0001047469-12-010575.txt : 20121114
0001047469-12-010575.hdr.sgml : 20121114
20121114162837
ACCESSION NUMBER: 0001047469-12-010575
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
CENTRAL INDEX KEY: 0000908431
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12530
FILM NUMBER: 121205048
BUSINESS ADDRESS:
STREET 1: 101 NORTH BRAND BLVD., SUITE 1950
CITY: GLENDALE
STATE: CA
ZIP: 91203
BUSINESS PHONE: (800) 989-6693
MAIL ADDRESS:
STREET 1: 101 NORTH BRAND BLVD., SUITE 1950
CITY: GLENDALE
STATE: CA
ZIP: 91203
13F-HR
1
a2211445z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Pacific Global Investment Management Company
Address: 101 North Brand Blvd.
Suite 1950
Glendale, CA 91203
Form 13F File Number: 28-12530
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: JINGJING YAN
Title: TREASURER
Phone: 818-242-6693
Signature, Place, and Date of Signing:
/s/ JINGJING YAN GLENDALE, CA 11/14/12
Report Type (Check only one):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 210
Form 13F Information Table Value Total: $420,572
(thousands)
List of Other Included Managers: None
PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY
09/30/12
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------ -------------- --------- ------------- ------------------- ---------- ---------- --------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------ -------------- --------- ------------- ---------- --- ---- ---------- ---------- --------- -------- -------
ABBOTT LABORATORIES COM 002824100 2,149 31,341 SH SOLE 31,341
AMERICAN ELECTRIC POWER
CO INC COM 025537101 360 8,201 SH SOLE 8,201
AMERICAN EXPRESS CO COM 025816109 2,285 40,188 SH SOLE 40,188
AMERICAN INTL GROUP INC COM NEW 026874784 828 25,258 SH SOLE 25,258
AMERICAN WATER WORKS CO
INC COM 030420103 786 21,201 SH SOLE 21,201
APPLE INC COM 037833100 2,242 3,360 SH SOLE 3,360
ARCH COAL INC COM 039380100 310 49,009 SH SOLE 49,009
AUTOMATIC DATA
PROCESSING INC COM 053015103 420 7,162 SH SOLE 7,162
BBCN BANCORP INC COM 073295107 4,076 323,251 SH SOLE 323,251
BEAM INC COM 073730103 1,216 21,137 SH SOLE 21,137
BED BATH & BEYOND INC COM 075896100 480 7,625 SH SOLE 7,625
BERKSHIRE HATHAWAY INC
(A) CL A 084670108 1,194 9 SH SOLE 9
BERKSHIRE HATHAWAY INC
(B) CL B NEW 084670702 3,192 36,185 SH SOLE 36,185
BOB EVANS FARMS INC COM 096761101 1,733 44,295 SH SOLE 44,295
BOEING CO COM 097023105 1,415 20,338 SH SOLE 20,338
BRISTOL-MYERS SQUIBB CO COM 110122108 318 9,418 SH SOLE 9,418
CBS CORP (A) CL A 124857103 385 10,572 SH SOLE 10,572
CSX CORP COM 126408103 706 34,021 SH SOLE 34,021
CVS CAREMARK CORP COM 126650100 456 9,415 SH SOLE 9,415
CANADIAN NATIONAL
RAILWAY CO COM 136375102 215 2,440 SH SOLE 2,440
CARMAX INC COM 143130102 294 10,405 SH SOLE 10,405
CATERPILLAR INC COM 149123101 705 8,193 SH SOLE 8,193
CATHAY GENERAL BANCORP COM 149150104 319 18,500 SH SOLE 18,500
CATHAY GENERAL BANCORP COM 149150104 3,642 211,000 SH OTHER 211,000
CHESAPEAKE ENERGY CORP COM 165167107 1,148 60,834 SH SOLE 60,834
CHEVRON CORP COM 166764100 3,013 25,848 SH SOLE 25,848
CHICAGO BRIDGE & IRON CO N Y
NV REGISTRY SH 167250109 718 18,852 SH SOLE 18,852
CHICAGO BRIDGE & IRON CO N Y
NV REGISTRY SH 167250109 2,742 72,000 SH OTHER 72,000
CLOROX CO COM 189054109 2,056 28,530 SH SOLE 28,530
COCA-COLA CO COM 191216100 2,944 77,616 SH SOLE 77,616
COLGATE PALMOLIVE CO COM 194162103 779 7,265 SH SOLE 7,265
CONAGRA FOODS INC COM 205887102 673 24,383 SH SOLE 24,383
CONNS INC COM 208242107 9,370 424,944 SH SOLE 424,944
CONNS INC COM 208242107 6,086 276,000 SH OTHER 276,000
COPART INC COM 217204106 950 34,247 SH SOLE 34,247
CORNING INC COM 219350105 558 42,467 SH SOLE 42,467
CUMMINS INC COM 231021106 361 3,920 SH SOLE 3,920
DXP ENTERPRISES INC COM NEW 233377407 5,536 115,895 SH SOLE 115,895
DXP ENTERPRISES INC COM NEW 233377407 5,470 114,500 SH OTHER 114,500
DANA HOLDING CORP COM 235825205 235 19,100 SH SOLE 19,100
DARDEN RESTAURANTS INC COM 237194105 712 12,780 SH SOLE 12,780
DARLING INTL INC COM 237266101 7,025 384,075 SH SOLE 384,075
DARLING INTL INC COM 237266101 5,396 295,000 SH OTHER 295,000
DENBURY RESOURCES INC COM NEW 247916208 236 14,600 SH SOLE 14,600
WALT DISNEY CO COM DISNEY 254687106 1,165 22,278 SH SOLE 22,278
EMC CORP COM 268648102 384 14,082 SH SOLE 14,082
ELECTRO RENT CORP COM 285218103 432 24,415 SH SOLE 24,415
ENTERPRISE PRODUCTS
PARTNERS LP COM 293792107 335 6,250 SH SOLE 6,250
EZCORP INC (A) CL A NON VTG 302301106 5,656 246,665 SH SOLE 246,665
EZCORP INC (A) CL A NON VTG 302301106 3,394 148,000 SH OTHER 148,000
HB FULLER CO COM 359694106 711 23,187 SH SOLE 23,187
FURMANITE CORP COM 361086101 2,373 417,700 SH SOLE 417,700
FURMANITE CORP COM 361086101 2,499 440,000 SH OTHER 440,000
ARTHUR J GALLAGHER & CO COM 363576109 226 6,300 SH SOLE 6,300
GENERAL ELECTRIC CO COM 369604103 4,592 202,194 SH SOLE 202,194
GENERAL MILLS INC COM 370334104 826 20,723 SH SOLE 20,723
GENESEE & WYOMING INC
(A) CL A 371559105 3,785 56,612 SH SOLE 56,612
GENESEE & WYOMING INC
(A) CL A 371559105 4,747 71,000 SH OTHER 71,000
GENUINE PARTS CO COM 372460105 361 5,908 SH SOLE 5,908
GRACO INC COM 384109104 742 14,761 SH SOLE 14,761
HALLIBURTON CO COM 406216101 729 21,634 SH SOLE 21,634
HARLEY DAVIDSON INC COM 412822108 254 6,006 SH SOLE 6,006
HARTFORD FINANCIAL
SERVICES GROUP COM 416515104 200 10,279 SH SOLE 10,279
HJ HEINZ CO COM 423074103 737 13,164 SH SOLE 13,164
HEWLETT-PACKARD CO COM 428236103 403 23,624 SH SOLE 23,624
HOME DEPOT INC COM 437076102 2,364 39,155 SH SOLE 39,155
HONEYWELL INTL INC COM 438516106 1,631 27,303 SH SOLE 27,303
HORNBECK OFFSHORE
SERVICES INC COM 440543106 6,245 170,392 SH SOLE 170,392
HORNBECK OFFSHORE
SERVICES INC COM 440543106 4,655 127,000 SH OTHER 127,000
ILLINOIS TOOL WORKS INC COM 452308109 825 13,875 SH SOLE 13,875
INTEL CORP COM 458140100 2,015 88,923 SH SOLE 88,923
IBM CORP COM 459200101 3,237 15,604 SH SOLE 15,604
ION GEOPHYSICAL CORP COM 462044108 732 105,425 SH SOLE 105,425
ION GEOPHYSICAL CORP COM 462044108 2,707 390,000 SH OTHER 390,000
ISHARES RUSSELL MIDCAP RUSSELL
INDEX ETF MIDCAP 464287499 235 2,125 SH SOLE 2,125
JOHNSON & JOHNSON COM 478160104 6,690 97,081 SH SOLE 97,081
JOY GLOBAL INC COM 481165108 349 6,226 SH SOLE 6,226
K-SWISS INC (A) CL A 482686102 73 21,300 SH SOLE 21,300
KANSAS CITY SOUTHERN COM NEW 485170302 2,478 32,697 SH SOLE 32,697
KIMBERLY-CLARK CORP COM 494368103 1,754 20,451 SH SOLE 20,451
KIRBY CORP COM 497266106 8,315 150,412 SH SOLE 150,412
KIRBY CORP COM 497266106 3,648 66,000 SH OTHER 66,000
LANDSTAR SYSTEM INC COM 515098101 607 12,835 SH SOLE 12,835
LEAR CORP COM NEW 521865204 648 17,155 SH SOLE 17,155
LEGGETT & PLATT INC COM 524660107 604 24,105 SH SOLE 24,105
LIBERTY MEDIA CORP (B) LIB CAP COM B 530322205 837 8,047 SH SOLE 8,047
ELI LILLY & CO COM 532457108 653 13,775 SH SOLE 13,775
LOWE'S COMPANIES INC COM 548661107 787 26,019 SH SOLE 26,019
LUFKIN INDUSTRIES INC COM 549764108 266 4,950 SH SOLE 4,950
MARATHON OIL CORP COM 565849106 236 7,990 SH SOLE 7,990
MARTEN TRANSPORT LTD COM 573075108 234 13,312 SH SOLE 13,312
MATRIX SERVICE CO COM 576853105 3,298 311,975 SH SOLE 311,975
MATRIX SERVICE CO COM 576853105 2,854 270,000 SH OTHER 270,000
MATTEL INC COM 577081102 501 14,116 SH SOLE 14,116
MCCORMICK & CO INC COM NON VTG 579780206 812 13,088 SH SOLE 13,088
MCDONALDS CORP COM 580135101 2,900 31,604 SH SOLE 31,604
THE MCGRAW-HILL
COMPANIES INC COM 580645109 632 11,579 SH SOLE 11,579
MICROSOFT CORP COM 594918104 6,280 211,002 SH SOLE 211,002
MITCHAM INDUSTRIES INC COM 606501104 6,031 378,481 SH SOLE 378,481
MITCHAM INDUSTRIES INC COM 606501104 3,664 230,000 SH OTHER 230,000
NATIONAL OILWELL VARCO
INC COM 637071101 536 6,685 SH SOLE 6,685
NIKE INC (B) CL B 654106103 508 5,351 SH SOLE 5,351
NORTH AMERICAN ENERGY
PARTNERS INC COM 656844107 1,675 581,428 SH SOLE 581,428
NORTH AMERICAN ENERGY
PARTNERS INC COM 656844107 1,613 560,000 SH OTHER 560,000
NORTHROP GRUMMAN CORP COM 666807102 228 3,428 SH SOLE 3,428
PPG INDUSTRIES INC COM 693506107 359 3,128 SH SOLE 3,128
PVH CORP COM 693656100 1,176 12,545 SH SOLE 12,545
PARKER DRILLING CO COM 701081101 2,369 560,050 SH SOLE 560,050
PARKER DRILLING CO COM 701081101 1,692 400,000 SH OTHER 400,000
PAYCHEX INC COM 704326107 546 16,388 SH SOLE 16,388
JC PENNEY CO INC COM 708160106 927 38,148 SH SOLE 38,148
PEPSICO INC COM 713448108 1,675 23,664 SH SOLE 23,664
PFIZER INC COM 717081103 808 32,500 SH SOLE 32,500
PHILLIPS 66 COM 718546104 661 14,257 SH SOLE 14,257
PITNEY BOWES INC COM 724479100 404 29,242 SH SOLE 29,242
PLUM CREEK TIMBER CO INC COM 729251108 239 5,460 SH SOLE 5,460
PREMIERE GLOBAL SERVICES
INC COM 740585104 5,226 558,900 SH SOLE 558,900
PREMIERE GLOBAL SERVICES
INC COM 740585104 4,208 450,000 SH OTHER 450,000
PROCTER & GAMBLE CO COM 742718109 5,204 75,024 SH SOLE 75,024
QUALCOMM INC COM 747525103 1,232 19,722 SH SOLE 19,722
RALCORP HOLDINGS INC COM 751028101 875 11,983 SH SOLE 11,983
ROCHESTER MEDICAL CORP COM 771497104 4,198 355,450 SH SOLE 355,450
ROCHESTER MEDICAL CORP COM 771497104 4,145 351,000 SH OTHER 351,000
ROYAL DUTCH SHELL PLC
ADR (A) SPONS ADR A 780259206 313 4,505 SH SOLE 4,505
RUSH ENTERPRISES INC (A) CL A 781846209 5,122 265,945 SH SOLE 265,945
RUSH ENTERPRISES INC (A) CL A 781846209 4,179 217,000 SH OTHER 217,000
SAFEWAY INC COM NEW 786514208 426 26,496 SH SOLE 26,496
SCHLUMBERGER LTD COM 806857108 417 5,760 SH SOLE 5,760
SCOTTS MIRACLE-GRO CO
(A) CL A 810186106 502 11,553 SH SOLE 11,553
THE SHERWIN-WILLIAMS CO COM 824348106 477 3,201 SH SOLE 3,201
J.M. SMUCKER CO COM NEW 832696405 3,362 38,939 SH SOLE 38,939
STAPLES INC COM 855030102 225 19,513 SH SOLE 19,513
STARBUCKS CORP COM 855244109 823 16,238 SH SOLE 16,238
SYSCO CORP COM 871829107 3,437 109,925 SH SOLE 109,925
TAL INTL GROUP INC COM 874083108 7,535 221,747 SH SOLE 221,747
TAL INTL GROUP INC COM 874083108 4,927 145,000 SH OTHER 145,000
TEAM INC COM 878155100 7,079 222,265 SH SOLE 222,265
TEAM INC COM 878155100 4,969 156,000 SH OTHER 156,000
TIDEWATER INC COM 886423102 1,954 40,261 SH SOLE 40,261
TIDEWATER INC COM 886423102 3,397 70,000 SH OTHER 70,000
TIFFANY & CO COM 886547108 1,248 20,174 SH SOLE 20,174
TIME WARNER INC COM NEW 887317303 268 5,917 SH SOLE 5,917
TIVO INC COM 888706108 691 66,280 SH SOLE 66,280
TRIPADVISOR INC COM 896945201 400 12,140 SH SOLE 12,140
US BANCORP COM NEW 902973304 352 10,272 SH SOLE 10,272
UNION PACIFIC CORP COM 907818108 660 5,559 SH SOLE 5,559
UNITED PARCEL SERVICE
INC (B) CL B 911312106 1,296 18,102 SH SOLE 18,102
WABTEC CORP COM 929740108 463 5,761 SH SOLE 5,761
WAL-MART STORES INC COM 931142103 6,276 85,035 SH SOLE 85,035
WELLS FARGO & CO COM 949746101 651 18,851 SH SOLE 18,851
TARGET CORP COM 87612E106 432 6,808 SH SOLE 6,808
VITRAN CORP INC COM 92850E107 6,829 1,150,565 SH SOLE 1,150,565
VITRAN CORP INC COM 92850E107 4,463 750,000 SH OTHER 750,000
DR PEPPER SNAPPLE GROUP
INC COM 26138E109 797 17,901 SH SOLE 17,901
AT&T INC COM 00206R102 1,112 29,490 SH SOLE 29,490
AGILENT TECHNOLOGIES INC COM 00846U101 286 7,440 SH SOLE 7,440
BRAVO BRIO RESTAURANT
GROUP INC COM 10567B109 3,573 245,555 SH SOLE 245,555
BRAVO BRIO RESTAURANT
GROUP INC COM 10567B109 3,216 221,000 SH OTHER 221,000
CANADIAN PACIFIC RAILWAY
LTD COM 13645T100 624 7,534 SH SOLE 7,534
CARDINAL HEALTH INC COM 14149Y108 319 8,175 SH SOLE 8,175
CISCO SYSTEMS INC COM 17275R102 2,826 148,023 SH SOLE 148,023
COCA-COLA ENTERPRISES
INC COM 19122T109 527 16,858 SH SOLE 16,858
CONOCOPHILLIPS COM 20825C104 993 17,365 SH SOLE 17,365
COSTCO WHOLESALE CORP COM 22160K105 1,106 11,047 SH SOLE 11,047
DELL INC COM 24702R101 378 38,331 SH SOLE 38,331
DUKE ENERGY CORP COM NEW ADDED 26441C204 234 3,611 SH SOLE 3,611
EAST WEST BANCORP INC COM 27579R104 6,592 312,120 SH SOLE 312,120
EAST WEST BANCORP INC COM 27579R104 3,802 180,000 SH OTHER 180,000
EXPEDIA INC COM NEW 30212P303 701 12,127 SH SOLE 12,127
EXXONMOBIL CORP COM 30231G102 4,508 49,289 SH SOLE 49,289
FMC TECHNOLOGIES INC COM 30249U101 389 8,400 SH SOLE 8,400
FEDEX CORP COM 31428X106 555 6,564 SH SOLE 6,564
GENTHERM INC COM ADDED 37253A103 5,373 431,900 SH SOLE 431,900
GENTHERM INC COM ADDED 37253A103 3,794 305,000 SH OTHER 305,000
GOOGLE INC (A) CL A 38259P508 575 762 SH SOLE 762
HARRY WINSTON DIAMOND
CORP COM 41587B100 218 18,451 SH SOLE 18,451
HELIX ENERGY SOLUTIONS
GROUP INC COM 42330P107 203 11,100 SH SOLE 11,100
INSTEEL INDUSTRIES INC COM 45774W108 2,144 182,790 SH SOLE 182,790
JPMORGAN CHASE & CO COM 46625H100 2,299 56,805 SH SOLE 56,805
KBR INC COM 48242W106 271 9,080 SH SOLE 9,080
KRAFT FOODS INC (A) CL A 50075N104 3,160 76,430 SH SOLE 76,430
LIBERTY INTERACTIVE CORP
(A) INT COM SER A 53071M104 455 24,618 SH SOLE 24,618
MARATHON PETROLEUM CORP COM 56585A102 219 4,003 SH SOLE 4,003
MASTERCARD INC (A) CL A 57636Q104 479 1,060 SH SOLE 1,060
MERCK & CO INC COM 58933Y105 472 10,461 SH SOLE 10,461
METLIFE INC COM 59156R108 1,778 51,597 SH SOLE 51,597
MOBILE MINI INC COM 60740F105 4,981 298,150 SH SOLE 298,150
MOBILE MINI INC COM 60740F105 3,426 205,000 SH OTHER 205,000
NATURAL GAS SERVICES
GROUP COM 63886Q109 1,585 106,025 SH SOLE 106,025
NATURAL GAS SERVICES
GROUP COM 63886Q109 1,420 95,000 SH OTHER 95,000
NEXTERA ENERGY INC COM 65339F101 729 10,364 SH SOLE 10,364
O'REILLY AUTOMOTIVE INC COM 67103H107 697 8,330 SH SOLE 8,330
PENSKE AUTOMOTIVE GROUP
INC COM 70959W103 1,426 47,395 SH SOLE 47,395
SAIA INC COM 78709Y105 6,828 339,025 SH SOLE 339,025
SAIA INC COM 78709Y105 4,411 219,000 SH OTHER 219,000
SONIC AUTOMOTIVE INC (A) CL A 83545G102 8,303 437,449 SH SOLE 437,449
SONIC AUTOMOTIVE INC (A) CL A 83545G102 5,523 291,000 SH OTHER 291,000
SUNCOKE ENERGY INC COM 86722A103 2,328 144,400 SH SOLE 144,400
3M CO COM 88579Y101 1,463 15,835 SH SOLE 15,835
TRANSCANADA CORPORATION COM 89353D107 590 12,964 SH SOLE 12,964
US ECOLOGY INC COM 91732J102 4,803 222,567 SH SOLE 222,567
VERIZON COMMUNICATIONS
INC COM 92343V104 705 15,475 SH SOLE 15,475
VODAFONE GROUP PLC SPONS
ADR SPONS ADR NEW 92857W209 363 12,732 SH SOLE 12,732
WABCO HOLDINGS INC COM 92927K102 268 4,649 SH SOLE 4,649
THE WENDY'S CO COM 95058W100 237 52,425 SH SOLE 52,425
XYLEM INC COM 98419M100 1,165 46,307 SH SOLE 46,307
ZYNGA INC CL A 98986T108 31 11,030 SH SOLE 11,030
COVIDIEN PLC SHS G2554F113 460 7,734 SH SOLE 7,734
INGERSOLL-RAND PLC SHS G47791101 294 6,562 SH SOLE 6,562
TYCO INTL LTD SHS H89128104 806 14,320 SH SOLE 14,320