0001209191-14-022564.txt : 20140324 0001209191-14-022564.hdr.sgml : 20140324 20140324060255 ACCESSION NUMBER: 0001209191-14-022564 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140320 FILED AS OF DATE: 20140324 DATE AS OF CHANGE: 20140324 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Degliomini Charles CENTRAL INDEX KEY: 0001428788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 14711733 MAIL ADDRESS: STREET 1: C/O EMPIRE RESORTS, INC. STREET 2: 701 N. GREEN VALLEY PARKWAY, SUITE 200 CITY: HENDERSON STATE: NV ZIP: 89074 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-20 0 0000906780 EMPIRE RESORTS INC NYNY 0001428788 Degliomini Charles C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013 MONTICELLO NY 12701 0 1 0 0 EVP Common Stock, $.01 par value per share 2014-03-20 4 M 0 10000 3.33 A 22500 D Common Stock, $.01 par value per share 2014-03-20 4 S 0 10000 7.65 D 12500 D Common Stock, $.01 par value per share 7590 I By Fox-Hollow Lane, LLC Employee Stock Option (right to buy) 3.33 2014-03-20 4 M 0 10000 0.00 D 2014-04-22 Common Stock, $.01 par value per share 10000 0 D The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at price ranging from $7.751 to $7.650, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Mr. Degliomini is a managing member of Fox-Hollow Lane, LLC. He disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The option shares fully vested on April 23, 2011. /s/ Nanette L. Horner, by Power of Attorney 2014-03-21