0001085146-14-000868.txt : 20140416
0001085146-14-000868.hdr.sgml : 20140416
20140415191441
ACCESSION NUMBER: 0001085146-14-000868
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140416
DATE AS OF CHANGE: 20140415
EFFECTIVENESS DATE: 20140416
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC
CENTRAL INDEX KEY: 0000908195
IRS NUMBER: 135390713
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04541
FILM NUMBER: 14766246
BUSINESS ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
BUSINESS PHONE: 2127545100
MAIL ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
FORMER COMPANY:
FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN
DATE OF NAME CHANGE: 19930624
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000908195
XXXXXXXX
03-31-2014
03-31-2014
false
SHUFRO ROSE & CO LLC
745 FIFTH AVENUE
26TH FLOOR
NEW YORK
NY
10151-2600
13F HOLDINGS REPORT
028-04541
N
Steven J. Glass
Managing Director
212-754-5100
/s/ Steven J. Glass
New York
NY
04-14-2014
0
249
901888
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
11097
81802
SH
SOLE
0
0
81802
ABB LTD
SPONSORED ADR
000375204
978
37950
SH
SOLE
0
0
37950
ABBOTT LABS
COM
002824100
652
16950
SH
SOLE
0
0
16950
ABBVIE INC
COM
00287Y109
4605
89600
SH
SOLE
0
0
89600
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
233
38200
SH
SOLE
0
0
38200
AGILYSYS INC
COM
00847J105
2040
152255
SH
SOLE
0
0
152255
AGRIUM INC
COM
008916108
8703
89250
SH
SOLE
0
0
89250
ALCOA INC
COM
013817101
7161
556419
SH
SOLE
0
0
556419
ALPHA PRO TECH LTD
COM
020772109
28
12900
SH
SOLE
0
0
12900
ALTEVA
COM
02153V102
314
37900
SH
SOLE
0
0
37900
AMERICAN AIRLS GROUP INC
COM
02376R102
231
6315
SH
SOLE
0
0
6315
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
7255
592750
SH
SOLE
0
0
592750
AMERICAN FINL GROUP INC OHIO
COM
025932104
259
4500
SH
SOLE
0
0
4500
AMERICAN SOFTWARE INC
CL A
029683109
146
14450
SH
SOLE
0
0
14450
AMERICAN WTR WKS CO INC NEW
COM
030420103
249
5500
SH
SOLE
0
0
5500
AMETEK INC NEW
COM
031100100
250
4874
SH
SOLE
0
0
4874
AMGEN INC
COM
031162100
17417
141212
SH
SOLE
0
0
141212
AON PLC
SHS CL A
G0408V102
2528
30000
SH
SOLE
0
0
30000
APPLE INC
COM
037833100
6462
12041
SH
SOLE
0
0
12041
ASTRO-MED INC NEW
COM
04638F108
118
10004
SH
SOLE
0
0
10004
AT&T INC
COM
00206R102
721
20582
SH
SOLE
0
0
20582
ATLANTIC AMERN CORP
COM
048209100
200
54949
SH
SOLE
0
0
54949
AUTOMATIC DATA PROCESSING IN
COM
053015103
774
10028
SH
SOLE
0
0
10028
AVERY DENNISON CORP
COM
053611109
22167
437490
SH
SOLE
0
0
437490
AVX CORP NEW
COM
002444107
4202
318840
SH
SOLE
0
0
318840
BAKER HUGHES INC
COM
057224107
485
7470
SH
SOLE
0
0
7470
BANK NEW YORK MELLON CORP
COM
064058100
416
11800
SH
SOLE
0
0
11800
BANK OF AMERICA CORPORATION
COM
060505104
1406
81799
SH
SOLE
0
0
81799
BAR HBR BANKSHARES
COM
066849100
771
20125
SH
SOLE
0
0
20125
BED BATH & BEYOND INC
COM
075896100
1485
21590
SH
SOLE
0
0
21590
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2810
15
SH
SOLE
0
0
15
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
6484
51887
SH
SOLE
0
0
51887
BIG LOTS INC
COM
089302103
1759
46450
SH
SOLE
0
0
46450
BIOGEN IDEC INC
COM
09062X103
305
1000
SH
SOLE
0
0
1000
BLACKROCK FLOAT RATE OME STR
COM
09255X100
1204
82650
SH
SOLE
0
0
82650
BLACKROCK KELSO CAPITAL CORP
COM
092533108
340
37100
SH
SOLE
0
0
37100
BLACKROCK MUNIHLDGS NY QLTY
COM
09255C106
180
13500
SH
SOLE
0
0
13500
BLACKROCK MUNIYIELD NY QLTY
COM
09255E102
330
25500
SH
SOLE
0
0
25500
BLACKROCK REAL ASSET EQUITY
COM
09254B109
96
10800
SH
SOLE
0
0
10800
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
158
11800
SH
SOLE
0
0
11800
BP PLC
SPONSORED ADR
055622104
6884
143120
SH
SOLE
0
0
143120
BRISTOL MYERS SQUIBB CO
COM
110122108
657
12650
SH
SOLE
0
0
12650
BUCKLE INC
COM
118440106
11338
247565
SH
SOLE
0
0
247565
CAMAC ENERGY INC
COM
131745101
329
422180
SH
SOLE
0
0
422180
CARBO CERAMICS INC
COM
140781105
672
4875
SH
SOLE
0
0
4875
CARNIVAL CORP
PAIRED CTF
143658300
1131
29875
SH
SOLE
0
0
29875
CHESAPEAKE ENERGY CORP
COM
165167107
276
10800
SH
SOLE
0
0
10800
CHEVRON CORP NEW
COM
166764100
3637
30594
SH
SOLE
0
0
30594
CHICOS FAS INC
COM
168615102
3234
201760
SH
SOLE
0
0
201760
CHINA SHENGDA PACKAGING GROU
COM
16950V107
32
29500
SH
SOLE
0
0
29500
CHIPMOS TECH BERMUDA LTD
SHS
G2110R114
507
23000
SH
SOLE
0
0
23000
CISCO SYS INC
COM
17275R102
23307
1039800
SH
SOLE
0
0
1039800
COCA COLA CO
COM
191216100
622
16100
SH
SOLE
0
0
16100
COEUR MNG INC
COM NEW
192108504
770
82975
SH
SOLE
0
0
82975
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
382
17323
SH
SOLE
0
0
17323
COMMERCIAL METALS CO
COM
201723103
1053
55800
SH
SOLE
0
0
55800
CONOCOPHILLIPS
COM
20825C104
1045
14860
SH
SOLE
0
0
14860
CONSOL ENERGY INC
COM
20854P109
1446
36200
SH
SOLE
0
0
36200
CONSOLIDATED TOMOKA LD CO
COM
210226106
241
6000
SH
SOLE
0
0
6000
CORNING INC
COM
219350105
46705
2243284
SH
SOLE
0
0
2243284
CROCS INC
COM
227046109
543
34845
SH
SOLE
0
0
34845
CVS CAREMARK CORPORATION
COM
126650100
1220
16300
SH
SOLE
0
0
16300
CYCLACEL PHARMACEUTICALS INC
COM NEW
23254L306
97
26500
SH
SOLE
0
0
26500
D R HORTON INC
COM
23331A109
276
12785
SH
SOLE
0
0
12785
DARLING INTL INC
COM
237266101
8257
412485
SH
SOLE
0
0
412485
DISNEY WALT CO
COM DISNEY
254687106
992
12391
SH
SOLE
0
0
12391
DONEGAL GROUP INC
CL A
257701201
188
12930
SH
SOLE
0
0
12930
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
70
16775
SH
SOLE
0
0
16775
DU PONT E I DE NEMOURS & CO
COM
263534109
19950
297321
SH
SOLE
0
0
297321
DWS MULTI MKT INCOME TR
SHS
23338L108
689
72500
SH
SOLE
0
0
72500
EATON VANCE FLTING RATE INC
COM
278279104
233
14900
SH
SOLE
0
0
14900
EATON VANCE LTD DUR INCOME F
COM
27828H105
661
43350
SH
SOLE
0
0
43350
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
171
11300
SH
SOLE
0
0
11300
ELLIS PERRY INTL INC
COM
288853104
2081
151475
SH
SOLE
0
0
151475
EMERSON ELEC CO
COM
291011104
2487
37240
SH
SOLE
0
0
37240
ENERPLUS CORP
COM
292766102
1054
52700
SH
SOLE
0
0
52700
EQUUS TOTAL RETURN INC
COM
294766100
34
17735
SH
SOLE
0
0
17735
EXAMWORKS GROUP INC
COM
30066A105
7592
216875
SH
SOLE
0
0
216875
EXELON CORP
COM
30161N101
333
9950
SH
SOLE
0
0
9950
EXXON MOBIL CORP
COM
30231G102
33238
340278
SH
SOLE
0
0
340278
FIRST TR SR FLG RTE INCM FD
COM
33733U108
190
13200
SH
SOLE
0
0
13200
FIRSTENERGY CORP
COM
337932107
8308
244166
SH
SOLE
0
0
244166
FLEXTRONICS INTL LTD
ORD
Y2573F102
4877
527877
SH
SOLE
0
0
527877
FORD MTR CO DEL
COM PAR $0.01
345370860
286
18368
SH
SOLE
0
0
18368
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
1642
49665
SH
SOLE
0
0
49665
FREIGHTCAR AMER INC
COM
357023100
7202
309905
SH
SOLE
0
0
309905
FRIEDMAN INDS INC
COM
358435105
1948
231170
SH
SOLE
0
0
231170
FUEL TECH INC
COM
359523107
111
22300
SH
SOLE
0
0
22300
GENERAL ELECTRIC CO
COM
369604103
37565
1450981
SH
SOLE
0
0
1450981
GENERAL MLS INC
COM
370334104
691
13350
SH
SOLE
0
0
13350
GENTEX CORP
COM
371901109
3716
117865
SH
SOLE
0
0
117865
GETTY RLTY CORP NEW
COM
374297109
1036
54846
SH
SOLE
0
0
54846
GILEAD SCIENCES INC
COM
375558103
425
6000
SH
SOLE
0
0
6000
GOLDFIELD CORP
COM
381370105
60
27204
SH
SOLE
0
0
27204
GOODYEAR TIRE & RUBR CO
COM
382550101
218
8375
SH
SOLE
0
0
8375
GOOGLE INC
CL A
38259P508
273
245
SH
SOLE
0
0
245
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
1479
58700
SH
SOLE
0
0
58700
GRAHAM HLDGS CO
COM
384637104
3291
4677
SH
SOLE
0
0
4677
HARDINGE INC
COM
412324303
973
67600
SH
SOLE
0
0
67600
HARRIS & HARRIS GROUP INC
COM
413833104
665
191900
SH
SOLE
0
0
191900
HARSCO CORP
COM
415864107
2938
125437
SH
SOLE
0
0
125437
HCC INS HLDGS INC
COM
404132102
11357
249667
SH
SOLE
0
0
249667
HEALTHCARE SVCS GRP INC
COM
421906108
794
27350
SH
SOLE
0
0
27350
HELMERICH & PAYNE INC
COM
423452101
268
2500
SH
SOLE
0
0
2500
HEWLETT PACKARD CO
COM
428236103
5646
174497
SH
SOLE
0
0
174497
HOME DEPOT INC
COM
437076102
1357
17150
SH
SOLE
0
0
17150
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
301
10500
SH
SOLE
0
0
10500
HSBC HLDGS PLC
ADR A 1/40PF A
404280604
382
15025
SH
SOLE
0
0
15025
ILLINOIS TOOL WKS INC
COM
452308109
11933
146735
SH
SOLE
0
0
146735
IMMUCELL CORP
COM PAR $0.10
452525306
248
51863
SH
SOLE
0
0
51863
INTEL CORP
COM
458140100
32835
1271995
SH
SOLE
0
0
1271995
INTELLIGENT SYS CORP NEW
COM
45816D100
153
91273
SH
SOLE
0
0
91273
INTERNATIONAL BUSINESS MACHS
COM
459200101
3531
18348
SH
SOLE
0
0
18348
INVESCO TR INVT GRADE MUNS
COM
46131M106
421
32900
SH
SOLE
0
0
32900
INVESCO TR INVT GRADE NY MUN
COM
46131T101
493
34000
SH
SOLE
0
0
34000
ITT CORP NEW
COM NEW
450911201
652
15254
SH
SOLE
0
0
15254
J & J SNACK FOODS CORP
COM
466032109
1440
15005
SH
SOLE
0
0
15005
JACOBS ENGR GROUP INC DEL
COM
469814107
15076
237422
SH
SOLE
0
0
237422
JAPAN EQUITY FD INC
COM
471057109
308
47200
SH
SOLE
0
0
47200
JETBLUE AIRWAYS CORP
COM
477143101
87
10050
SH
SOLE
0
0
10050
JOHNSON & JOHNSON
COM
478160104
4513
45946
SH
SOLE
0
0
45946
JOHNSON CTLS INC
COM
478366107
22046
465896
SH
SOLE
0
0
465896
JOY GLOBAL INC
COM
481165108
1808
31180
SH
SOLE
0
0
31180
JPMORGAN CHASE & CO
COM
46625H100
14910
245601
SH
SOLE
0
0
245601
KELLY SVCS INC
CL A
488152208
5076
213925
SH
SOLE
0
0
213925
KENNAMETAL INC
COM
489170100
10964
247495
SH
SOLE
0
0
247495
KIMBERLY CLARK CORP
COM
494368103
385
3500
SH
SOLE
0
0
3500
KOHLS CORP
COM
500255104
22931
403724
SH
SOLE
0
0
403724
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
360
10249
SH
SOLE
0
0
10249
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
9730
82360
SH
SOLE
0
0
82360
LAKELAND INDS INC
COM
511795106
127
19900
SH
SOLE
0
0
19900
LAYNE CHRISTENSEN CO
COM
521050104
4380
240795
SH
SOLE
0
0
240795
LEGG MASON INC
COM
524901105
966
19700
SH
SOLE
0
0
19700
LEUCADIA NATL CORP
COM
527288104
853
30480
SH
SOLE
0
0
30480
LEXINGTON REALTY TRUST
COM
529043101
368
33764
SH
SOLE
0
0
33764
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
5841
44680
SH
SOLE
0
0
44680
LIFE TIME FITNESS INC
COM
53217R207
10109
210180
SH
SOLE
0
0
210180
LILLY ELI & CO
COM
532457108
241
4100
SH
SOLE
0
0
4100
LOUISIANA PAC CORP
COM
546347105
202
12000
SH
SOLE
0
0
12000
M & T BK CORP
COM
55261F104
1201
9902
SH
SOLE
0
0
9902
MAGELLAN PETE CORP
COM
559091301
45
32000
SH
SOLE
0
0
32000
MANHATTAN BRIDGE CAPITAL INC
COM
562803106
66
33975
SH
SOLE
0
0
33975
MEAD JOHNSON NUTRITION CO
COM
582839106
548
6600
SH
SOLE
0
0
6600
MEADOWBROOK INS GROUP INC
COM
58319P108
826
141800
SH
SOLE
0
0
141800
MEDICAL PPTYS TRUST INC
COM
58463J304
244
19100
SH
SOLE
0
0
19100
MEDTRONIC INC
COM
585055106
22063
358523
SH
SOLE
0
0
358523
MELA SCIENCES INC
COM
55277R100
6
10000
SH
SOLE
0
0
10000
MERCER INTL INC
COM
588056101
356
47500
SH
SOLE
0
0
47500
MERCK & CO INC NEW
COM
58933Y105
1496
26365
SH
SOLE
0
0
26365
METLIFE INC
COM
59156R108
14183
268635
SH
SOLE
0
0
268635
MFS INTER INCOME TR
SH BEN INT
55273C107
819
158190
SH
SOLE
0
0
158190
MICROSOFT CORP
COM
594918104
10836
264371
SH
SOLE
0
0
264371
MIDDLEBURG FINANCIAL CORP
COM
596094102
2179
123759
SH
SOLE
0
0
123759
MITCHAM INDS INC
COM
606501104
235
16900
SH
SOLE
0
0
16900
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
1051
110200
SH
SOLE
0
0
110200
MORGAN STANLEY
COM NEW
617446448
367
11800
SH
SOLE
0
0
11800
MOSAIC CO NEW
COM
61945C103
7073
141465
SH
SOLE
0
0
141465
MYLAN INC
COM
628530107
452
9270
SH
SOLE
0
0
9270
NATIONAL FUEL GAS CO N J
COM
636180101
273
3910
SH
SOLE
0
0
3910
NEOPHOTONICS CORP
COM
64051T100
1017
128300
SH
SOLE
0
0
128300
NEWPORT CORP
COM
651824104
9947
481025
SH
SOLE
0
0
481025
NORTHEAST UTILS
COM
664397106
261
5748
SH
SOLE
0
0
5748
NORTHERN TR CORP
COM
665859104
229
3500
SH
SOLE
0
0
3500
NOVARTIS A G
SPONSORED ADR
66987V109
1421
16725
SH
SOLE
0
0
16725
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
145
15300
SH
SOLE
0
0
15300
NUVEEN MUN VALUE FD INC
COM
670928100
113
12000
SH
SOLE
0
0
12000
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
92
10000
SH
SOLE
0
0
10000
NUVEEN QUALITY PFD INC FD 3
COM
67072W101
137
16450
SH
SOLE
0
0
16450
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
115
14300
SH
SOLE
0
0
14300
OLD REP INTL CORP
COM
680223104
540
32975
SH
SOLE
0
0
32975
OMEGA PROTEIN CORP
COM
68210P107
1688
139900
SH
SOLE
0
0
139900
OPKO HEALTH INC
COM
68375N103
532
57100
SH
SOLE
0
0
57100
ORBOTECH LTD
ORD
M75253100
575
37400
SH
SOLE
0
0
37400
PANDORA MEDIA INC
COM
698354107
454
15000
SH
SOLE
0
0
15000
PDC ENERGY INC
COM
69327R101
1512
24300
SH
SOLE
0
0
24300
PEPSICO INC
COM
713448108
673
8060
SH
SOLE
0
0
8060
PFIZER INC
COM
717081103
10653
331665
SH
SOLE
0
0
331665
PIMCO INCOME STRATEGY FUND
COM
72201H108
492
41950
SH
SOLE
0
0
41950
PIMCO INCOME STRATEGY FUND I
COM
72201J104
409
39400
SH
SOLE
0
0
39400
POTASH CORP SASK INC
COM
73755L107
4943
136490
SH
SOLE
0
0
136490
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
277
3163
SH
SOLE
0
0
3163
PROSPECT CAPITAL CORPORATION
COM
74348T102
1769
163800
SH
SOLE
0
0
163800
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
1113
29200
SH
SOLE
0
0
29200
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
616
111500
SH
SOLE
0
0
111500
QLOGIC CORP
COM
747277101
235
18500
SH
SOLE
0
0
18500
QUALCOMM INC
COM
747525103
2710
34365
SH
SOLE
0
0
34365
QUEST DIAGNOSTICS INC
COM
74834L100
9087
156895
SH
SOLE
0
0
156895
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
427
26200
SH
SOLE
0
0
26200
RAND CAP CORP
COM
752185108
482
138300
SH
SOLE
0
0
138300
RELM WIRELESS CORP
COM
759525108
38
12300
SH
SOLE
0
0
12300
RESEARCH FRONTIERS INC
COM
760911107
1083
208700
SH
SOLE
0
0
208700
ROCKWELL COLLINS INC
COM
774341101
11707
146945
SH
SOLE
0
0
146945
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
710
9729
SH
SOLE
0
0
9729
RTI SURGICAL INC
COM
74975N105
261
64000
SH
SOLE
0
0
64000
SALISBURY BANCORP INC
COM
795226109
289
10775
SH
SOLE
0
0
10775
SANOFI
SPONSORED ADR
80105N105
376
7200
SH
SOLE
0
0
7200
SCHEIN HENRY INC
COM
806407102
1169
9800
SH
SOLE
0
0
9800
SCHLUMBERGER LTD
COM
806857108
474
4870
SH
SOLE
0
0
4870
SCHNITZER STL INDS
CL A
806882106
15441
535220
SH
SOLE
0
0
535220
SEABOARD CORP
COM
811543107
629
240
SH
SOLE
0
0
240
SENECA FOODS CORP NEW
CL A
817070501
1219
38750
SH
SOLE
0
0
38750
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
206
6500
SH
SOLE
0
0
6500
SOLAZYME INC
COM
83415T101
1138
98100
SH
SOLE
0
0
98100
SONOCO PRODS CO
COM
835495102
24593
599540
SH
SOLE
0
0
599540
SPDR S&P 500 ETF TR
TR UNIT
78462F103
342
1834
SH
SOLE
0
0
1834
SPDR SERIES TRUST
S&P BIOTECH
78464A870
612
4300
SH
SOLE
0
0
4300
STRYKER CORP
COM
863667101
7964
97755
SH
SOLE
0
0
97755
SUPERIOR INDS INTL INC
COM
868168105
2971
145045
SH
SOLE
0
0
145045
SUPPORT COM INC
COM
86858W101
140
55000
SH
SOLE
0
0
55000
SUTRON CORP
COM
869380105
135
25000
SH
SOLE
0
0
25000
SWISS HELVETIA FD INC
COM
870875101
424
29496
SH
SOLE
0
0
29496
SYNGENTA AG
SPONSORED ADR
87160A100
611
8075
SH
SOLE
0
0
8075
SYSTEMAX INC
COM
871851101
5658
379520
SH
SOLE
0
0
379520
TAL INTL GROUP INC
COM
874083108
707
16500
SH
SOLE
0
0
16500
TARGET CORP
COM
87612E106
1032
17064
SH
SOLE
0
0
17064
TEJON RANCH CO
COM
879080109
2039
60300
SH
SOLE
0
0
60300
TEMPLETON DRAGON FD INC
COM
88018T101
259
10600
SH
SOLE
0
0
10600
TEMPLETON GLOBAL INCOME FD
COM
880198106
642
79900
SH
SOLE
0
0
79900
TESORO CORP
COM
881609101
657
13000
SH
SOLE
0
0
13000
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
4253
80493
SH
SOLE
0
0
80493
TEXAS INSTRS INC
COM
882508104
26033
552022
SH
SOLE
0
0
552022
THERMO FISHER SCIENTIFIC INC
COM
883556102
8019
66695
SH
SOLE
0
0
66695
TICC CAPITAL CORP
COM
87244T109
161
16500
SH
SOLE
0
0
16500
TIME WARNER CABLE INC
COM
88732J207
688
5016
SH
SOLE
0
0
5016
TIME WARNER INC
COM NEW
887317303
1323
20255
SH
SOLE
0
0
20255
TITAN MACHY INC
COM
88830R101
3840
245100
SH
SOLE
0
0
245100
TRANSOCEAN LTD
REG SHS
H8817H100
6834
165335
SH
SOLE
0
0
165335
TRINITY INDS INC
COM
896522109
756
10500
SH
SOLE
0
0
10500
UNILEVER PLC
SPON ADR NEW
904767704
633
14800
SH
SOLE
0
0
14800
UNION PAC CORP
COM
907818108
487
2600
SH
SOLE
0
0
2600
UNITED PARCEL SERVICE INC
CL B
911312106
413
4250
SH
SOLE
0
0
4250
UNITED TECHNOLOGIES CORP
COM
913017109
584
5000
SH
SOLE
0
0
5000
UNITEDHEALTH GROUP INC
COM
91324P102
13293
162130
SH
SOLE
0
0
162130
VALERO ENERGY CORP NEW
COM
91913Y100
812
15300
SH
SOLE
0
0
15300
VALMONT INDS INC
COM
920253101
7967
53530
SH
SOLE
0
0
53530
VEOLIA ENVIRONNEMENT
SPONSORED ADR
92334N103
569
28650
SH
SOLE
0
0
28650
VERIZON COMMUNICATIONS INC
COM
92343V104
8464
177946
SH
SOLE
0
0
177946
VISHAY INTERTECHNOLOGY INC
COM
928298108
1013
68100
SH
SOLE
0
0
68100
VISHAY PRECISION GROUP INC
COM
92835K103
10477
602820
SH
SOLE
0
0
602820
WALGREEN CO
COM
931422109
330
5000
SH
SOLE
0
0
5000
WALKER & DUNLOP INC
COM
93148P102
8382
512665
SH
SOLE
0
0
512665
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
978
56380
SH
SOLE
0
0
56380
WELLPOINT INC
COM
94973V107
637
6400
SH
SOLE
0
0
6400
WESTERN ASST MN PRT FD INC
COM
95766P108
197
13709
SH
SOLE
0
0
13709
WET SEAL INC
CL A
961840105
2213
1677000
SH
SOLE
0
0
1677000
WHITING PETE CORP NEW
COM
966387102
360
5200
SH
SOLE
0
0
5200
WORLD FUEL SVCS CORP
COM
981475106
8092
183500
SH
SOLE
0
0
183500
XYLEM INC
COM
98419M100
1035
28433
SH
SOLE
0
0
28433
ZAGG INC
COM
98884U108
97
21000
SH
SOLE
0
0
21000