Managing Director

0001085146-14-001276.txt : 20140627 0001085146-14-001276.hdr.sgml : 20140627 20140623191335 ACCESSION NUMBER: 0001085146-14-001276 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140624 DATE AS OF CHANGE: 20140623 EFFECTIVENESS DATE: 20140624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 14936165 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0000908195 XXXXXXXX 03-31-2014 03-31-2014 true 1 RESTATEMENT false SHUFRO ROSE & CO LLC

745 FIFTH AVENUE 26TH FLOOR NEW YORK NY 10151-2600

13F HOLDINGS REPORT 028-04541 N Steven J. Glass Managing Director 212-754-5100 /s/ Steven J. Glass New York NY 06-12-2014 0 260 954546 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 11097 81802 SH SOLE 0 0 81802 ABB LTD SPONSORED ADR 000375204 978 37950 SH SOLE 0 0 37950 ABBOTT LABS COM 002824100 652 16950 SH SOLE 0 0 16950 ABBVIE INC COM 00287Y109 4605 89600 SH SOLE 0 0 89600 ABERDEEN ASIA PACIFIC INCOM COM 003009107 233 38200 SH SOLE 0 0 38200 AGILYSYS INC COM 00847J105 2040 152255 SH SOLE 0 0 152255 AGRIUM INC COM 008916108 8703 89250 SH SOLE 0 0 89250 ALCOA INC COM 013817101 7161 556419 SH SOLE 0 0 556419 ALPHA PRO TECH LTD COM 020772109 28 12900 SH SOLE 0 0 12900 ALTEVA COM 02153V102 314 37900 SH SOLE 0 0 37900 AMERICAN AIRLS GROUP INC COM 02376R102 231 6315 SH SOLE 0 0 6315 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 7255 592750 SH SOLE 0 0 592750 AMERICAN ELEC PWR INC COM 025537101 440 8701 SH SOLE 0 0 8701 AMERICAN FINL GROUP INC OHIO COM 025932104 259 4500 SH SOLE 0 0 4500 AMERICAN SOFTWARE INC CL A 029683109 146 14450 SH 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