Managing Director

0001085146-19-000290.txt : 20190201 0001085146-19-000290.hdr.sgml : 20190201 20190201074731 ACCESSION NUMBER: 0001085146-19-000290 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190201 DATE AS OF CHANGE: 20190201 EFFECTIVENESS DATE: 20190201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 19557727 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5111 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000908195 XXXXXXXX 12-31-2018 12-31-2018 false SHUFRO ROSE & CO LLC

600 LEXINGTON AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-04541 N Steven J. Glass Managing Director 212-754-5100 /s/ Steven J. Glass New York NY 01-30-2019 0 298 904922 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 180 DEGREE CAP CORP COM 68235B109 157 89500 SH SOLE 0 0 89500 3M CO COM 88579Y101 7719 40512 SH SOLE 0 0 40512 A MARK PRECIOUS METALS INC COM 00181T107 2827 239750 SH SOLE 0 0 239750 ABB LTD SPONSORED ADR 000375204 2246 118160 SH SOLE 0 0 118160 ABBOTT LABS COM 002824100 268 3710 SH SOLE 0 0 3710 ABBVIE INC COM 00287Y109 270 2925 SH SOLE 0 0 2925 ABERDEEN GLOBAL INCOME FD IN COM 003013109 227 31900 SH SOLE 0 0 31900 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 129 19875 SH SOLE 0 0 19875 AGILYSYS INC COM 00847J105 1218 84927 SH SOLE 0 0 84927 AIR LEASE CORP CL A 00912X302 1132 37475 SH SOLE 0 0 37475 AKEBIA THERAPEUTICS INC COM 00972D105 160 28988 SH SOLE 0 0 28988 ALASKA AIR GROUP INC COM 011659109 1370 22510 SH SOLE 0 0 22510 ALIMERA SCIENCES INC COM 016259103 7 10000 SH SOLE 0 0 10000 ALLEGHANY CORP DEL COM 017175100 6953 11155 SH SOLE 0 0 11155 ALLERGAN PLC SHS 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DEPOT INC COM 437076102 3020 17575 SH SOLE 0 0 17575 HONEYWELL INTL INC COM 438516106 338 2558 SH SOLE 0 0 2558 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 251 10500 SH SOLE 0 0 10500 HSBC HLDGS PLC ADR A 1/40PF A 404280604 279 10825 SH SOLE 0 0 10825 II VI INC COM 902104108 9248 284891 SH SOLE 0 0 284891 ILLINOIS TOOL WKS INC COM 452308109 8466 66828 SH SOLE 0 0 66828 IMMUCELL CORP COM PAR 452525306 357 50670 SH SOLE 0 0 50670 IMPINJ INC COM 453204109 219 15035 SH SOLE 0 0 15035 INGREDION INC COM 457187102 7032 76934 SH SOLE 0 0 76934 INTEL CORP COM 458140100 43125 918926 SH SOLE 0 0 918926 INTELLIGENT SYS CORP NEW COM 45816D100 706 54606 SH SOLE 0 0 54606 INTERCONTINENTAL EXCHANGE IN COM 45866F104 414 5500 SH SOLE 0 0 5500 INTERNATIONAL BUSINESS MACHS COM 459200101 1631 14350 SH SOLE 0 0 14350 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 20118 954795 SH SOLE 0 0 954795 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 945 45530 SH SOLE 0 0 45530 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 14496 703333 SH SOLE 0 0 703333 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 19073 208676 SH SOLE 0 0 208676 INVESCO QQQ TR UNIT SER 1 46090E103 297 1923 SH SOLE 0 0 1923 INVESCO TR INVT GRADE MUNS COM 46131M106 207 18000 SH SOLE 0 0 18000 ISHARES TR CORE S&P SCP ETF 464287804 462 6664 SH SOLE 0 0 6664 ISHARES TR LATN AMER 40 ETF 464287390 711 23085 SH SOLE 0 0 23085 ISHARES TR RUS 1000 GRW ETF 464287614 671 5125 SH SOLE 0 0 5125 ITT INC COM 45073V108 576 11943 SH SOLE 0 0 11943 J & J SNACK FOODS CORP COM 466032109 3023 20905 SH SOLE 0 0 20905 JACOBS ENGR GROUP INC DEL COM 469814107 1813 31015 SH SOLE 0 0 31015 JBG SMITH PPTYS COM 46590V100 241 6913 SH SOLE 0 0 6913 JEFFERIES FINL GROUP INC COM 47233W109 440 25330 SH SOLE 0 0 25330 JETBLUE AIRWAYS CORP COM 477143101 161 10050 SH SOLE 0 0 10050 JOHNSON & JOHNSON COM 478160104 4924 38152 SH SOLE 0 0 38152 JOHNSON CTLS INTL PLC SHS G51502105 16909 570279 SH SOLE 0 0 570279 JPMORGAN CHASE & CO COM 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