0001085146-19-001963.txt : 20190724 0001085146-19-001963.hdr.sgml : 20190724 20190724143859 ACCESSION NUMBER: 0001085146-19-001963 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190724 DATE AS OF CHANGE: 20190724 EFFECTIVENESS DATE: 20190724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 19970686 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5111 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000908195 XXXXXXXX 06-30-2019 06-30-2019 false SHUFRO ROSE & CO LLC

600 LEXINGTON AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-04541 N Steven J. Glass 212-754-5100 /s/ Steven J. Glass New York NY 07-18-2019 0 306 1027361 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 180 DEGREE CAP CORP COM 68235B109 148 75006 SH SOLE 0 0 75006 3M CO COM 88579Y101 6729 38821 SH SOLE 0 0 38821 A MARK PRECIOUS METALS INC COM 00181T107 3126 239568 SH SOLE 0 0 239568 ABB LTD SPONSORED ADR 000375204 4731 236188 SH SOLE 0 0 236188 ABBOTT LABS COM 002824100 312 3710 SH SOLE 0 0 3710 ABBVIE INC COM 00287Y109 289 3976 SH SOLE 0 0 3976 ABERDEEN ASIA PACIFIC INCOM COM 003009107 93 22245 SH SOLE 0 0 22245 ABERDEEN GLOBAL INCOME FD IN COM 003013109 267 31900 SH SOLE 0 0 31900 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 132 18875 SH SOLE 0 0 18875 ADOBE INC COM 00724F101 295 1000 SH SOLE 0 0 1000 AIR LEASE CORP CL A 00912X302 1508 36475 SH SOLE 0 0 36475 AKEBIA THERAPEUTICS INC COM 00972D105 141 29091 SH SOLE 0 0 29091 ALASKA AIR GROUP INC COM 011659109 1209 18910 SH SOLE 0 0 18910 ALIMERA SCIENCES INC COM 016259103 9 10000 SH SOLE 0 0 10000 ALLEGHANY CORP DEL COM 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