0001085146-15-000951.txt : 20150421
0001085146-15-000951.hdr.sgml : 20150421
20150420191259
ACCESSION NUMBER: 0001085146-15-000951
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150421
DATE AS OF CHANGE: 20150420
EFFECTIVENESS DATE: 20150421
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC
CENTRAL INDEX KEY: 0000908195
IRS NUMBER: 135390713
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04541
FILM NUMBER: 15781596
BUSINESS ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
BUSINESS PHONE: 2127545100
MAIL ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
FORMER COMPANY:
FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN
DATE OF NAME CHANGE: 19930624
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000908195
XXXXXXXX
03-31-2015
03-31-2015
false
SHUFRO ROSE & CO LLC
745 FIFTH AVENUE
26TH FLOOR
NEW YORK
NY
10151-2600
13F HOLDINGS REPORT
028-04541
N
Steven J. Glass
Managing Director
212-754-5100
/s/ Steven J. Glass
New York
NY
04-16-2015
0
263
972158
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37200
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382
8250
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003009107
200
37200
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0
0
37200
ABERDEEN JAPAN EQUITY FD INC
COM
00306J109
360
44450
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SOLE
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0
44450
AGILYSYS INC
COM
00847J105
1420
144385
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144385
AGRIUM INC
COM
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9097
87251
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0
87251
AIR LEASE CORP
CL A
00912X302
864
22900
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0
22900
ALCOA INC
COM
013817101
6567
508319
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0
508319
ALTERA CORP
COM
021441100
23446
546415
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0
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ALTRIA GROUP INC
COM
02209S103
247
4950
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0
4950
AMERICAN AIRLS GROUP INC
COM
02376R102
454
8602
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AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
12707
743975
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AMERICAN ELEC PWR INC
COM
025537101
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8401
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4500
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5962
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AMGEN INC
COM
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126768
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ANTHEM INC
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5050
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AON PLC
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16775
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10004
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CITIGROUP INC
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D R HORTON INC
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DARLING INGREDIENTS INC
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DSW INC
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EMERSON ELEC CO
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ENERPLUS CORP
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EQUUS TOTAL RETURN INC
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EVERSOURCE ENERGY
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EXELON CORP
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11450
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EXPRESS SCRIPTS HLDG CO
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EXXON MOBIL CORP
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FIRSTENERGY CORP
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ORD
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GOODYEAR TIRE & RUBR CO
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COM SHS BEN INT
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GSE SYS INC
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HARRIS & HARRIS GROUP INC
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HEALTHCARE SVCS GRP INC
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SH
SOLE
0
0
253210
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
147
16300
SH
SOLE
0
0
16300
NUVEEN MUN VALUE FD INC
COM
670928100
202
20500
SH
SOLE
0
0
20500
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
95
10000
SH
SOLE
0
0
10000
NUVEEN QUALITY PFD INC FD 3
COM
67072W101
129
14950
SH
SOLE
0
0
14950
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
113
13300
SH
SOLE
0
0
13300
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
107
11700
SH
SOLE
0
0
11700
OLD REP INTL CORP
COM
680223104
432
28975
SH
SOLE
0
0
28975
OMEGA PROTEIN CORP
COM
68210P107
1407
102800
SH
SOLE
0
0
102800
OPKO HEALTH INC
COM
68375N103
1242
87700
SH
SOLE
0
0
87700
ORBOTECH LTD
ORD
M75253100
583
36400
SH
SOLE
0
0
36400
PANDORA MEDIA INC
COM
698354107
243
15000
SH
SOLE
0
0
15000
PDC ENERGY INC
COM
69327R101
713
13200
SH
SOLE
0
0
13200
PEPSICO INC
COM
713448108
682
7135
SH
SOLE
0
0
7135
PFIZER INC
COM
717081103
4245
122023
SH
SOLE
0
0
122023
PHILLIPS 66
COM
718546104
216
2750
SH
SOLE
0
0
2750
PIMCO INCOME STRATEGY FUND
COM
72201H108
489
42900
SH
SOLE
0
0
42900
PIMCO INCOME STRATEGY FUND I
COM
72201J104
382
38100
SH
SOLE
0
0
38100
POTASH CORP SASK INC
COM
73755L107
17449
541070
SH
SOLE
0
0
541070
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
312
2963
SH
SOLE
0
0
2963
PROSPECT CAPITAL CORPORATION
COM
74348T102
1781
210800
SH
SOLE
0
0
210800
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
908
21666
SH
SOLE
0
0
21666
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
684
129800
SH
SOLE
0
0
129800
QUALCOMM INC
COM
747525103
2485
35839
SH
SOLE
0
0
35839
QUEST DIAGNOSTICS INC
COM
74834L100
766
9980
SH
SOLE
0
0
9980
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
260
14000
SH
SOLE
0
0
14000
RAND CAP CORP
COM
752185108
538
136300
SH
SOLE
0
0
136300
RESEARCH FRONTIERS INC
COM
760911107
1290
211600
SH
SOLE
0
0
211600
ROCKWELL COLLINS INC
COM
774341101
15144
156855
SH
SOLE
0
0
156855
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
660
11073
SH
SOLE
0
0
11073
RTI SURGICAL INC
COM
74975N105
303
61500
SH
SOLE
0
0
61500
SALISBURY BANCORP INC
COM
795226109
301
10175
SH
SOLE
0
0
10175
SANDISK CORP
COM
80004C101
1601
25180
SH
SOLE
0
0
25180
SANOFI
SPONSORED ADR
80105N105
341
6900
SH
SOLE
0
0
6900
SCHEIN HENRY INC
COM
806407102
1186
8500
SH
SOLE
0
0
8500
SCHLUMBERGER LTD
COM
806857108
256
3070
SH
SOLE
0
0
3070
SCHMITT INDS INC ORE
COM NEW
806870200
31
12000
SH
SOLE
0
0
12000
SCHNITZER STL INDS
CL A
806882106
8830
556795
SH
SOLE
0
0
556795
SEABOARD CORP
COM
811543107
991
240
SH
SOLE
0
0
240
SENECA FOODS CORP NEW
CL A
817070501
1138
38200
SH
SOLE
0
0
38200
SIMPSON MANUFACTURING CO INC
COM
829073105
674
18055
SH
SOLE
0
0
18055
SOLAZYME INC
COM
83415T101
740
259000
SH
SOLE
0
0
259000
SONOCO PRODS CO
COM
835495102
14683
323000
SH
SOLE
0
0
323000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
334
1618
SH
SOLE
0
0
1618
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
875
3159
SH
SOLE
0
0
3159
SPDR SERIES TRUST
S&P BIOTECH
78464A870
879
3900
SH
SOLE
0
0
3900
SPROTT FOCUS TR INC
COM
85208J109
464
64001
SH
SOLE
0
0
64001
STRYKER CORP
COM
863667101
8320
90200
SH
SOLE
0
0
90200
SUPERIOR INDS INTL INC
COM
868168105
2703
142805
SH
SOLE
0
0
142805
SUTRON CORP
COM
869380105
248
49000
SH
SOLE
0
0
49000
SWISS HELVETIA FD INC
COM
870875101
325
28187
SH
SOLE
0
0
28187
SYNGENTA AG
SPONSORED ADR
87160A100
535
7890
SH
SOLE
0
0
7890
SYSTEMAX INC
COM
871851101
4377
358220
SH
SOLE
0
0
358220
TAL INTL GROUP INC
COM
874083108
1773
43550
SH
SOLE
0
0
43550
TARGET CORP
COM
87612E106
1416
17264
SH
SOLE
0
0
17264
TEJON RANCH CO
COM
879080109
9638
364400
SH
SOLE
0
0
364400
TEMPLETON DRAGON FD INC
COM
88018T101
223
9000
SH
SOLE
0
0
9000
TEMPLETON GLOBAL INCOME FD
COM
880198106
478
66575
SH
SOLE
0
0
66575
TERADYNE INC
COM
880770102
2888
153250
SH
SOLE
0
0
153250
TESORO CORP
COM
881609101
1141
12500
SH
SOLE
0
0
12500
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
4146
66560
SH
SOLE
0
0
66560
TEXAS INSTRS INC
COM
882508104
21999
384711
SH
SOLE
0
0
384711
THERMO FISHER SCIENTIFIC INC
COM
883556102
8735
65025
SH
SOLE
0
0
65025
TICC CAPITAL CORP
COM
87244T109
117
17000
SH
SOLE
0
0
17000
TIME WARNER CABLE INC
COM
88732J207
751
5016
SH
SOLE
0
0
5016
TIME WARNER INC
COM NEW
887317303
1685
19955
SH
SOLE
0
0
19955
TITAN MACHY INC
COM
88830R101
1064
79725
SH
SOLE
0
0
79725
TOWNSQUARE MEDIA INC
CL A
892231101
128
10000
SH
SOLE
0
0
10000
TRI POINTE HOMES INC
COM
87265H109
9583
621100
SH
SOLE
0
0
621100
TRINITY INDS INC
COM
896522109
1104
31100
SH
SOLE
0
0
31100
UNILEVER PLC
SPON ADR NEW
904767704
600
14400
SH
SOLE
0
0
14400
UNION PAC CORP
COM
907818108
346
3200
SH
SOLE
0
0
3200
UNITED PARCEL SERVICE INC
CL B
911312106
380
3925
SH
SOLE
0
0
3925
UNITED TECHNOLOGIES CORP
COM
913017109
295
2525
SH
SOLE
0
0
2525
UNITEDHEALTH GROUP INC
COM
91324P102
17196
145375
SH
SOLE
0
0
145375
VALERO ENERGY CORP NEW
COM
91913Y100
884
13900
SH
SOLE
0
0
13900
VALMONT INDS INC
COM
920253101
8076
65725
SH
SOLE
0
0
65725
VERIZON COMMUNICATIONS INC
COM
92343V104
10384
213548
SH
SOLE
0
0
213548
VISHAY INTERTECHNOLOGY INC
COM
928298108
819
59300
SH
SOLE
0
0
59300
VISHAY PRECISION GROUP INC
COM
92835K103
10426
654520
SH
SOLE
0
0
654520
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
19829
606786
SH
SOLE
0
0
606786
WALGREENS BOOTS ALLIANCE INC
COM
931427108
423
5000
SH
SOLE
0
0
5000
WALKER & DUNLOP INC
COM
93148P102
8511
480065
SH
SOLE
0
0
480065
WENDYS CO
COM
95058W100
10782
989225
SH
SOLE
0
0
989225
WESTERN ASSET GLB PTNRS INCO
COM
95766G108
188
19700
SH
SOLE
0
0
19700
WESTERN ASST MN PRT FD INC
COM
95766P108
240
15445
SH
SOLE
0
0
15445
WORLD FUEL SVCS CORP
COM
981475106
9027
157060
SH
SOLE
0
0
157060
WP GLIMCHER IN
COM
92939N102
4199
252555
SH
SOLE
0
0
252555
XYLEM INC
COM
98419M100
955
27278
SH
SOLE
0
0
27278