH SOLE 10205 CATERPILLAR INC COM 149123101 766 8,804 SH SOLE 8804 CATHAY GENERAL BANCORP COM 149150104 280 13,900 SH SOLE 13900 CATHAY GENERAL BANCORP COM 149150104 3,622 180,000 SH OTR 180000 CHESAPEAKE ENERGY CORP COM 165167107 1,205 59,034 SH SOLE 59034 CHEVRON CORP NEW COM 166764100 3,017 25,389 SH SOLE 25389 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 1,786 28,762 SH SOLE 28762 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 1,739 28,000 SH OTR 28000 CLOROX CO COM 189054109 2,520 28,466 SH SOLE 28466 COCA COLA CO COM 191216100 3,244 80,216 SH SOLE 80216 COLGATE PALMOLIVE CO COM 194162103 847 7,177 SH SOLE 7177 CONAGRA FOODS INC COM 205887102 890 24,845 SH SOLE 24845 CONNS INC COM 208242107 10,098 281,125 SH SOLE 281125 CONNS INC COM 208242107 6,462 180,000 SH OTR 180000 COPART INC COM 217204106 957 27,930 SH SOLE 27930 CORNING INC COM 219350105 541 40,616 SH SOLE 40616 CUMMINS INC COM 231021106 593 5,123 SH SOLE 5123 DXP ENTERPRISES INC NEW COM NEW 233377407 6,811 91,175 SH SOLE 91175 DXP ENTERPRISES INC NEW COM NEW 233377407 7,171 96,000 SH OTR 96000 DANA HLDG CORP COM 235825205 366 20,500 SH SOLE 20500 DARDEN RESTAURANTS INC COM 237194105 1,409 27,261 SH SOLE 27261 DARLING INTL INC COM 237266101 7,210 401,475 SH SOLE 401475 DARLING INTL INC COM 237266101 5,388 300,000 SH OTR 300000 DEERE & CO COM 244199105 2,045 23,786 SH SOLE 23786 DENBURY RESOURCES INC COM NEW 247916208 394 21,100 SH SOLE 21100 DINEEQUITY INC COM 254423106 209 3,034 SH SOLE 3034 WALT DISNEY CO COM DISNEY 254687106 2,739 48,224 SH SOLE 48224 DOLE FOOD CO INC NEW COM 256603101 1,730 158,750 SH SOLE 158750 EMC CORP COM 268648102 328 13,732 SH SOLE 13732 ELECTRO RENT CORP COM 285218103 460 24,830 SH SOLE 24830 ENTERPRISE PRODUCTS PARTNERS LP COM 293792107 268 4,450 SH SOLE 4450 EZCORP INC CL A NON VTG 302301106 4,760 223,465 SH SOLE 223465 EZCORP INC CL A NON VTG 302301106 3,195 150,000 SH OTR 150000 FARMER BROS CO COM 307675108 188 12,765 SH SOLE 12765 HB FULLER CO COM 359694106 512 13,098 SH SOLE 13098 FURMANITE CORPORATION COM 361086101 2,761 412,700 SH SOLE 412700 FURMANITE CORPORATION COM 361086101 2,576 385,000 SH OTR 385000 ARTHUR J GALLAGHER & CO COM 363576109 259 6,275 SH SOLE 6275 GENERAL ELECTRIC CO COM 369604103 4,668 201,899 SH SOLE 201899 GENERAL MILLS INC COM 370334104 1,018 20,642 SH SOLE 20642 GENESEE & WYOMING INC (A) CL A 371559105 5,124 55,037 SH SOLE 55037 GENESEE & WYOMING INC (A) CL A 371559105 5,400 58,000 SH OTR 58000 GENUINE PARTS CO COM 372460105 442 5,660 SH SOLE 5660 GRACO INC COM 384109104 721 12,423 SH SOLE 12423 HALLIBURTON CO COM 406216101 668 16,534 SH SOLE 16534 HARLEY DAVIDSON INC COM 412822108 323 6,059 SH SOLE 6059 HARTFORD FINL SVCS GROUP INC COM 416515104 350 13,574 SH SOLE 13574 HJ HEINZ CO COM 423074103 898 12,422 SH SOLE 12422 HILLSHIRE BRANDS CO COM 432589109 270 7,673 SH SOLE 7673 HOME DEPOT INC COM 437076102 2,628 37,659 SH SOLE 37659 HONEYWELL INTL INC COM 438516106 2,019 26,789 SH SOLE 26789 HORNBECK OFFSHORE SERVICES INC COM 440543106 9,327 200,757 SH SOLE 200757 HORNBECK OFFSHORE SERVICES INC COM 440543106 6,272 135,000 SH OTR 135000 HYSTER-YALE MATERIALS HANDLING INC (A) CL A 449172105 321 5,621 SH SOLE 5621 ILLINOIS TOOL WORKS INC COM 452308109 1,449 23,776 SH SOLE 23776 INTEL CORP COM 458140100 2,069 94,734 SH SOLE 94734 IBM CORP COM 459200101 3,066 14,376 SH SOLE 14376 ION GEOPHYSICAL CORP COM 462044108 738 108,375 SH SOLE 108375 ION GEOPHYSICAL CORP COM 462044108 2,860 420,000 SH OTR 420000 ISHARES RUSSELL MIDCAP INDEX ETF RUSSELL MIDCAP 464287499 270 2,125 SH SOLE 2125 JOHNSON & JOHNSON COM 478160104 8,067 98,950 SH SOLE 98950 JOY GLOBAL INC COM 481165108 414 6,960 SH SOLE 6960 KANSAS CITY SOUTHERN COM NEW 485170302 3,286 29,631 SH SOLE 29631 KIMBERLY CLARK CORP COM 494368103 1,972 20,127 SH SOLE 20127 KIRBY CORP COM 497266106 9,706 126,382 SH SOLE 126382 KIRBY CORP COM 497266106 4,992 65,000 SH OTR 65000 LANDSTAR SYS INC COM 515098101 659 11,535 SH SOLE 11535 LEAR CORP COM NEW 521865204 1,065 19,405 SH SOLE 19405 LEGGETT & PLATT INC COM 524660107 828 24,515 SH SOLE 24515 LEGG MASON INC COM 524901105 737 22,921 SH SOLE 22921 LIBERTY MEDIA CORP (B) CL B 531229201 896 8,047 SH SOLE 8047 ELI LILLY & CO COM 532457108 782 13,762 SH SOLE 13762 LOWES COS INC COM 548661107 1,371 36,159 SH SOLE 36159 LUFKIN INDS INC COM 549764108 368 5,550 SH SOLE 5550 MARATHON OIL CORP COM 565849106 264 7,832 SH SOLE 7832 MATRIX SVC CO COM 576853105 5,062 339,725 SH SOLE 339725 MATRIX SVC CO COM 576853105 4,321 290,000 SH OTR 290000 MATTEL INC COM 577081102 457 10,431 SH SOLE 10431 MCCORMICK & CO INC COM NON VTG 579780206 961 13,059 SH SOLE 13059 MCDONALDS CORP COM 580135101 3,007 30,163 SH SOLE 30163 MCGRAW HILL COS INC COM 580645109 554 10,638 SH SOLE 10638 MICROSOFT CORP COM 594918104 5,891 205,932 SH SOLE 205932 MITCHAM INDS INC COM 606501104 7,337 433,646 SH SOLE 433646 MITCHAM INDS INC COM 606501104 4,653 275,000 SH OTR 275000 MONDELEZ INTL INC CL A 609207105 2,308 75,391 SH SOLE 75391 MORGAN STANLEY COM NEW 617446448 314 14,303 SH SOLE 14303 NATIONAL OILWELL VARCO INC COM 637071101 355 5,015 SH SOLE 5015 NIKE INC CL B 654106103 635 10,757 SH SOLE 10757 NORTH AMERN ENERGY PARTNERS COM 656844107 3,649 803,800 SH SOLE 803800 NORTH AMERN ENERGY PARTNERS COM 656844107 3,269 720,000 SH OTR 720000 OIL STS INTL INC COM 678026105 286 3,505 SH SOLE 3505 PPG INDS INC COM 693506107 414 3,095 SH SOLE 3095 PVH CORP COM 693656100 1,235 11,565 SH SOLE 11565 PARKER DRILLING CO COM 701081101 2,064 482,300 SH SOLE 482300 PARKER DRILLING CO COM 701081101 1,712 400,000 SH OTR 400000 PAYCHEX INC COM 704326107 573 16,339 SH SOLE 16339 PEPSICO INC COM 713448108 2,871 36,287 SH SOLE 36287 PFIZER INC COM 717081103 1,110 38,459 SH SOLE 38459 PHILLIPS 66 COM 718546104 981 14,014 SH SOLE 14014 PLUM CREEK TIMBER CO INC COM 729251108 282 5,393 SH SOLE 5393 POST HLDGS INC COM 737446104 384 8,937 SH SOLE 8937 PREMIERE GLOBAL SVCS INC COM 740585104 5,868 533,900 SH SOLE 533900 PREMIERE GLOBAL SVCS INC COM 740585104 4,836 440,000 SH OTR 440000 PROCTER & GAMBLE CO COM 742718109 6,145 79,739 SH SOLE 79739 QUALCOMM INC COM 747525103 1,174 17,535 SH SOLE 17535 ROCHESTER MED CORP COM 771497104 5,082 347,600 SH SOLE 347600 ROCHESTER MED CORP COM 771497104 5,044 345,000 SH OTR 345000 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 287 4,408 SH SOLE 4408 RUSH ENTERPRISES INC CL A 781846209 6,095 252,695 SH SOLE 252695 RUSH ENTERPRISES INC CL A 781846209 5,162 214,000 SH OTR 214000 SPX CORP COM 784635104 212 2,682 SH SOLE 2682 SAFEWAY INC COM NEW 786514208 341 12,953 SH SOLE 12953 SCHLUMBERGER LTD COM 806857108 480 6,410 SH SOLE 6410 SCOTTS MIRACLE GRO CO CL A 810186106 500 11,573 SH SOLE 11573 SEABOARD CORP COM 811543107 247 88 SH SOLE 88 SHERWIN WILLIAMS CO COM 824348106 528 3,128 SH SOLE 3128 J.M. SMUCKER CO COM NEW 832696405 3,809 38,415 SH SOLE 38415 STAPLES INC COM 855030102 201 15,008 SH SOLE 15008 STARBUCKS CORP COM 855244109 853 14,983 SH SOLE 14983 SYSCO CORP COM 871829107 4,033 114,685 SH SOLE 114685 TAL INTL GROUP INC COM 874083108 8,990 198,422 SH SOLE 198422 TAL INTL GROUP INC COM 874083108 6,343 140,000 SH OTR 140000 TEAM INC COM 878155100 7,782 189,485 SH SOLE 189485 TEAM INC COM 878155100 5,093 124,000 SH OTR 124000 TIDEWATER INC COM 886423102 2,102 41,621 SH SOLE 41621 TIDEWATER INC COM 886423102 3,232 64,000 SH OTR 64000 TIFFANY & CO NEW COM 886547108 1,240 17,838 SH SOLE 17838 TIME WARNER INC COM NEW 887317303 342 5,933 SH SOLE 5933 TIMKEN CO COM 887389104 977 17,264 SH SOLE 17264 TIVO INC COM 888706108 815 65,815 SH SOLE 65815 TRIPADVISOR INC COM 896945201 544 10,365 SH SOLE 10365 US BANCORP COM NEW 902973304 349 10,289 SH SOLE 10289 UNION PAC CORP COM 907818108 789 5,543 SH SOLE 5543 UNITED PARCEL SERVICE INC CL B 911312106 1,261 14,680 SH SOLE 14680 UNITED TECHNOLOGIES CORP COM 913017109 212 2,273 SH SOLE 2273 WABTEC CORP COM 929740108 598 5,861 SH SOLE 5861 WAL-MART STORES INC COM 931142103 6,168 82,426 SH SOLE 82426 WELLS FARGO & CO NEW COM 949746101 713 19,286 SH SOLE 19286 YUM BRANDS INC COM 988498101 251 3,492 SH SOLE 3492 TARGET CORP COM 87612E106 397 5,797 SH SOLE 5797 VITRAN CORP INC COM 92850E107 8,438 1,378,720 SH SOLE 1378720 VITRAN CORP INC COM 92850E107 5,936 970,000 SH OTR 970000 NAVISTAR INTL CORP NEW COM 63934E108 6,236 180,390 SH SOLE 180390 NAVISTAR INTL CORP NEW COM 63934E108 4,425 128,000 SH OTR 128000 DR PEPPER SNAPPLE GROUP INC COM 26138E109 838 17,856 SH SOLE 17856 THE ADT CORPORATION COM 00101J106 335 6,836 SH SOLE 6836 AT&T INC COM 00206R102 1,014 27,644 SH SOLE 27644 ABBVIE INC COM 00287Y109 1,221 29,944 SH SOLE 29944 AGILENT TECHNOLOGIES INC COM 00846U101 220 5,250 SH SOLE 5250 BRAVO BRIO RESTAURANT GROUP COM 10567B109 5,302 334,910 SH SOLE 334910 BRAVO BRIO RESTAURANT GROUP COM 10567B109 4,195 265,000 SH OTR 265000 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 983 7,537 SH SOLE 7537 CARDINAL HEALTH INC COM 14149Y108 341 8,190 SH SOLE 8190 CISCO SYS INC COM 17275R102 3,220 154,079 SH SOLE 154079 COCA-COLA ENTERPRISES INC COM 19122T109 895 24,237 SH SOLE 24237 CONOCOPHILLIPS COM 20825C104 1,079 17,953 SH SOLE 17953 COSTCO WHSL CORP NEW COM 22160K105 1,180 11,124 SH SOLE 11124 DUKE ENERGY CORP NEW COM NEW 26441C204 264 3,642 SH SOLE 3642 EAST WEST BANCORP INC COM 27579R104 7,440 289,820 SH SOLE 289820 EAST WEST BANCORP INC COM 27579R104 4,492 175,000 SH OTR 175000 EXPEDIA INC COM NEW 30212P303 623 10,381 SH SOLE 10381 EXXON MOBIL CORP COM 30231G102 4,411 48,948 SH SOLE 48948 FMC TECHNOLOGIES INC COM 30249U101 441 8,100 SH SOLE 8100 FEDEX CORP COM 31428X106 654 6,660 SH SOLE 6660 GAMESTOP CORP NEW CL A 36467W109 255 9,100 SH SOLE 9100 GENTHERM INC COM 37253A103 7,267 443,650 SH SOLE 443650 GENTHERM INC COM 37253A103 4,996 305,000 SH OTR 305000 GOOGLE INC CL A 38259P508 314 395 SH SOLE 395 HELIX ENERGY SOLUTIONS GROUP INC COM 42330P107 516 22,535 SH SOLE 22535 INSTEEL INDUSTRIES INC COM 45774W108 2,779 170,285 SH SOLE 170285 JPMORGAN CHASE & CO COM 46625H100 2,355 49,612 SH SOLE 49612 KBR INC COM 48242W106 330 10,295 SH SOLE 10295 KRAFT FOODS GROUP INC COM 50076Q106 2,369 45,978 SH SOLE 45978 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 515 24,120 SH SOLE 24120 MARATHON PETROLEUM CORP COM 56585A102 448 4,999 SH SOLE 4999 MASTERCARD INC CL A 57636Q104 558 1,031 SH SOLE 1031 MERCK & CO INC NEW COM 58933Y105 462 10,443 SH SOLE 10443 METLIFE INC COM 59156R108 2,237 58,839 SH SOLE 58839 MOBILE MINI INC COM 60740F105 7,700 261,625 SH SOLE 261625 MOBILE MINI INC COM 60740F105 5,651 192,000 SH OTR 192000 NATURAL GAS SERVICES GROUP COM 63886Q109 2,076 107,804 SH SOLE 107804 NATURAL GAS SERVICES GROUP COM 63886Q109 1,830 95,000 SH OTR 95000 NEXTERA ENERGY INC COM 65339F101 324 4,174 SH SOLE 4174 O REILLY AUTOMOTIVE INC NEW COM 67103H107 941 9,180 SH SOLE 9180 PENSKE AUTOMOTIVE GRP INC COM 70959W103 1,469 44,045 SH SOLE 44045 PROSHARES ULTRASHORT 20+ YR TR ETF PSHS ULTSH 20YRS 74347B201 995 15,145 SH SOLE 15145 SAIA INC COM 78709Y105 9,855 272,460 SH SOLE 272460 SAIA INC COM 78709Y105 6,945 192,000 SH OTR 192000 SONIC AUTOMOTIVE INC CL A 83545G102 7,719 348,329 SH SOLE 348329 SONIC AUTOMOTIVE INC CL A 83545G102 5,318 240,000 SH OTR 240000 SUNCOKE ENERGY INC COM 86722A103 2,196 134,500 SH SOLE 134500 3M CO COM 88579Y101 1,729 16,267 SH SOLE 16267 TRANSCANADA CORP COM 89353D107 649 13,553 SH SOLE 13553 U S AIRWAYS GROUP INC COM 90341W108 216 12,755 SH SOLE 12755 US ECOLOGY INC COM 91732J102 1,351 50,875 SH SOLE 50875 VERIZON COMMUNICATIONS INC COM 92343V104 848 17,247 SH SOLE 17247 VIACOM INC NEW CL A 92553P102 389 6,176 SH SOLE 6176 VISA INC COM CL A 92826C839 210 1,239 SH SOLE 1239 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 212 7,476 SH SOLE 7476 WABCO HLDGS INC COM 92927K102 328 4,649 SH SOLE 4649 WASTE MANAGEMENT INC COM 94106L109 234 5,964 SH SOLE 5964 WENDYS CO COM 95058W100 338 59,605 SH SOLE 59605 XYLEM INC COM 98419M100 1,009 36,619 SH SOLE 36619 COVIDIEN PLC SHS G2554F113 491 7,239 SH SOLE 7239 INGERSOLL-RAND PLC SHS G47791101 345 6,277 SH SOLE 6277 TYCO INTERNATIONAL LTD SHS H89128104 420 13,135 SH SOLE 13135