Managing Director

0001085146-15-001542.txt : 20150730 0001085146-15-001542.hdr.sgml : 20150730 20150729185141 ACCESSION NUMBER: 0001085146-15-001542 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150730 DATE AS OF CHANGE: 20150729 EFFECTIVENESS DATE: 20150730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 151013992 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000908195 XXXXXXXX 06-30-2015 06-30-2015 false SHUFRO ROSE & CO LLC

745 FIFTH AVENUE 26TH FLOOR NEW YORK NY 10151-2600

13F HOLDINGS REPORT 028-04541 N Steven J. Glass Managing Director 212-754-5100 /s/ Steven J. Glass New York NY 07-22-2015 0 261 941281 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 11423 74032 SH SOLE 0 0 74032 A MARK PRECIOUS METALS INC COM 00181T107 2324 222010 SH SOLE 0 0 222010 ABB LTD SPONSORED ADR 000375204 768 36800 SH SOLE 0 0 36800 ABBOTT LABS COM 002824100 404 8250 SH SOLE 0 0 8250 ABERDEEN ASIA PACIFIC INCOM COM 003009107 177 35700 SH SOLE 0 0 35700 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 346 41950 SH SOLE 0 0 41950 AGILYSYS INC COM 00847J105 1315 143335 SH SOLE 0 0 143335 AGRIUM INC COM 008916108 9078 85686 SH SOLE 0 0 85686 AIR LEASE CORP CL A 00912X302 810 23900 SH SOLE 0 0 23900 ALCOA INC COM 013817101 8267 741514 SH SOLE 0 0 741514 ALTERA CORP COM 021441100 1034 20200 SH SOLE 0 0 20200 ALTRIA GROUP INC COM 02209S103 242 4950 SH SOLE 0 0 4950 AMERICAN AIRLS GROUP INC COM 02376R102 283 7102 SH SOLE 0 0 7102 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 12100 702675 SH SOLE 0 0 702675 AMERICAN FINL GROUP INC OHIO COM 025932104 292 4500 SH SOLE 0 0 4500 AMETEK INC NEW COM 031100100 295 5400 SH SOLE 0 0 5400 AMGEN INC COM 031162100 18405 119888 SH SOLE 0 0 119888 ANTERO RES CORP COM 03674X106 592 17250 SH SOLE 0 0 17250 ANTHEM INC COM 036752103 828 5050 SH SOLE 0 0 5050 AON PLC SHS CL A G0408V102 2890 29000 SH SOLE 0 0 29000 APPLE INC COM 037833100 8965 71480 SH SOLE 0 0 71480 ARTS WAY MFG INC COM 043168103 78 16775 SH SOLE 0 0 16775 ASTRO-MED INC NEW COM 04638F108 143 10004 SH SOLE 0 0 10004 AT&T INC COM 00206R102 701 19744 SH SOLE 0 0 19744 ATLANTIC AMERN CORP COM 048209100 197 54649 SH SOLE 0 0 54649 AUTOMATIC DATA PROCESSING IN COM 053015103 419 5228 SH SOLE 0 0 5228 AVERY DENNISON CORP COM 053611109 24894 408514 SH SOLE 0 0 408514 AVX CORP NEW COM 002444107 1323 98300 SH SOLE 0 0 98300 BAKER HUGHES INC COM 057224107 443 7195 SH SOLE 0 0 7195 BANK AMER CORP COM 060505104 1331 78236 SH SOLE 0 0 78236 BANK NEW YORK MELLON CORP COM 064058100 360 8600 SH SOLE 0 0 8600 BAR HBR BANKSHARES COM 066849100 567 16012 SH SOLE 0 0 16012 BAXTER INTL INC COM 071813109 7258 103800 SH SOLE 0 0 103800 BED BATH & BEYOND INC COM 075896100 3137 45490 SH SOLE 0 0 45490 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3072 15 SH SOLE 0 0 15 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6578 48333 SH SOLE 0 0 48333 BIG LOTS INC COM 089302103 1709 38000 SH SOLE 0 0 38000 BIODELIVERY SCIENCES INTL IN COM 09060J106 81 10200 SH SOLE 0 0 10200 BLACKROCK CAPITAL INVESTMENT COM 092533108 320 35100 SH SOLE 0 0 35100 BLACKROCK ENHANCED EQT DIV T COM 09251A104 226 28385 SH SOLE 0 0 28385 BLACKROCK FLOAT RATE OME STR COM 09255X100 1137 84150 SH SOLE 0 0 84150 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 173 12800 SH SOLE 0 0 12800 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 261 20000 SH SOLE 0 0 20000 BP PLC SPONSORED ADR 055622104 5887 147327 SH SOLE 0 0 147327 BRISTOL MYERS SQUIBB CO COM 110122108 841 12650 SH SOLE 0 0 12650 BUCKLE INC COM 118440106 11857 259065 SH SOLE 0 0 259065 CABOT OIL & GAS CORP COM 127097103 22919 726692 SH SOLE 0 0 726692 CARBO CERAMICS INC COM 140781105 538 12945 SH SOLE 0 0 12945 CARNIVAL CORP PAIRED CTF 143658300 1512 30625 SH SOLE 0 0 30625 CASTLE A M & CO COM 148411101 74 12000 SH SOLE 0 0 12000 CHEVRON CORP NEW COM 166764100 5986 62059 SH SOLE 0 0 62059 CHICOS FAS INC COM 168615102 4381 263490 SH SOLE 0 0 263490 CHIPMOS TECH BERMUDA LTD SHS G2110R114 1131 51800 SH SOLE 0 0 51800 CISCO SYS INC COM 17275R102 22705 826850 SH SOLE 0 0 826850 CITIGROUP INC COM NEW 172967424 1094 19806 SH SOLE 0 0 19806 COCA COLA CO COM 191216100 611 15600 SH SOLE 0 0 15600 COEUR MNG INC COM NEW 192108504 337 59175 SH SOLE 0 0 59175 COHEN & STEERS INFRASTRUCTUR COM 19248A109 277 13200 SH SOLE 0 0 13200 COMMERCIAL METALS CO COM 201723103 893 55550 SH SOLE 0 0 55550 CONOCOPHILLIPS COM 20825C104 878 14310 SH SOLE 0 0 14310 CONSOL ENERGY INC COM 20854P109 886 40800 SH SOLE 0 0 40800 CONSOLIDATED EDISON INC COM 209115104 8058 139220 SH SOLE 0 0 139220 CORE LABORATORIES N V COM N22717107 8502 74554 SH SOLE 0 0 74554 CORNING INC COM 219350105 33434 1694604 SH SOLE 0 0 1694604 CROCS INC COM 227046109 373 25405 SH SOLE 0 0 25405 CVS HEALTH CORP COM 126650100 1499 14300 SH SOLE 0 0 14300 CYCLACEL PHARMACEUTICALS INC COM NEW 23254L306 14 17500 SH SOLE 0 0 17500 D R HORTON INC COM 23331A109 338 12390 SH SOLE 0 0 12390 DARLING INGREDIENTS INC COM 237266101 6749 460435 SH SOLE 0 0 460435 DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 605 74600 SH SOLE 0 0 74600 DICKS SPORTING GOODS INC COM 253393102 3848 74340 SH SOLE 0 0 74340 DISNEY WALT CO COM DISNEY 254687106 1232 10801 SH SOLE 0 0 10801 DONEGAL GROUP INC CL A 257701201 189 12410 SH SOLE 0 0 12410 DOT HILL SYS CORP COM 25848T109 367 60000 SH SOLE 0 0 60000 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 56 16775 SH SOLE 0 0 16775 DSW INC CL A 23334L102 1940 58150 SH SOLE 0 0 58150 DU PONT E I DE NEMOURS & CO COM 263534109 10285 160831 SH SOLE 0 0 160831 EATON VANCE FLTING RATE INC COM 278279104 378 27500 SH SOLE 0 0 27500 EATON VANCE LTD DUR INCOME F COM 27828H105 571 42450 SH SOLE 0 0 42450 EATON VANCE SR FLTNG RTE TR COM 27828Q105 152 11100 SH SOLE 0 0 11100 ELLIS PERRY INTL INC COM 288853104 534 22500 SH SOLE 0 0 22500 EMERSON ELEC CO COM 291011104 2022 36485 SH SOLE 0 0 36485 ENERPLUS CORP COM 292766102 299 34100 SH SOLE 0 0 34100 EQUUS TOTAL RETURN INC COM 294766100 33 17735 SH SOLE 0 0 17735 ERIN ENERGY CORP COM 295625107 80 20473 SH SOLE 0 0 20473 ESSEX RENT CORP COM 297187106 8 10000 SH SOLE 0 0 10000 EVERSOURCE ENERGY COM 30040W108 261 5748 SH SOLE 0 0 5748 EXAMWORKS GROUP INC COM 30066A105 737 18856 SH SOLE 0 0 18856 EXELON CORP COM 30161N101 359 11450 SH SOLE 0 0 11450 EXPRESS SCRIPTS HLDG CO COM 30219G108 229 2580 SH SOLE 0 0 2580 EXXON MOBIL CORP COM 30231G102 27001 324533 SH SOLE 0 0 324533 FIRST TR SR FLG RTE INCM FD COM 33733U108 153 11700 SH SOLE 0 0 11700 FIRSTENERGY CORP COM 337932107 1805 55466 SH SOLE 0 0 55466 FLEXTRONICS INTL LTD ORD Y2573F102 5804 513177 SH SOLE 0 0 513177 FORD MTR CO DEL COM PAR $0.01 345370860 307 20468 SH SOLE 0 0 20468 FREEPORT-MCMORAN INC CL B 35671D857 1200 64475 SH SOLE 0 0 64475 FREIGHTCAR AMER INC COM 357023100 9468 453455 SH SOLE 0 0 453455 FRIEDMAN INDS INC COM 358435105 1186 189870 SH SOLE 0 0 189870 GENERAL ELECTRIC CO COM 369604103 36671 1380169 SH SOLE 0 0 1380169 GENERAL MLS INC COM 370334104 704 12650 SH SOLE 0 0 12650 GENERAL MTRS CO COM 37045V100 6341 190250 SH SOLE 0 0 190250 GENTEX CORP COM 371901109 3951 240650 SH SOLE 0 0 240650 GETTY RLTY CORP NEW COM 374297109 788 48212 SH SOLE 0 0 48212 GILEAD SCIENCES INC COM 375558103 468 4000 SH SOLE 0 0 4000 GLADSTONE LD CORP COM 376549101 157 15200 SH SOLE 0 0 15200 GOLDFIELD CORP COM 381370105 123 74516 SH SOLE 0 0 74516 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 1154 62250 SH SOLE 0 0 62250 GSE SYS INC COM 36227K106 17 11500 SH SOLE 0 0 11500 HALLIBURTON CO COM 406216101 1468 34106 SH SOLE 0 0 34106 HARDINGE INC COM 412324303 647 65700 SH SOLE 0 0 65700 HARRIS & HARRIS GROUP INC COM 413833104 220 80000 SH SOLE 0 0 80000 HARSCO CORP COM 415864107 2017 122282 SH SOLE 0 0 122282 HEALTHCARE SVCS GRP INC COM 421906108 788 23850 SH SOLE 0 0 23850 HOME DEPOT INC COM 437076102 1883 16950 SH SOLE 0 0 16950 HSBC HLDGS PLC ADR A 1/40PF A 404280604 341 13525 SH SOLE 0 0 13525 II VI INC COM 902104108 6083 320510 SH SOLE 0 0 320510 ILLINOIS TOOL WKS INC COM 452308109 11454 124785 SH SOLE 0 0 124785 IMMUCELL CORP COM PAR $0.10 452525306 388 49468 SH SOLE 0 0 49468 INTEL CORP COM 458140100 29952 984807 SH SOLE 0 0 984807 INTELLIGENT SYS CORP NEW COM 45816D100 221 74468 SH SOLE 0 0 74468 INTERCONTINENTAL EXCHANGE IN COM 45866F104 245 1100 SH SOLE 0 0 1100 INTERNATIONAL BUSINESS MACHS COM 459200101 2836 17436 SH SOLE 0 0 17436 INVESCO TR INVT GRADE MUNS COM 46131M106 417 32900 SH SOLE 0 0 32900 INVESCO TR INVT GRADE NY MUN COM 46131T101 333 25000 SH SOLE 0 0 25000 ITT CORP NEW COM NEW 450911201 600 14352 SH SOLE 0 0 14352 JACOBS ENGR GROUP INC DEL COM 469814107 12269 302055 SH SOLE 0 0 302055 JETBLUE AIRWAYS CORP COM 477143101 208 10050 SH SOLE 0 0 10050 JOHNSON & JOHNSON COM 478160104 4079 41854 SH SOLE 0 0 41854 JOHNSON CTLS INC COM 478366107 24138 487344 SH SOLE 0 0 487344 JOY GLOBAL INC COM 481165108 8008 221220 SH SOLE 0 0 221220 JPMORGAN CHASE & CO COM 46625H100 15907 234767 SH SOLE 0 0 234767 KELLY SVCS INC CL A 488152208 5390 351200 SH SOLE 0 0 351200 KENNAMETAL INC COM 489170100 18608 545375 SH SOLE 0 0 545375 KERYX BIOPHARMACEUTICALS INC COM 492515101 346 34700 SH SOLE 0 0 34700 KIMBERLY CLARK CORP COM 494368103 370 3500 SH SOLE 0 0 3500 KNOWLES CORP COM 49926D109 3228 178355 SH SOLE 0 0 178355 KOHLS CORP COM 500255104 14220 227135 SH SOLE 0 0 227135 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 266 10476 SH SOLE 0 0 10476 L-3 COMMUNICATIONS HLDGS INC COM 502424104 396 3500 SH SOLE 0 0 3500 LEGG MASON INC COM 524901105 463 9000 SH SOLE 0 0 9000 LEXINGTON REALTY TRUST COM 529043101 282 33329 SH SOLE 0 0 33329 LIBERTY BROADBAND CORP COM SER A 530307107 854 16756 SH SOLE 0 0 16756 LIBERTY BROADBAND CORP COM SER C 530307305 2256 44098 SH SOLE 0 0 44098 LIBERTY MEDIA CORP DELAWARE CL A 531229102 2436 67605 SH SOLE 0 0 67605 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 7314 203760 SH SOLE 0 0 203760 LILLY ELI & CO COM 532457108 4453 53344 SH SOLE 0 0 53344 M & T BK CORP COM 55261F104 1133 9074 SH SOLE 0 0 9074 MAGELLAN PETE CORP COM 559091301 12 29500 SH SOLE 0 0 29500 MANHATTAN BRIDGE CAPITAL INC COM 562803106 161 36675 SH SOLE 0 0 36675 MEAD JOHNSON NUTRITION CO COM 582839106 405 4500 SH SOLE 0 0 4500 MEADOWBROOK INS GROUP INC COM 58319P108 895 104100 SH SOLE 0 0 104100 MEDICAL PPTYS TRUST INC COM 58463J304 407 31100 SH SOLE 0 0 31100 MEDTRONIC PLC SHS G5960L103 991 13378 SH SOLE 0 0 13378 MERCER INTL INC COM 588056101 359 26300 SH SOLE 0 0 26300 MERCK & CO INC NEW COM 58933Y105 490 8624 SH SOLE 0 0 8624 METLIFE INC COM 59156R108 13936 248907 SH SOLE 0 0 248907 MFC INDL LTD COM 55278T105 104 25850 SH SOLE 0 0 25850 MFS INTER INCOME TR SH BEN INT 55273C107 680 147190 SH SOLE 0 0 147190 MICROSOFT CORP COM 594918104 11156 252704 SH SOLE 0 0 252704 MIDDLEBURG FINANCIAL CORP COM 596094102 2391 132863 SH SOLE 0 0 132863 MITCHAM INDS INC COM 606501104 64 15450 SH SOLE 0 0 15450 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1173 120700 SH SOLE 0 0 120700 MORGAN STANLEY COM NEW 617446448 442 11400 SH SOLE 0 0 11400 MOSAIC CO NEW COM 61945C103 8234 175765 SH SOLE 0 0 175765 NATIONAL FUEL GAS CO N J COM 636180101 230 3910 SH SOLE 0 0 3910 NATIONAL WESTN LIFE INS CO CL A 638522102 11844 49456 SH SOLE 0 0 49456 NEWPORT CORP COM 651824104 7921 417825 SH SOLE 0 0 417825 NORTHERN TR CORP COM 665859104 267 3500 SH SOLE 0 0 3500 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 381 6800 SH SOLE 0 0 6800 NOVARTIS A G SPONSORED ADR 66987V109 1647 16757 SH SOLE 0 0 16757 NOW INC COM 67011P100 4016 201740 SH SOLE 0 0 201740 NUCOR CORP COM 670346105 11229 254805 SH SOLE 0 0 254805 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 140 16300 SH SOLE 0 0 16300 NUVEEN MUN VALUE FD INC COM 670928100 197 20500 SH SOLE 0 0 20500 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 91 10000 SH SOLE 0 0 10000 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 121 14950 SH SOLE 0 0 14950 NUVEEN QUALITY PFD INCOME FD COM 67071S101 105 13300 SH SOLE 0 0 13300 NUVEEN QUALITY PFD INCOME FD COM 67072C105 99 11700 SH SOLE 0 0 11700 OLD REP INTL CORP COM 680223104 452 28975 SH SOLE 0 0 28975 OMEGA PROTEIN CORP COM 68210P107 1420 103300 SH SOLE 0 0 103300 OPKO HEALTH INC COM 68375N103 1450 90200 SH SOLE 0 0 90200 ORBOTECH LTD ORD M75253100 459 22100 SH SOLE 0 0 22100 PANDORA MEDIA INC COM 698354107 233 15000 SH SOLE 0 0 15000 PDC ENERGY INC COM 69327R101 702 13100 SH SOLE 0 0 13100 PEPSICO INC COM 713448108 595 6385 SH SOLE 0 0 6385 PFIZER INC COM 717081103 4019 119883 SH SOLE 0 0 119883 PHILLIPS 66 COM 718546104 209 2600 SH SOLE 0 0 2600 PIMCO INCOME STRATEGY FUND COM 72201H108 465 42900 SH SOLE 0 0 42900 PIMCO INCOME STRATEGY FUND I COM 72201J104 374 38100 SH SOLE 0 0 38100 POTASH CORP SASK INC COM 73755L107 20470 660975 SH SOLE 0 0 660975 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 311 2913 SH SOLE 0 0 2913 PROSPECT CAPITAL CORPORATION COM 74348T102 1538 208800 SH SOLE 0 0 208800 PUBLIC SVC ENTERPRISE GROUP COM 744573106 851 21666 SH SOLE 0 0 21666 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 604 118600 SH SOLE 0 0 118600 QUALCOMM INC COM 747525103 2181 34839 SH SOLE 0 0 34839 QUEST DIAGNOSTICS INC COM 74834L100 731 10080 SH SOLE 0 0 10080 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 228 14000 SH SOLE 0 0 14000 RAND CAP CORP COM 752185108 530 136300 SH SOLE 0 0 136300 RESEARCH FRONTIERS INC COM 760911107 1131 211850 SH SOLE 0 0 211850 ROCKWELL COLLINS INC COM 774341101 14406 155995 SH SOLE 0 0 155995 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 505 8873 SH SOLE 0 0 8873 RTI SURGICAL INC COM 74975N105 271 42000 SH SOLE 0 0 42000 SALISBURY BANCORP INC COM 795226109 305 9975 SH SOLE 0 0 9975 SANDISK CORP COM 80004C101 2643 45406 SH SOLE 0 0 45406 SANOFI SPONSORED ADR 80105N105 341 6900 SH SOLE 0 0 6900 SCHEIN HENRY INC COM 806407102 1208 8500 SH SOLE 0 0 8500 SCHMITT INDS INC ORE COM NEW 806870200 32 12000 SH SOLE 0 0 12000 SCHNITZER STL INDS CL A 806882106 9689 554615 SH SOLE 0 0 554615 SEABOARD CORP COM 811543107 1133 315 SH SOLE 0 0 315 SENECA FOODS CORP NEW CL A 817070501 1106 39850 SH SOLE 0 0 39850 SIMPSON MANUFACTURING CO INC COM 829073105 613 18055 SH SOLE 0 0 18055 SOLAZYME INC COM 83415T101 861 274500 SH SOLE 0 0 274500 SONOCO PRODS CO COM 835495102 13756 320970 SH SOLE 0 0 320970 SPDR S&P 500 ETF TR TR UNIT 78462F103 333 1618 SH SOLE 0 0 1618 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 843 3089 SH SOLE 0 0 3089 SPDR SERIES TRUST S&P BIOTECH 78464A870 983 3900 SH SOLE 0 0 3900 SPROTT FOCUS TR INC COM 85208J109 454 64134 SH SOLE 0 0 64134 STEMCELLS INC COM NEW 85857R204 5 10000 SH SOLE 0 0 10000 STRYKER CORP COM 863667101 8505 89000 SH SOLE 0 0 89000 SUPERIOR INDS INTL INC COM 868168105 2565 140130 SH SOLE 0 0 140130 SUTRON CORP COM 869380105 414 49000 SH SOLE 0 0 49000 SWISS HELVETIA FD INC COM 870875101 315 26960 SH SOLE 0 0 26960 SYNGENTA AG SPONSORED ADR 87160A100 639 7840 SH SOLE 0 0 7840 SYSTEMAX INC COM 871851101 3385 391870 SH SOLE 0 0 391870 TAL INTL GROUP INC COM 874083108 1300 41150 SH SOLE 0 0 41150 TARGET CORP COM 87612E106 1409 17264 SH SOLE 0 0 17264 TEJON RANCH CO COM 879080109 9398 365550 SH SOLE 0 0 365550 TEMPLETON GLOBAL INCOME FD COM 880198106 468 66575 SH SOLE 0 0 66575 TERADYNE INC COM 880770102 2927 151745 SH SOLE 0 0 151745 TESORO CORP COM 881609101 987 11700 SH SOLE 0 0 11700 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3775 63890 SH SOLE 0 0 63890 TEXAS INSTRS INC COM 882508104 19619 380886 SH SOLE 0 0 380886 THERMO FISHER SCIENTIFIC INC COM 883556102 8364 64460 SH SOLE 0 0 64460 TICC CAPITAL CORP COM 87244T109 117 17500 SH SOLE 0 0 17500 TIME WARNER CABLE INC COM 88732J207 893 5016 SH SOLE 0 0 5016 TIME WARNER INC COM NEW 887317303 1744 19955 SH SOLE 0 0 19955 TOWNSQUARE MEDIA INC CL A 892231101 135 10000 SH SOLE 0 0 10000 TRI POINTE HOMES INC COM 87265H109 9810 641200 SH SOLE 0 0 641200 TRINITY INDS INC COM 896522109 1041 39400 SH SOLE 0 0 39400 UNILEVER PLC SPON ADR NEW 904767704 618 14400 SH SOLE 0 0 14400 UNION PAC CORP COM 907818108 305 3200 SH SOLE 0 0 3200 UNITED PARCEL SERVICE INC CL B 911312106 370 3825 SH SOLE 0 0 3825 UNITED TECHNOLOGIES CORP COM 913017109 280 2525 SH SOLE 0 0 2525 UNITEDHEALTH GROUP INC COM 91324P102 17441 142965 SH SOLE 0 0 142965 VALERO ENERGY CORP NEW COM 91913Y100 863 13800 SH SOLE 0 0 13800 VALMONT INDS INC COM 920253101 9368 78810 SH SOLE 0 0 78810 VERIZON COMMUNICATIONS INC COM 92343V104 10212 219106 SH SOLE 0 0 219106 VINCE HLDG CORP COM 92719W108 1684 140600 SH SOLE 0 0 140600 VISHAY INTERTECHNOLOGY INC COM 928298108 634 54300 SH SOLE 0 0 54300 VISHAY PRECISION GROUP INC COM 92835K103 9698 644000 SH SOLE 0 0 644000 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 22136 607323 SH SOLE 0 0 607323 VOYA PRIME RATE TR SH BEN INT 92913A100 52 10000 SH SOLE 0 0 10000 WALGREENS BOOTS ALLIANCE INC COM 931427108 422 5000 SH SOLE 0 0 5000 WALKER & DUNLOP INC COM 93148P102 12276 459115 SH SOLE 0 0 459115 WENDYS CO COM 95058W100 10952 970925 SH SOLE 0 0 970925 WESTERN ASSET GLB PTNRS INCO COM 95766G108 180 19700 SH SOLE 0 0 19700 WESTERN ASST MN PRT FD INC COM 95766P108 231 15445 SH SOLE 0 0 15445 WHITING PETE CORP NEW COM 966387102 231 6900 SH SOLE 0 0 6900 WORLD FUEL SVCS CORP COM 981475106 7507 156560 SH SOLE 0 0 156560 WP GLIMCHER IN COM 92939N102 3371 249180 SH SOLE 0 0 249180 XYLEM INC COM 98419M100 992 26778 SH SOLE 0 0 26778