0000887777-14-000002.txt : 20140124
0000887777-14-000002.hdr.sgml : 20140124
20140124133815
ACCESSION NUMBER: 0000887777-14-000002
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140124
DATE AS OF CHANGE: 20140124
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: MONARCH CASINO & RESORT INC
CENTRAL INDEX KEY: 0000907242
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 880300760
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-49845
FILM NUMBER: 14545402
BUSINESS ADDRESS:
STREET 1: 3800 S VIRGINIA STREET
STREET 2: EXECUTIVE OFFICES
CITY: RENO
STATE: NV
ZIP: 89502
BUSINESS PHONE: 775-335-4600
MAIL ADDRESS:
STREET 1: 3800 S VIRGINIA STREET
STREET 2: EXECUTIVE OFFICES
CITY: RENO
STATE: NV
ZIP: 89502
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: DAVENPORT & Co LLC
CENTRAL INDEX KEY: 0000887777
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 901 E CARY STREET STE 1100
CITY: RICHMOND
STATE: VA
ZIP: 23211
BUSINESS PHONE: 8047802000
MAIL ADDRESS:
STREET 1: P O BOX 85678
CITY: RICHMOND
STATE: VA
ZIP: 23285-5678
FORMER COMPANY:
FORMER CONFORMED NAME: DAVENPORT & CO LLC
DATE OF NAME CHANGE: 20010307
FORMER COMPANY:
FORMER CONFORMED NAME: DAVENPORT & CO OF VIRGINIA INC
DATE OF NAME CHANGE: 20010213
SC 13G/A
1
monarchcasino_13g-123112.txt
DAVENPORT & COMPANY 13G/A MONARCH CASINO 12-31-2014
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/a
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Monarch Casino & Resort, Inc.
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
609027107
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(CUSIP Number)
December 31, 2013
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
The remainder of this cover page shall be filled out
for a reporting person's initial filing on this form with
respect to the subject class of securities, and for any
subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 or otherwise subject
to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
Page 1 of 6 pages
CUSIP No. 609027107 13G Page 2 of 6 Pages
1. Name of Reporting Persons I.R.S. Identification Nos.
of above persons (entities only)
Davenport & Company LLC 54-1835842
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2. Check the Appropriate Box If a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
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3. SEC Use Only
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4. Citizenship or Place of Organization
Virginia, USA
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5. Sole Voting Power
NUMBER OF 675,090
SHARES --------------------------------------------------------
BENEFICIALLY 6. Shared Voting Power
OWNED BY None
EACH --------------------------------------------------------
REPORTING 7. Sole Dispositive Power
PERSON 39,572
WITH: --------------------------------------------------------
8. Shared Dispositive Power
693,440
9. Aggregate Amount Beneficially Owned by Each Reporting Person
733,012
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10. Check Box If the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) [ ]
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11. Percent of Class Represented by Amount in Row (9)
4.45%
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12. Type of Reporting Person (See Instructions)
HC
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CUSIP No. 609027107 13G Page 3 of 6 Pages
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Item 1(a). Name of Issuer:
Monarch Casino & Resort, Inc.
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Item 1(b). Address of Issuer's Principal Executive Offices:
3800 S. Virginia Street, Reno, Nevada 89502
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Item 2(a). Name of Person Filing:
Davenport & Company LLC
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Item 2(b). Address of Principal Business Office, or if None, Residence:
One James Center 901 E Cary St Richmond, VA 23219
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Item 2(c). Citizenship:
VIRGINIA, USA
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Item 2(d). Title of Class of Securities:
COMMON STOCK
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Item 2(e). CUSIP Number:
609027107
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ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.240.13d-1(b) OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or dealer registered under Section 15 of
the Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in Section 3(a)(19)
of the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under Section 8
of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) [ ] An investment adviser in accordance with
ss.240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in
accordance with ss.240.13d-1(b)(1)(ii)(F);
(g) [X] A parent holding company or control person
in accordance with ss.240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b)
of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of the investment
Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
ITEM 4. OWNERSHIP.
Provide the following information regarding the aggregate
number and percentage of the class of securities of the
issuer identified in Item 1.
(a) Amount beneficially owned: 733,012
(b) Percent of class: 4.45%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote 675,090
(ii) Shared power to vote or to direct the vote None
(iii) Sole power to dispose or to direct the disposition of 39,572
(iv) Shared power to dispose or to direct the disposition of 693,440
INSTRUCTION. For computations regarding securities which represent
a right to acquire an underlying security SEE ss.240.13d3(d)(1).
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ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following. (X)
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ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not applicable
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ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT
HOLDING COMPANY.
Not applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable
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ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable
ITEM 10. CERTIFICATIONS.
(a) The following certification shall be included if
the statement is filed pursuant to Rule 13d-1(b):
"By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and not held
for the purpose of or with the effect of changing or influencing the
control of the issuer of the securities and were not acquired and are
not held in connection with or as a participant in any transaction
having such purpose or effect."
(b) The following certification shall be included if
the statement is filed pursuant to Rule 13d-1(c):
"By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction
having such purpose or effect."
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
January 24, 2014
---------------------------------
(Date)
Davenport & Company LLC
By: Denise C. Peters
---------------------------------
(Signature)
Denise C. Peters
First Vice President, Compliance
----------------------------------
(Name/Title)
Note. Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits.
See Rule 13d-7(b) for other parties for whom copies are to be sent.
Attention. Intentional misstatements or omissions of fact
constitute federal criminal violations (see 18 U.S.C. 1001).