8-K 1 a19-9470_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): May 1, 2019

 

Commission File Number 1-13610

 

CIM COMMERCIAL TRUST CORPORATION

(Exact name of registrant as specified in its charter)

 

Maryland

 

75-6446078

(State or other jurisdiction
of incorporation or organization)

 

(I.R.S. Employer
Identification No.)

 

17950 Preston Road, Suite 600,

 

 

Dallas, TX 75252

 

(972) 349-3200

(Address of principal executive offices)

 

(Registrant’s telephone number)

 

Former name, former address and former fiscal year, if changed since last report: NONE

 

Securities Registered Pursuant to Section 12(b) of the Act:

 

(Title of each class)

 

(Trading symbol)

 

(Name of each exchange on which registered)

Common Stock, $0.001 Par Value

 

CMCT

 

NASDAQ Global Market

Common Stock, $0.001 Par Value

 

CMCT-L

 

Tel Aviv Stock Exchange

Series L Preferred Stock, $0.001 Par Value

 

CMCTP

 

NASDAQ Global Market

Series L Preferred Stock, $0.001 Par Value

 

CMCTP

 

Tel Aviv Stock Exchange

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o                            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company  o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  o

 

 

 


 

Item 5.07                                           Submission of Matters of a Vote of Security Holders

 

The Annual Meeting of Stockholders was held on May 1, 2019.  A total of 43,313,114.32 shares were voted in person or by proxy, representing 98.9% of the shares entitled to be voted. The following are the final voting results on proposals considered and voted upon at the Annual Meeting, all of which are described in the Proxy Statement.

 

1.                    Election of Directors

 

 

 

For

 

Withheld

 

Broker Non-Votes

 

Douglas Bech

 

42,232,035.75

 

261,525.57

 

96.43

 

Robert Cresci

 

42,232,100.75

 

261,460.57

 

96.43

 

Kelly Eppich

 

42,233,917.75

 

259,643.57

 

96.44

 

Frank Golay, Jr.

 

42,232,100.75

 

261,460.57

 

96.43

 

Shaul Kuba

 

42,245,085.75

 

248,475.57

 

96.46

 

Richard Ressler

 

42,212,724.75

 

280,836.57

 

96.39

 

Avraham Shemesh

 

42,245,031.75

 

248,529.57

 

96.46

 

 

The directors will continue to serve as directors until such time as their successors are duly elected and qualified.

 

2.                    Ratification of the selection of BDO USA, LLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019.

 

For

 

43,280.169.92

 

Against

 

27,187.00

 

Abstentions

 

5,779.41

 

Broker Non-Votes

 

0

 

 

The foregoing proposal was approved.

 

3.                    Approval of executive compensation by a non-binding advisory vote.

 

For

 

42,202,973.16

 

Against

 

259,481.75

 

Abstentions

 

31,106.41

 

Broker Non-vote

 

819,575

 

 

The foregoing proposal was approved.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: May 6, 2019

 

 

CIM COMMERCIAL TRUST CORPORATION

 

 

 

 

By:

/s/ Nathan D. DeBacker

 

 

Nathan D. DeBacker, Chief Financial Officer

 

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