0001085146-15-001542.txt : 20150730
0001085146-15-001542.hdr.sgml : 20150730
20150729185141
ACCESSION NUMBER: 0001085146-15-001542
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150730
DATE AS OF CHANGE: 20150729
EFFECTIVENESS DATE: 20150730
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC
CENTRAL INDEX KEY: 0000908195
IRS NUMBER: 135390713
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04541
FILM NUMBER: 151013992
BUSINESS ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
BUSINESS PHONE: 2127545100
MAIL ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
FORMER COMPANY:
FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN
DATE OF NAME CHANGE: 19930624
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000908195
XXXXXXXX
06-30-2015
06-30-2015
false
SHUFRO ROSE & CO LLC
745 FIFTH AVENUE
26TH FLOOR
NEW YORK
NY
10151-2600
13F HOLDINGS REPORT
028-04541
N
Steven J. Glass
Managing Director
212-754-5100
/s/ Steven J. Glass
New York
NY
07-22-2015
0
261
941281
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form13fInfoTable.xml
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74032
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222010
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222010
ABB LTD
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768
36800
SH
SOLE
0
0
36800
ABBOTT LABS
COM
002824100
404
8250
SH
SOLE
0
0
8250
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
177
35700
SH
SOLE
0
0
35700
ABERDEEN JAPAN EQUITY FD INC
COM
00306J109
346
41950
SH
SOLE
0
0
41950
AGILYSYS INC
COM
00847J105
1315
143335
SH
SOLE
0
0
143335
AGRIUM INC
COM
008916108
9078
85686
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SOLE
0
0
85686
AIR LEASE CORP
CL A
00912X302
810
23900
SH
SOLE
0
0
23900
ALCOA INC
COM
013817101
8267
741514
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SOLE
0
0
741514
ALTERA CORP
COM
021441100
1034
20200
SH
SOLE
0
0
20200
ALTRIA GROUP INC
COM
02209S103
242
4950
SH
SOLE
0
0
4950
AMERICAN AIRLS GROUP INC
COM
02376R102
283
7102
SH
SOLE
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0
7102
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
12100
702675
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0
0
702675
AMERICAN FINL GROUP INC OHIO
COM
025932104
292
4500
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0
4500
AMETEK INC NEW
COM
031100100
295
5400
SH
SOLE
0
0
5400
AMGEN INC
COM
031162100
18405
119888
SH
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0
0
119888
ANTERO RES CORP
COM
03674X106
592
17250
SH
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0
0
17250
ANTHEM INC
COM
036752103
828
5050
SH
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0
5050
AON PLC
SHS CL A
G0408V102
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29000
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APPLE INC
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037833100
8965
71480
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0
71480
ARTS WAY MFG INC
COM
043168103
78
16775
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16775
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COM
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10004
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10004
AT&T INC
COM
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19744
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19744
ATLANTIC AMERN CORP
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197
54649
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COM
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408514
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0
408514
AVX CORP NEW
COM
002444107
1323
98300
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COM
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443
7195
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COM
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1331
78236
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BANK NEW YORK MELLON CORP
COM
064058100
360
8600
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8600
BAR HBR BANKSHARES
COM
066849100
567
16012
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16012
BAXTER INTL INC
COM
071813109
7258
103800
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103800
BED BATH & BEYOND INC
COM
075896100
3137
45490
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45490
BERKSHIRE HATHAWAY INC DEL
CL A
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3072
15
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15
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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6578
48333
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BIG LOTS INC
COM
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1709
38000
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COM
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226
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84150
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12800
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12800
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COM
09255E102
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147327
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841
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COM
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CABOT OIL & GAS CORP
COM
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30625
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COM
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12000
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COM
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62059
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CHICOS FAS INC
COM
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CHIPMOS TECH BERMUDA LTD
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G2110R114
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CISCO SYS INC
COM
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CITIGROUP INC
COM NEW
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COCA COLA CO
COM
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59175
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COHEN & STEERS INFRASTRUCTUR
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COM
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CONOCOPHILLIPS
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14310
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CONSOL ENERGY INC
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CONSOLIDATED EDISON INC
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209115104
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CORE LABORATORIES N V
COM
N22717107
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COM
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CROCS INC
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227046109
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CVS HEALTH CORP
COM
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CYCLACEL PHARMACEUTICALS INC
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23254L306
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17500
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17500
D R HORTON INC
COM
23331A109
338
12390
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12390
DARLING INGREDIENTS INC
COM
237266101
6749
460435
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DEUTSCHE MULTI-MKT INCOME TR
SHS
25160E102
605
74600
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SOLE
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0
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DICKS SPORTING GOODS INC
COM
253393102
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DISNEY WALT CO
COM DISNEY
254687106
1232
10801
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DONEGAL GROUP INC
CL A
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189
12410
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DOT HILL SYS CORP
COM
25848T109
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DSW INC
CL A
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58150
SH
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0
58150
DU PONT E I DE NEMOURS & CO
COM
263534109
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EATON VANCE FLTING RATE INC
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378
27500
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27500
EATON VANCE LTD DUR INCOME F
COM
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42450
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42450
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COM
27828Q105
152
11100
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0
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ELLIS PERRY INTL INC
COM
288853104
534
22500
SH
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0
22500
EMERSON ELEC CO
COM
291011104
2022
36485
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ENERPLUS CORP
COM
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299
34100
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34100
EQUUS TOTAL RETURN INC
COM
294766100
33
17735
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0
17735
ERIN ENERGY CORP
COM
295625107
80
20473
SH
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20473
ESSEX RENT CORP
COM
297187106
8
10000
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0
10000
EVERSOURCE ENERGY
COM
30040W108
261
5748
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EXAMWORKS GROUP INC
COM
30066A105
737
18856
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0
18856
EXELON CORP
COM
30161N101
359
11450
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11450
EXPRESS SCRIPTS HLDG CO
COM
30219G108
229
2580
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EXXON MOBIL CORP
COM
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324533
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FIRST TR SR FLG RTE INCM FD
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33733U108
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11700
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FIRSTENERGY CORP
COM
337932107
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55466
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FLEXTRONICS INTL LTD
ORD
Y2573F102
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FORD MTR CO DEL
COM PAR $0.01
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FREEPORT-MCMORAN INC
CL B
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64475
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FREIGHTCAR AMER INC
COM
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453455
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FRIEDMAN INDS INC
COM
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189870
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GENERAL ELECTRIC CO
COM
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GENERAL MLS INC
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704
12650
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COM
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190250
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GENTEX CORP
COM
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3951
240650
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GETTY RLTY CORP NEW
COM
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GILEAD SCIENCES INC
COM
375558103
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4000
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GLADSTONE LD CORP
COM
376549101
157
15200
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GOLDFIELD CORP
COM
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74516
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GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
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1154
62250
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62250
GSE SYS INC
COM
36227K106
17
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11500
HALLIBURTON CO
COM
406216101
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34106
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HARDINGE INC
COM
412324303
647
65700
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HARRIS & HARRIS GROUP INC
COM
413833104
220
80000
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HARSCO CORP
COM
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2017
122282
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HEALTHCARE SVCS GRP INC
COM
421906108
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23850
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0
23850
HOME DEPOT INC
COM
437076102
1883
16950
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16950
HSBC HLDGS PLC
ADR A 1/40PF A
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341
13525
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II VI INC
COM
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388
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INTEL CORP
COM
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INTELLIGENT SYS CORP NEW
COM
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INVESCO TR INVT GRADE NY MUN
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ITT CORP NEW
COM NEW
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JACOBS ENGR GROUP INC DEL
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JETBLUE AIRWAYS CORP
COM
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10050
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10050
JOHNSON & JOHNSON
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4079
41854
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JOHNSON CTLS INC
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JOY GLOBAL INC
COM
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221220
JPMORGAN CHASE & CO
COM
46625H100
15907
234767
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KELLY SVCS INC
CL A
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351200
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KENNAMETAL INC
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545375
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KERYX BIOPHARMACEUTICALS INC
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370
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KNOWLES CORP
COM
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KOHLS CORP
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NY REG SH NEW
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396
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LEGG MASON INC
COM
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463
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MEAD JOHNSON NUTRITION CO
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COM
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MEDICAL PPTYS TRUST INC
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COM
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METLIFE INC
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COM
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COM
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SOLE
0
0
10000
NUVEEN QUALITY PFD INC FD 3
COM
67072W101
121
14950
SH
SOLE
0
0
14950
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
105
13300
SH
SOLE
0
0
13300
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
99
11700
SH
SOLE
0
0
11700
OLD REP INTL CORP
COM
680223104
452
28975
SH
SOLE
0
0
28975
OMEGA PROTEIN CORP
COM
68210P107
1420
103300
SH
SOLE
0
0
103300
OPKO HEALTH INC
COM
68375N103
1450
90200
SH
SOLE
0
0
90200
ORBOTECH LTD
ORD
M75253100
459
22100
SH
SOLE
0
0
22100
PANDORA MEDIA INC
COM
698354107
233
15000
SH
SOLE
0
0
15000
PDC ENERGY INC
COM
69327R101
702
13100
SH
SOLE
0
0
13100
PEPSICO INC
COM
713448108
595
6385
SH
SOLE
0
0
6385
PFIZER INC
COM
717081103
4019
119883
SH
SOLE
0
0
119883
PHILLIPS 66
COM
718546104
209
2600
SH
SOLE
0
0
2600
PIMCO INCOME STRATEGY FUND
COM
72201H108
465
42900
SH
SOLE
0
0
42900
PIMCO INCOME STRATEGY FUND I
COM
72201J104
374
38100
SH
SOLE
0
0
38100
POTASH CORP SASK INC
COM
73755L107
20470
660975
SH
SOLE
0
0
660975
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
311
2913
SH
SOLE
0
0
2913
PROSPECT CAPITAL CORPORATION
COM
74348T102
1538
208800
SH
SOLE
0
0
208800
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
851
21666
SH
SOLE
0
0
21666
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
604
118600
SH
SOLE
0
0
118600
QUALCOMM INC
COM
747525103
2181
34839
SH
SOLE
0
0
34839
QUEST DIAGNOSTICS INC
COM
74834L100
731
10080
SH
SOLE
0
0
10080
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
228
14000
SH
SOLE
0
0
14000
RAND CAP CORP
COM
752185108
530
136300
SH
SOLE
0
0
136300
RESEARCH FRONTIERS INC
COM
760911107
1131
211850
SH
SOLE
0
0
211850
ROCKWELL COLLINS INC
COM
774341101
14406
155995
SH
SOLE
0
0
155995
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
505
8873
SH
SOLE
0
0
8873
RTI SURGICAL INC
COM
74975N105
271
42000
SH
SOLE
0
0
42000
SALISBURY BANCORP INC
COM
795226109
305
9975
SH
SOLE
0
0
9975
SANDISK CORP
COM
80004C101
2643
45406
SH
SOLE
0
0
45406
SANOFI
SPONSORED ADR
80105N105
341
6900
SH
SOLE
0
0
6900
SCHEIN HENRY INC
COM
806407102
1208
8500
SH
SOLE
0
0
8500
SCHMITT INDS INC ORE
COM NEW
806870200
32
12000
SH
SOLE
0
0
12000
SCHNITZER STL INDS
CL A
806882106
9689
554615
SH
SOLE
0
0
554615
SEABOARD CORP
COM
811543107
1133
315
SH
SOLE
0
0
315
SENECA FOODS CORP NEW
CL A
817070501
1106
39850
SH
SOLE
0
0
39850
SIMPSON MANUFACTURING CO INC
COM
829073105
613
18055
SH
SOLE
0
0
18055
SOLAZYME INC
COM
83415T101
861
274500
SH
SOLE
0
0
274500
SONOCO PRODS CO
COM
835495102
13756
320970
SH
SOLE
0
0
320970
SPDR S&P 500 ETF TR
TR UNIT
78462F103
333
1618
SH
SOLE
0
0
1618
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
843
3089
SH
SOLE
0
0
3089
SPDR SERIES TRUST
S&P BIOTECH
78464A870
983
3900
SH
SOLE
0
0
3900
SPROTT FOCUS TR INC
COM
85208J109
454
64134
SH
SOLE
0
0
64134
STEMCELLS INC
COM NEW
85857R204
5
10000
SH
SOLE
0
0
10000
STRYKER CORP
COM
863667101
8505
89000
SH
SOLE
0
0
89000
SUPERIOR INDS INTL INC
COM
868168105
2565
140130
SH
SOLE
0
0
140130
SUTRON CORP
COM
869380105
414
49000
SH
SOLE
0
0
49000
SWISS HELVETIA FD INC
COM
870875101
315
26960
SH
SOLE
0
0
26960
SYNGENTA AG
SPONSORED ADR
87160A100
639
7840
SH
SOLE
0
0
7840
SYSTEMAX INC
COM
871851101
3385
391870
SH
SOLE
0
0
391870
TAL INTL GROUP INC
COM
874083108
1300
41150
SH
SOLE
0
0
41150
TARGET CORP
COM
87612E106
1409
17264
SH
SOLE
0
0
17264
TEJON RANCH CO
COM
879080109
9398
365550
SH
SOLE
0
0
365550
TEMPLETON GLOBAL INCOME FD
COM
880198106
468
66575
SH
SOLE
0
0
66575
TERADYNE INC
COM
880770102
2927
151745
SH
SOLE
0
0
151745
TESORO CORP
COM
881609101
987
11700
SH
SOLE
0
0
11700
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
3775
63890
SH
SOLE
0
0
63890
TEXAS INSTRS INC
COM
882508104
19619
380886
SH
SOLE
0
0
380886
THERMO FISHER SCIENTIFIC INC
COM
883556102
8364
64460
SH
SOLE
0
0
64460
TICC CAPITAL CORP
COM
87244T109
117
17500
SH
SOLE
0
0
17500
TIME WARNER CABLE INC
COM
88732J207
893
5016
SH
SOLE
0
0
5016
TIME WARNER INC
COM NEW
887317303
1744
19955
SH
SOLE
0
0
19955
TOWNSQUARE MEDIA INC
CL A
892231101
135
10000
SH
SOLE
0
0
10000
TRI POINTE HOMES INC
COM
87265H109
9810
641200
SH
SOLE
0
0
641200
TRINITY INDS INC
COM
896522109
1041
39400
SH
SOLE
0
0
39400
UNILEVER PLC
SPON ADR NEW
904767704
618
14400
SH
SOLE
0
0
14400
UNION PAC CORP
COM
907818108
305
3200
SH
SOLE
0
0
3200
UNITED PARCEL SERVICE INC
CL B
911312106
370
3825
SH
SOLE
0
0
3825
UNITED TECHNOLOGIES CORP
COM
913017109
280
2525
SH
SOLE
0
0
2525
UNITEDHEALTH GROUP INC
COM
91324P102
17441
142965
SH
SOLE
0
0
142965
VALERO ENERGY CORP NEW
COM
91913Y100
863
13800
SH
SOLE
0
0
13800
VALMONT INDS INC
COM
920253101
9368
78810
SH
SOLE
0
0
78810
VERIZON COMMUNICATIONS INC
COM
92343V104
10212
219106
SH
SOLE
0
0
219106
VINCE HLDG CORP
COM
92719W108
1684
140600
SH
SOLE
0
0
140600
VISHAY INTERTECHNOLOGY INC
COM
928298108
634
54300
SH
SOLE
0
0
54300
VISHAY PRECISION GROUP INC
COM
92835K103
9698
644000
SH
SOLE
0
0
644000
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
22136
607323
SH
SOLE
0
0
607323
VOYA PRIME RATE TR
SH BEN INT
92913A100
52
10000
SH
SOLE
0
0
10000
WALGREENS BOOTS ALLIANCE INC
COM
931427108
422
5000
SH
SOLE
0
0
5000
WALKER & DUNLOP INC
COM
93148P102
12276
459115
SH
SOLE
0
0
459115
WENDYS CO
COM
95058W100
10952
970925
SH
SOLE
0
0
970925
WESTERN ASSET GLB PTNRS INCO
COM
95766G108
180
19700
SH
SOLE
0
0
19700
WESTERN ASST MN PRT FD INC
COM
95766P108
231
15445
SH
SOLE
0
0
15445
WHITING PETE CORP NEW
COM
966387102
231
6900
SH
SOLE
0
0
6900
WORLD FUEL SVCS CORP
COM
981475106
7507
156560
SH
SOLE
0
0
156560
WP GLIMCHER IN
COM
92939N102
3371
249180
SH
SOLE
0
0
249180
XYLEM INC
COM
98419M100
992
26778
SH
SOLE
0
0
26778