0001085146-20-000315.txt : 20200128 0001085146-20-000315.hdr.sgml : 20200128 20200128173107 ACCESSION NUMBER: 0001085146-20-000315 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200128 DATE AS OF CHANGE: 20200128 EFFECTIVENESS DATE: 20200128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 20555711 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5111 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000908195 XXXXXXXX 12-31-2019 12-31-2019 false SHUFRO ROSE & CO LLC

600 LEXINGTON AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-04541 N Steven J. Glass 212-754-5100 /s/ Steven J. Glass New York NY 01-28-2020 0 314 1108964 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 180 DEGREE CAP CORP COM 68235B109 161 75006 SH SOLE 0 0 75006 3M CO COM 88579Y101 6543 37088 SH SOLE 0 0 37088 A MARK PRECIOUS METALS INC COM 00181T107 1985 240068 SH SOLE 0 0 240068 ABB LTD SPONSORED ADR 000375204 5682 235863 SH SOLE 0 0 235863 ABBOTT LABS COM 002824100 322 3710 SH SOLE 0 0 3710 ABBVIE INC COM 00287Y109 259 2925 SH SOLE 0 0 2925 ABERDEEN ASIA PACIFIC INCOM COM 003009107 95 22245 SH SOLE 0 0 22245 ABERDEEN GLOBAL INCOME FD IN COM 003013109 256 31900 SH SOLE 0 0 31900 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 145 18625 SH SOLE 0 0 18625 ADOBE INC COM 00724F101 333 1009 SH SOLE 0 0 1009 AIR LEASE CORP CL A 00912X302 1705 35875 SH SOLE 0 0 35875 ALASKA AIR GROUP INC COM 011659109 1268 18710 SH SOLE 0 0 18710 ALLEGHANY CORP DEL COM 017175100 22357 27961 SH SOLE 0 0 27961 ALLERGAN PLC SHS G0177J108 20532 107403 SH SOLE 0 0 107403 ALLIANCEBERNSTEIN GBL HGH 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