-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UCxsxhfm7HKjK3Fub+dHh4BLLpk1RlkB3VyvDaLwGiv4LbImrjRBSFnuFA+av+sO HLn5B+DKaiyfWMqYqGF88A== 0001005477-99-000747.txt : 19990217 0001005477-99-000747.hdr.sgml : 19990217 ACCESSION NUMBER: 0001005477-99-000747 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 GROUP MEMBERS: GE INVESTMENT MANAGEMENT INCORPORATED GROUP MEMBERS: GENERAL ELECTRIC COMPANY GROUP MEMBERS: GENERAL ELECTRIC INVESTMENT CORPORATION GROUP MEMBERS: TRUSTEES OF GENERAL ELECTRIC PENSION TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NTL INC /DE/ CENTRAL INDEX KEY: 0000906347 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 521822078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43211 FILM NUMBER: 99543488 BUSINESS ADDRESS: STREET 1: 110 E 59TH ST STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129068440 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL CABLETEL INC DATE OF NAME CHANGE: 19930601 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRUSTEES OF GENERAL ELECTRIC PENSION TRUST CENTRAL INDEX KEY: 0000902967 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3003 SUMMER STREET STREET 2: P O BOX 7900 CITY: STAMFORD STATE: CT ZIP: 06904-7900 BUSINESS PHONE: 2033262300 SC 13G/A 1 AMENDMENT NO. 3 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* NTL, Inc. (former International CableTel, Inc.) - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 629407107 - -------------------------------------------------------------------------------- (CUSIP Number) January 1, 1998 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1 (b) |_| Rule 13d-1 (c) |_| Rule 13d-1 (d) - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 14 pages CUSIP No. 629407107 Page 2 of 14 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. Trustees of General Electric Pension Trust I.R.S. #14-6015763 - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|X| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. State of New York - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: None (6) Shared voting power: 882,000 (7) Sole dispositive power: None (8) Shared dispositive power: 882,000 - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 882,000 - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 1.47% (5.84% if aggregated with the shares beneficially owned by General Electric Investment Corporation and GE Investment Management Incorporated) - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). EP - -------------------------------------------------------------------------------- CUSIP No. 629407107 Page 3 of 14 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. General Electric Investment Corporation, as Investment Manager of GEPT (as defined below) and Investment Adviser of certain other entities and accounts I.R.S. #22-2152310 - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|X| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. State of Delaware - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: 1,718,952 (6) Shared voting power: 882,000 (7) Sole dispositive power: 1,718,952 (8) Shared dispositive power: 882,000 - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 2,600,952 - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 4.33% (5.84% if aggregated with the shares beneficially owned by GE Investment Management Incorporated) - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). IA, CO - -------------------------------------------------------------------------------- CUSIP No. 629407107 Page 4 of 14 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. GE Investment Management Incorporated, as Investment Adviser to certain other entities and accounts I.R.S. #06-1238874 - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|X| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. State of Delaware - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: 914,822 (6) Shared voting power: None (7) Sole dispositive power: 914,822 (8) Shared dispositive power: None - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. 914,822 - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |_| (see instructions). - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. 1.52% (5.84% if aggregated with the shares beneficially owned by General Electric Investment Management Incorporated) - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). IA, CO - -------------------------------------------------------------------------------- CUSIP No. 629407107 Page 5 of 14 pages - -------------------------------------------------------------------------------- (1) Names and I.R.S. Identification Nos.(entities only) of reporting persons. General Electric Company I.R.S. #14-0689340 - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a)|_| (b)|X| - -------------------------------------------------------------------------------- (3) SEC use only. - -------------------------------------------------------------------------------- (4) Citizenship or place of organization. State of New York - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power: Disclaimed (see 9 below) (6) Shared voting power: 0 (7) Sole dispositive power: Disclaimed (see 9 below) (8) Shared dispositive power: 0 - -------------------------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person. Beneficial ownership of all shares disclaimed by General Electric Company - -------------------------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares |X| (see instructions). Disclaimed (see 9 above) - -------------------------------------------------------------------------------- (11) Percent of class represented by amount in Row 9. Not applicable (see 9 above) - -------------------------------------------------------------------------------- (12) Type of reporting person (see instructions). CO - -------------------------------------------------------------------------------- INTRODUCTORY NOTE: This Amendment No. 3 amends the Statement on Schedule 13G filed on behalf of General Electric Company, a New York corporation ("GE"), General Electric Investment Corporation, a Delaware corporation and a wholly owned subsidiary of GE ("GEIC"), GE Investment Management Incorporated, a Delaware corporation and a wholly owned subsidiary of GE ("GEIM") and the Trustees of General Electric Pension Trust, a New York common law trust ("GEPT") on February 13, 1996, as amended on February 14, 1997, and as amended on February 13, 1998 (as amended, the "Schedule 13G"). GEIC is a registered investment adviser and acts as Investment Manager of GEPT, and as Investment Adviser to certain other entities and accounts, and may be deemed to be the beneficial owner of 882,000 shares of Common Stock of NTL, Inc. (the "Issuer") owned by GEPT and of 1,718,952 shares of Common Stock of the Issuer owned by such other entities and accounts. GEIM is a registered investment adviser and acts as an Investment Adviser to certain entities and accounts, and may be deemed to be the beneficial owner of 914,822 shares of Common Stock of the Issuer owned by such entities or accounts. GEIM, GEPT and GEIC each expressly disclaim that they are members of a "group". GE disclaims beneficial ownership of all shares and expressly disclaims that it is a member of a "group". Item 1 Name of Issuer Not applicable Item 2(a) Name of Person Filing Trustees of General Electric Pension Trust ("GEPT") (See Schedule II). General Electric Investment Corporation, as Investment Manager of GEPT, and as Investment Adviser to certain other entities and accounts. GE Investment Management Incorporated, as Investment Adviser to certain entities and accounts. General Electric Company Item 3 If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (15 U.S.C.78o) (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C.78c) (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C.78c) Page 6 of 14 pages (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940 (U.S.C.80a-8) (e) [ ] An Investment Adviser in accordance with ss.240.13-1(b)(1)(ii)(E) (f) [ ] An Employee Benefit Plan or Endowment Fund in accordance with ss.240.13d-1(b)(1)(ii)(F) (g) [ ] A Parent Holding Company or Control Person in accordance with ss.240.13d-1(b)(1)(ii)G) (h) [ ] A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act (U.S.C. 1813) (i) [ ] A Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) [X] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J) Item 4 Ownership GEPT GEIC GEIM GE (a) Amount beneficially owned 882,000 2,600,952 914,822 0 (b) Percent of class 1.47% 4.33% 1.51% disclaimed (c) No. of shares to which person has (i) sole power to vote or direct the vote None 1,718,952 914,822 None (ii) shared power to vote or direct 882,000 882,000 None disclaimed (iii) sole power to dispose or to direct disposition None 1,718,952 914,822 None (iv) share power to dispose or to direct disposition 882,000 882,000 None disclaimed Note: GEIM is the beneficial owner of the notes of the Issuer convertible into 16,326 shares of Common Stock of the Issuer. The shares to be acquired Page 7 of 14 pages by GEIM upon conversion of the notes are included in the total figure shown above. Item 5 Ownership of Five Percent or Less of Class Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person Not applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable Item 8 Identification and Classification of members of the Group Not applicable Item 9 Notice of Dissolution of Group Not applicable Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 8 of 14 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 16, 1999 GENERAL ELECTRIC PENSION TRUST By: General Electric Investment Corporation, its Investment Manager By: /s/ Michael M. Pastore ----------------------------------------- Name: Michael M. Pastore Title: Vice President Page 9 of 14 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 16, 1999 GENERAL ELECTRIC INVESTMENT CORPORATION By: /s/ Michael M. Pastore ---------------------------------------- Name: Michael M. Pastore Title: Vice President Page 10 of 14 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 16, 1999 GE INVESTMENT MANAGEMENT INCORPORATED By: /s/ Michael M. Pastore ---------------------------------------- Name: Michael M. Pastore Title: Vice President Page 11 of 14 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 16, 1999 GENERAL ELECTRIC COMPANY By: /s/ John H. Myers ---------------------------------------- Name: John H. Myers Title: Vice President Page 12 of 14 pages Schedule I JOINT FILING AGREEMENT This will confirm the agreement by and between all the undersigned that the Schedule 13G on or about this date and any amendments thereto with respect to the beneficial ownership by the undersigned of shares of the Common Stock of NTL, Inc. is being filed on behalf of each of the undersigned. Dated: February 16, 1999 GENERAL ELECTRIC PENSION TRUST By: General Electric Investment Corporation, its Investment Manager By: /s/ Michael M. Pastore -------------------------------------- Name: Michael M. Pastore Title: Vice President GENERAL ELECTRIC INVESTMENT CORPORATION By: /s/ Michael M. Pastore -------------------------------------- Name: Michael M. Pastore Title: Vice President GE INVESTMENT MANAGEMENT INCORPORATED By: /s/ Michael M. Pastore -------------------------------------- Name: Michael M. Pastore Title: Vice President GENERAL ELECTRIC COMPANY By: /s/ John H. Myers -------------------------------------- Name: John H. Myers Title: Vice President Page 13 of 14 pages Schedule II TRUSTEES OF GENERAL ELECTRIC PENSION TRUST 3003 Summer Street, P.O. Box 7900 Stamford, Connecticut 06904 The names of the Trustees of General Electric Pension Trust are as follows: Eugene K. Bolton Michael J. Cosgrove Ralph R. Layman Alan M. Lewis Robert A. MacDougall John H. Myers Thomas J. Szkutak Donald W. Torey Page 14 of 14 pages -----END PRIVACY-ENHANCED MESSAGE-----