-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EcZvydON/9qhqeT9kcXr2OVh9aj0IlA+g/9TpYRRef4L6CtMYVOMEy0xT3KG6pF+ yhjo94lcux1v3XoxlzKbAQ== 0001047469-09-001196.txt : 20090213 0001047469-09-001196.hdr.sgml : 20090213 20090213131419 ACCESSION NUMBER: 0001047469-09-001196 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090213 EFFECTIVENESS DATE: 20090213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC GLOBAL INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0000908431 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12530 FILM NUMBER: 09600973 BUSINESS ADDRESS: STREET 1: 215 NORTH MARENGO AVE STREET 2: STE 115 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 a2189678z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2008 Check here if Amendment |_|; Amendment Number: _____ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY Address: 101 NORTH BRAND BLVD. SUITE 1950 GLENDALE, CA 91203 Form 13F File Number: 28-12530 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JINGJING YAN Title: TREASURER Phone: 818-242-6693 Signature, Place, and Date of Signing: /s/ JINGJING YAN GLENDALE, CA 02/13/09 - ------------------------------------- Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 185 Form 13F Information Table Value Total: $282,184 (THOUSANDS) List of Other Included Managers: NONE PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY 12/31/2008
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ALANCO TECHNOLOGIES INC CL A NO PV NEW 011612603 15 21,500 SH SOLE 21,500 ALLETE INC COM NEW 018522300 226 7,000 SH SOLE 7,000 AMERICAN ECOLOGY CORP COM NEW 025533407 6,671 329,775 SH SOLE 329,775 AMERICAN EXPRESS CO COM 025816109 788 42,453 SH SOLE 42,453 ANADARKO PETROLEUM CORP COM 032511107 238 6,175 SH SOLE 6,175 APACHE CORP COM 037411105 704 9,450 SH SOLE 9,450 APOGEE ENTERPRISES INC COM 037598109 3,130 302,085 SH SOLE 302,085 APOGEE ENTERPRISES INC COM 037598109 2,383 230,000 SH OTHER 230,000 ARCH COAL INC COM 039380100 629 38,595 SH SOLE 38,595 ARCH COAL INC COM 039380100 1,303 80,000 SH OTHER 80,000 ARCHER DANIELS MIDLAND CO COM 039483102 660 22,906 SH SOLE 22,906 AUTOMATIC DATA PROCESSING INC COM 053015103 323 8,200 SH SOLE 8,200 BRITISH PETROLEUM PLC ADR SPONSORED ADR 055622104 440 9,405 SH SOLE 9,405 BANK OF AMERICA CORP COM 060505104 242 17,205 SH SOLE 17,205 BAXTER INTL INC COM 071813109 225 4,200 SH SOLE 4,200 BECTON DICKINSON & CO COM 075887109 512 7,483 SH SOLE 7,483 BERKSHIRE HATHAWAY INC (A) CL A 084670108 1,546 16 SH SOLE 16 BERKSHIRE HATHAWAY INC (B) CL B 084670207 1,752 545 SH SOLE 545 BOEING CO COM 097023105 1,227 28,745 SH SOLE 28,745 BOOTS & COOTS INTL WELL CONTROL INC COM NEW 099469504 3,337 2,830,200 SH SOLE 2,830,200 BOOTS & COOTS INTL WELL CONTROL INC COM NEW 099469504 2,399 2,050,000 SH OTHER 2,050,000 BRISTOL-MYERS SQUIBB CO COM 110122108 414 17,800 SH SOLE 17,800 CARMAX INC COM 143130102 128 16,300 SH SOLE 16,300 CATERPILLAR INC COM 149123101 455 10,175 SH SOLE 10,175 CATHAY GENERAL BANCORP COM 149150104 115 4,850 SH SOLE 4,850 CATHAY GENERAL BANCORP COM 149150104 4,677 196,927 SH OTHER 196,927 CHATTEM INC COM 162456107 670 9,370 SH SOLE 9,370 CHATTEM INC COM 162456107 2,504 35,000 SH OTHER 35,000 CHESAPEAKE ENERGY CORP COM 165167107 806 49,830 SH SOLE 49,830 CHEVRON CORP COM 166764100 1,164 15,740 SH SOLE 15,740 CHICAGO BRIDGE & IRON CO NV N Y REGISTRY SH 167250109 251 25,020 SH SOLE 25,020 CHICAGO BRIDGE & IRON CO NV N Y REGISTRY SH 167250109 1,457 145,000 SH OTHER 145,000 CHUBB CORP COM 171232101 1,501 29,425 SH SOLE 29,425 CITIGROUP INC COM 172967101 103 15,364 SH SOLE 15,364 CLOROX CO COM 189054109 310 5,571 SH SOLE 5,571 COCA-COLA CO COM 191216100 1,855 40,967 SH SOLE 40,967 COLGATE PALMOLIVE CO COM 194162103 435 6,353 SH SOLE 6,353 COMMERCIAL METALS CO COM 201723103 4,438 373,907 SH SOLE 373,907 COMMERCIAL METALS CO COM 201723103 2,255 190,000 SH OTHER 190,000 CONNS INC COM 208242107 4,164 491,075 SH SOLE 491,075 CONNS INC COM 208242107 2,502 295,000 SH OTHER 295,000 CUBIC CORP. COM 229669106 408 15,000 SH SOLE 15,000 DARLING INTERNATIONAL INC COM 237266101 2,460 448,150 SH SOLE 448,150 DENBURY RESOURCES INC COM NEW 247916208 60 5,500 SH SOLE 5,500 DENBURY RESOURCES INC COM NEW 247916208 1,256 115,000 SH OTHER 115,000 WALT DISNEY CO COM DISNEY 254687106 834 36,766 SH SOLE 36,766 DUPONT DE NEMOURS & CO COM 263534109 279 11,030 SH SOLE 11,030 EMC CORP COM 268648102 177 16,875 SH SOLE 16,875 ELECTRO RENT CORP COM 285218103 178 15,965 SH SOLE 15,965 EZCORP INC (A) CL A NON VTG 302301106 7,376 484,975 SH SOLE 484,975 EZCORP INC (A) CL A NON VTG 302301106 5,019 330,000 SH OTHER 330,000 FPL GROUP INC COM 302571104 235 4,677 SH SOLE 4,677 FROZEN FOOD EXPRESS INDUSTRIES INC COM 359360104 1,565 275,600 SH SOLE 275,600 HB FULLER CO COM 359694106 954 59,240 SH SOLE 59,240 HB FULLER CO COM 359694106 2,900 180,000 SH OTHER 180,000 FURMANITE CORP COM 361086101 2,561 475,100 SH SOLE 475,100 FURMANITE CORP COM 361086101 997 185,000 SH OTHER 185,000 GATX CORP. COM 361448103 465 15,000 SH SOLE 15,000 GENERAL ELECTRIC CO COM 369604103 3,153 194,600 SH SOLE 194,600 GENERAL MILLS INC COM 370334104 209 3,438 SH SOLE 3,438 GENESEE & WYOMING INC (A) CL A 371559105 1,602 52,525 SH SOLE 52,525 GENESEE & WYOMING INC (A) CL A 371559105 2,745 90,000 SH OTHER 90,000 GRACO INC COM 384109104 783 33,005 SH SOLE 33,005 GROUP 1 AUTOMOTIVE INC COM 398905109 215 20,000 SH SOLE 20,000 HALLIBURTON CO COM 406216101 193 10,635 SH SOLE 10,635 HARLEY DAVIDSON INC COM 412822108 244 14,375 SH SOLE 14,375 HOME DEPOT INC COM 437076102 896 38,944 SH SOLE 38,944 HONEYWELL INTL INC COM 438516106 1,283 39,090 SH SOLE 39,090 HORNBECK OFFSHORE SERVICES INC COM 440543106 4,054 248,100 SH SOLE 248,100 HORNBECK OFFSHORE SERVICES INC COM 440543106 2,614 160,000 SH OTHER 160,000 ITT CORP COM 450911102 584 12,705 SH SOLE 12,705 INTEL CORP COM 458140100 453 30,915 SH SOLE 30,915 IBM CORP COM 459200101 720 8,559 SH SOLE 8,559 ION GEOPHYSICAL CORP COM 462044108 167 48,700 SH SOLE 48,700 ION GEOPHYSICAL CORP COM 462044108 737 215,000 SH OTHER 215,000 JOHNSON & JOHNSON COM 478160104 4,687 78,338 SH SOLE 78,338 K-SWISS INC CL A 482686102 476 41,725 SH SOLE 41,725 KANSAS CITY SOUTHERN COM NEW 485170302 670 35,195 SH SOLE 35,195 KIMBERLY CLARK CORP COM 494368103 265 5,027 SH SOLE 5,027 KIRBY CORP COM 497266106 5,600 204,675 SH SOLE 204,675 KIRBY CORP COM 497266106 3,146 115,000 SH OTHER 115,000 LANDSTAR SYSTEMS INC COM 515098101 363 9,450 SH SOLE 9,450 MARATHON OIL CORP COM 565849106 1,019 37,260 SH SOLE 37,260 MATRIX SERVICE CO COM 576853105 2,358 307,425 SH SOLE 307,425 MATRIX SERVICE CO COM 576853105 1,457 190,000 SH OTHER 190,000 MCCORMICK & CO INC COM NON VTG 579780206 488 15,315 SH SOLE 15,315 MCDONALDS CORP COM 580135101 693 11,144 SH SOLE 11,144 MICROSOFT CORP COM 594918104 2,770 142,475 SH SOLE 142,475 MITCHAM INDUSTRIES INC COM 606501104 2,155 542,810 SH SOLE 542,810 MITCHAM INDUSTRIES INC COM 606501104 1,231 310,000 SH OTHER 310,000 MOODYS CORP. COM 615369105 201 10,000 SH SOLE 10,000 NATIONAL OILWELL VARCO INC COM 637071101 255 10,425 SH SOLE 10,425 NIKE INC (B) CL B 654106103 281 5,510 SH SOLE 5,510 NOKIA CORP ADR (A) SPONSORED ADR 654902204 395 25,300 SH SOLE 25,300 NOBLE INTERNATIONAL LTD COM 655053106 507 1,147,400 SH SOLE 1,147,400 NOBLE INTERNATIONAL LTD COM 655053106 360 800,000 SH OTHER 800,000 NORFOLK SOUTHERN CORP COM 655844108 296 6,300 SH SOLE 6,300 PARKER DRILLING CO COM 701081101 3,004 1,036,000 SH SOLE 1,036,000 PARKER DRILLING CO COM 701081101 1,769 610,000 SH OTHER 610,000 PAYCHEX INC COM 704326107 237 9,005 SH SOLE 9,005 PERKINELMER INC. COM 714046109 167 12,000 SH SOLE 12,000 PFIZER INC COM 717081103 649 36,635 SH SOLE 36,635 PHILLIPS-VAN HEUSEN CORP COM 718592108 2,217 110,140 SH SOLE 110,140 PHILLIPS-VAN HEUSEN CORP COM 718592108 2,013 100,000 SH OTHER 100,000 PREMIERE GLOBAL SERVICES INC COM 740585104 4,576 531,500 SH SOLE 531,500 PROCTER & GAMBLE CO COM 742718109 2,961 47,903 SH SOLE 47,903 QUALCOMM INC COM 747525103 224 6,250 SH SOLE 6,250 QUEST RESOURCE CORP COM NEW 748349305 354 803,800 SH SOLE 803,800 QUEST RESOURCE CORP COM NEW 748349305 264 600,000 SH OTHER 600,000 RELIANCE STEEL & ALUMINUM CO. COM 759509102 319 16,000 SH SOLE 16,000 ROYAL DUTCH SHELL PLC ADR SPONS ADR A 780259206 234 4,425 SH SOLE 4,425 ST JUDE MEDICAL INC COM 790849103 584 17,718 SH SOLE 17,718 SCOTTS MIRACLE-GRO CO CL A 810186106 261 8,790 SH SOLE 8,790 SMUCKER JM COMPANY COM NEW 832696405 2,082 48,011 SH SOLE 48,011 SPECTRA ENERGY CORP COM 847560109 193 12,292 SH SOLE 12,292 STARBUCKS CORP COM 855244109 272 28,760 SH SOLE 28,760 SUNCOR ENERGY INC. COM 867229106 293 15,000 SH SOLE 15,000 TEAM INC COM 878155100 3,969 143,275 SH SOLE 143,275 TEAM INC COM 878155100 2,355 85,000 SH OTHER 85,000 TERRA INDUSTRIES INC COM 880915103 1,299 77,950 SH SOLE 77,950 TIDEWATER INC COM 886423102 941 23,355 SH SOLE 23,355 TIDEWATER INC COM 886423102 3,222 80,000 SH OTHER 80,000 TIFFANY & COMPANY COM 886547108 472 19,979 SH SOLE 19,979 TOREADOR RESOURCES CORP COM 891050106 1,471 267,950 SH SOLE 267,950 TYLER TECHNOLOGIES INC COM 902252105 2,979 248,700 SH SOLE 248,700 US BANCORP COM NEW 902973304 656 26,246 SH SOLE 26,246 UNITED PARCEL SERVICE INC CL B 911312106 278 5,045 SH SOLE 5,045 WAL-MART STORES INC COM 931142103 1,135 20,241 SH SOLE 20,241 WELLS FARGO & CO COM 949746101 511 17,327 SH SOLE 17,327 WESTERN UNION CO COM 959802109 465 32,444 SH SOLE 32,444 WILLIAMS COMPANIES INC COM 969457100 468 32,300 SH SOLE 32,300 WYETH COM 983024100 300 8,000 SH SOLE 8,000 VITRAN CORPORATION INC COM 92850E107 3,169 510,725 SH SOLE 510,725 VITRAN CORPORATION INC COM 92850E107 2,128 340,000 SH OTHER 340,000 DR PEPPER SNAPPLE GROUP INC COM 26138E109 437 26,923 SH SOLE 26,923 AT&T INC COM 00206R102 361 12,653 SH SOLE 12,653 AMERICA SERVICE GROUP INC COM 02364L109 7,404 691,925 SH SOLE 691,925 AMERICA SERVICE GROUP INC COM 02364L109 5,350 500,000 SH OTHER 500,000 AMERIGON INC COM 03070L300 2,448 750,775 SH SOLE 750,775 AMERIGON INC COM 03070L300 1,858 570,000 SH OTHER 570,000 BARCLAYS BANK PLC 7.10% PFD SP ADR 7.1%PF3 06739H776 204 15,000 SH SOLE 15,000 BURLINGTON NORTHERN SANTA FE COM 12189T104 783 10,338 SH SOLE 10,338 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 237 4,300 SH SOLE 4,300 CAMERON INT'L CORP. COM 13342B105 492 24,000 SH SOLE 24,000 CISCO SYSTEMS INC COM 17275R102 655 40,174 SH SOLE 40,174 CONOCOPHILLIPS COM 20825C104 747 14,423 SH SOLE 14,423 COSTCO WHOLESALE CORP COM 22160K105 642 12,233 SH SOLE 12,233 DEVON ENERGY CORP COM 25179M103 1,122 17,081 SH SOLE 17,081 DUKE ENERGY CORP COM 26441C105 388 25,833 SH SOLE 25,833 EAST WEST BANCORP INC COM 27579R104 8,980 562,325 SH SOLE 562,325 EAST WEST BANCORP INC COM 27579R104 6,628 415,000 SH OTHER 415,000 EXXONMOBIL CORP COM 30231G102 1,191 14,918 SH SOLE 14,918 FMC TECHNOLOGIES INC COM 30249U101 310 13,025 SH SOLE 13,025 FIRST CASH FINANCIAL SERVICES INC COM 31942D107 7,412 388,875 SH SOLE 388,875 FIRST CASH FINANCIAL SERVICES INC COM 31942D107 2,987 156,700 SH OTHER 156,700 FRONTIER COMMUNICATIONS CORP COM 35906A108 1,609 184,150 SH SOLE 184,150 GLAXOSMITHKLINE PLC ADR SPONSORED ADR 37733W105 240 6,450 SH SOLE 6,450 GOLDMAN SACHS GROUP INC COM 38141G104 245 2,905 SH SOLE 2,905 HOSPITALITY PROPERTY TRUST COM SH BEN INT 44106M102 231 15,522 SH SOLE 15,522 JP MORGAN CHASE & CO COM 46625H100 434 13,750 SH SOLE 13,750 KBR INC COM 48242W106 226 14,845 SH SOLE 14,845 KRAFT FOODS INC CL A 50075N104 1,317 49,060 SH SOLE 49,060 MOBILE MINI INC COM 60740F105 5,317 368,710 SH SOLE 368,710 MOBILE MINI INC COM 60740F105 3,511 243,500 SH OTHER 243,500 NARA BANCORP INC COM 63080P105 1,866 189,825 SH SOLE 189,825 OMEGA PROTEIN CORP COM 68210P107 1,850 461,375 SH SOLE 461,375 OMEGA PROTEIN CORP COM 68210P107 1,604 400,000 SH OTHER 400,000 ORION MARINE GROUP INC COM 68628V308 4,314 446,600 SH SOLE 446,600 ORION MARINE GROUP INC COM 68628V308 2,850 295,000 SH OTHER 295,000 QUEST DIAGNOSTICS INC COM 74834L100 228 4,400 SH SOLE 4,400 SAIC INC COM 78390X101 425 21,840 SH SOLE 21,840 SAIA INC COM 78709Y105 4,688 431,700 SH SOLE 431,700 SAIA INC COM 78709Y105 3,258 300,000 SH OTHER 300,000 SANDISK CORP. COM 80004C101 96 10,000 SH SOLE 10,000 SONIC AUTOMOTIVE INC CL A 83545G102 2,448 614,950 SH SOLE 614,950 SONIC AUTOMOTIVE INC CL A 83545G102 1,552 390,000 SH OTHER 390,000 TETRA TECHNOLOGIES INC COM 88162G103 3,796 157,170 SH SOLE 157,170 3M CO COM 88579Y101 857 14,887 SH SOLE 14,887 UNITED AMERICAN HEALTHCARE CORP. COM 90934C105 533 360,000 SH SOLE 360,000 WABCO HOLDINGS INC COM 92927K102 189 11,966 SH SOLE 11,966 ZIMMER HOLDINGS INC COM 98956P102 740 18,300 SH SOLE 18,300 COVIDIEN LTD COM G2552X108 413 11,404 SH SOLE 11,404 INGERSOLL-RAND COMPANY LTD (A) CL A G4776G101 420 24,186 SH SOLE 24,186 BANCO LATINOAMERICAN O DE EXPORTACIONES CL E P16994132 503 35,000 SH SOLE 35,000 DRYSHIPS INC SHS Y2109Q101 293 27,475 SH SOLE 27,475
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