0000908195-12-000002.txt : 20120113
0000908195-12-000002.hdr.sgml : 20120113
20120113135722
ACCESSION NUMBER: 0000908195-12-000002
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120113
DATE AS OF CHANGE: 20120113
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: BAR HARBOR BANKSHARES
CENTRAL INDEX KEY: 0000743367
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 010393663
STATE OF INCORPORATION: ME
FISCAL YEAR END: 1122
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-35281
FILM NUMBER: 12526179
BUSINESS ADDRESS:
STREET 1: 82 MAIN ST
STREET 2: PO BOX 400
CITY: BAR HARBOR
STATE: ME
ZIP: 04609-0400
BUSINESS PHONE: 2072883314
MAIL ADDRESS:
STREET 1: 82 MAIN ST
STREET 2: PO BOX 400
CITY: BAR HARBOR
STATE: ME
ZIP: 04609-0400
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC
CENTRAL INDEX KEY: 0000908195
IRS NUMBER: 135390713
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
BUSINESS PHONE: 2127545100
MAIL ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
FORMER COMPANY:
FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN
DATE OF NAME CHANGE: 19930624
SC 13G
1
barharbor2011.txt
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
BAR HARBOR BANKSHARES
(Name of Issuer)
COMMON
(Title of Class of Securities)
066849100
(CUSIP Number)
DECEMBER 31, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
[ X ]
Rule 13d-1(b)
[ ]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to
the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
CUSIP No. 066849100
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
SHUFRO, ROSE & CO., LLC 13-5390713
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
3.
SEC Use Only
4.
Citizenship or Place of Organization
NY LLC
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5.
Sole Voting Power
NONE
6.
Shared Voting Power
NONE
7.
Sole Dispositive Power
228,150
8.
Shared Dispositive Power
NONE
9.
Aggregate Amount Beneficially Owned by Each Reporting Person 228,150
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
11.
Percent of Class Represented by Amount in Row (9) 5.87
12.
Type of Reporting Person (See Instructions) BD & IA
Securities & Exchange Commission
Washington, D.C. 20549
Schedule 13G Under the Securities
Exchange Act of 1934
Item 1(a). Name of Issuer:
BAR HARBOR BANKSHARES
Item 1 (b). Address of issuer's principal executive offices:
82 Main Street, P.O. Box 400, Bar Harbor, Maine 04609
Item 2(a). Name of person filing: SHUFRO, ROSE & CO., LLC
Item 2(b). Address of principal business office:
745 Fifth Avenue, Suite 2600, New York, NY 10151
Item 2(c). Citizenship: NY LLC
Item 2(D). Title of class of securities:
Common
Item 2(e). CUSIP No.: 066849100
Item 3. If this statement is filed pursuant to rule 240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) [X] Broker or dealer registered under section 15 of the Act
(15 U.S.C. 78o).
(e) [X] An investment adviser in accordance with rule 240.13d-1(b)(1)(ii)(E);
(b), (c), (d), (f), (g), (h), (i), & (j) Not Applicable.
Item 4. Ownership.
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified
in Item 1.
(a) Amount beneficially owned:
228,150
(b) Percent of class:
5.87%
(c ) Number of shares as to which person has:
(i) Sole power to vote or to direct the vote
None.
(ii) Shared power to vote or to direct to vote
None.
(iii) Sole power to dispose or to direct the disposition of
228,150
(iv) Shared power to dispose or to direct the disposition of
None.
Item 5. Ownership of 5 percent or less of a Class.
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than 5 percent of the class of
securities, check the following [ ]
Item 6. Ownership of more than 5 percent on behalf of
another person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on by the Parent
Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of
the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
(a) The following certification shall be included if the statement
is filed pursuant to rule 240.13d-1(b):
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection with
or as a participant in any transaction having that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
SHUFRO ROSE & CO., LLC
Dated: February 13, 2012
___________________________
Signature
BY: Steven J. Glass
Sr. Managing Director
The original statement shall be signed by each person on whose behalf the
statement is filed or his authorized representative. If the statement is
signed on behalf of a person by his authorized representative other than an
executive officer or general partner of the filing person, evidence of the
representatives authority to sign on behalf of such person shall be filed
with the statement, provided, however, that a power of attorney for this
purpose which is already on file with the Commission may be incorporated
by reference. The name and any title of each person who signs the statement
shall be typed or printed beneath his signature.