0000919574-11-006097.txt : 20111114 0000919574-11-006097.hdr.sgml : 20111111 20111114103232 ACCESSION NUMBER: 0000919574-11-006097 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAWSON CAPITAL MANAGEMENT INC /CT CENTRAL INDEX KEY: 0000906305 IRS NUMBER: 061033494 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03914 FILM NUMBER: 111198805 BUSINESS ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06890 BUSINESS PHONE: 2032540091 MAIL ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06490 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON HERMAN CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 20040212 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON GIAMMALVA CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 20010214 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON SAMBERG CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 19960924 13F-HR 1 d1241495_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Dawson Capital Management, Inc. Address: 354 Pequot Avenue Southport, CT 06890 13F File Number: 028-03914 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas S. Galvin Title: CFO Phone: (203) 254-0091 Signature, Place and Date of Signing: /s/ Thomas S. Galvin Southport, CT November 14, 2011 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 71 Form 13F Information Table Value Total: $187,061 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 028-13190 Southport Management Limited Partnership FORM 13F INFORMATION TABLE September 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHS OR SH/ PUT/ INVESTMENT OTHR VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE ADVENTRX PHARMACEUTICALS INC COM NEW 00764X202 28 30,500 SH SOLE NONE 30,500 AETERNA ZENTARIS INC COM 007975204 70 46,300 SH SOLE NONE 46,300 AGNICO EAGLE MINES LTD COM 008474108 613 10,300 SH SHARED DEFINED 1 10,300 ALASKA AIR GROUP INC COM 011659109 7,671 136,270 SH SHARED DEFINED 1 136,270 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 8,970 497,790 SH SHARED DEFINED 1 497,790 AMERICAN EXPRESS CO COM 025816109 272 6,054 SH SOLE NONE 6,054 APPLE INC COM 037833100 4,599 12,060 SH SHARED DEFINED 1 12,060 ARM HLDGS PLC SPONSORED ADR 042068106 3,166 124,145 SH SHARED DEFINED 1 124,145 BAKER HUGHES INC COM 057224107 749 16,230 SH SHARED DEFINED 1 16,230 BEMIS INC COM 081437105 6,908 235,685 SH SHARED DEFINED 1 235,685 BMC SOFTWARE INC COM 055921100 5,451 141,365 SH SHARED DEFINED 1 141,365 BRIGHAM EXPLORATION CO COM 109178103 6,434 254,615 SH SHARED DEFINED 1 254,615 BRISTOL MYERS SQUIBB CO COM 110122108 9,414 300,000 SH SOLE NONE 300,000 BRUNSWICK CORP COM 117043109 358 25,500 SH SOLE NONE 25,500 CF INDS HLDGS INC COM 125269100 8,618 69,840 SH SHARED DEFINED 1 69,840 CIENA CORP COM NEW 171779309 1,523 136,000 CALL SOLE NONE 136,000 CIENA CORP COM NEW 171779309 404 36,050 SH SOLE NONE 36,050 COMCAST CORP NEW CL A 20030N101 3,367 160,935 SH SHARED DEFINED 1 160,935 CONOCOPHILLIPS COM 20825C104 6,673 105,385 SH SHARED DEFINED 1 105,385 CONTINENTAL RESOURCES INC COM 212015101 4,134 85,460 SH SHARED DEFINED 1 85,460 CROCS INC COM 227046109 237 10,000 CALL SOLE NONE 10,000 CROCS INC COM 227046109 282 11,900 SH SOLE NONE 11,900 CROWN CASTLE INTL CORP COM 228227104 8,615 211,828 SH SHARED DEFINED 1 211,828 DELCATH SYS INC COM 24661P104 206 61,700 SH SOLE NONE 61,700 DENBURY RES INC COM NEW 247916208 240 20,900 SH SHARED DEFINED 1 20,900 DIANA CONTAINERSHIPS INC COM Y2069P101 69 15,000 SH SOLE NONE 15,000 DRIL-QUIP INC COM 262037104 243 4,500 SH SHARED DEFINED 1 4,500 E M C CORP MASS COM 268648102 6,055 288,485 SH SHARED DEFINED 1 288,485 EDGAR ONLINE INC COM 279765101 1,277 2,128,126 SH SHARED DEFINED 1 2,128,126 ETFS PALLADIUM TR SH BEN INT 26923A106 601 10,015 SH SOLE NONE 10,015 EVEREST RE GROUP LTD COM G3223R108 11,064 139,385 SH SHARED DEFINED 1 139,385 EXXON MOBIL CORP COM 30231G102 726 10,000 CALL SOLE NONE 10,000 FIRST SOLAR INC COM 336433107 209 3,300 CALL SOLE NONE 3,300 GENERAL ELECTRIC CO COM 369604103 381 25,000 CALL SOLE NONE 25,000 GOLDMAN SACHS GROUP INC COM 38141G104 288 3,050 SH SOLE NONE 3,050 HONEYWELL INTL INC COM 438516106 373 8,500 SH SOLE NONE 8,500 JPMORGAN CHASE & CO COM 46625H100 602 20,000 CALL SOLE NONE 20,000 JUNIPER NETWORKS INC COM 48203R104 696 40,300 SH SOLE NONE 40,300 LAM RESEARCH CORP COM 512807108 225 5,915 SH SOLE NONE 5,915 LINDSAY CORP COM 535555106 258 4,800 SH SOLE NONE 4,800 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 282 10,000 SH SOLE NONE 10,000 MEAD JOHNSON NUTRITION CO COM 582839106 909 13,201 SH SOLE NONE 13,201 METLIFE INC COM 59156R108 5,960 212,790 SH SHARED DEFINED 1 212,790 MOTOROLA SOLUTIONS INC COM NEW 620076307 222 5,300 SH SOLE NONE 5,300 MYLAN INC COM 628530107 7,104 418,135 SH SHARED DEFINED 1 418,135 NATIONAL OILWELL VARCO INC COM 637071101 2,041 39,850 SH SHARED DEFINED 1 39,850 ORACLE CORP COM 68389X105 6,065 211,035 SH SHARED DEFINED 1 211,035 PEOPLES UNITED FINANCIAL INC COM 712704105 285 25,000 SH SOLE NONE 25,000 PLURISTEM THERAPEUTICS INC COM 72940R102 52 24,100 SH SOLE NONE 24,100 QUALCOMM INC COM 747525103 4,680 96,240 SH SHARED DEFINED 1 96,240 RICKS CABARET INTL INC COM NEW 765641303 195 29,370 SH SOLE NONE 29,370 SBA COMMUNICATIONS CORP COM 78388J106 254 7,375 SH SOLE NONE 7,375 SIRIUS XM RADIO INC COM 82967N108 1,868 1,237,300 SH SHARED DEFINED 1 1,237,300 SPDR S&P 500 ETF TR TR UNIT 78462F103 2,263 20,000 CALL SOLE NONE 20,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 3,677 32,500 PUT SOLE NONE 32,500 SPIRIT AIRLS INC COM 848577102 836 66,855 SH SHARED DEFINED 1 66,855 STARBUCKS CORP COM 855244109 8,191 219,655 SH SHARED DEFINED 1 219,655 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 6,809 273,364 SH SHARED DEFINED 1 273,364 SYNTROLEUM CORP COM 871630109 283 329,490 SH SOLE NONE 329,490 TALEO CORP CL A 87424N104 6,700 260,505 SH SHARED DEFINED 1 260,505 TIMBERLINE RES CORP COM 887133106 20 35,000 SH SOLE NONE 35,000 TJX COS INC NEW COM 872540109 8,357 150,655 SH SHARED DEFINED 1 150,655 UNITED STATES OIL FUND LP UNITS 91232N108 1,525 50,000 PUT SOLE NONE 50,000 VALMONT INDS INC COM 920253101 3,055 39,195 SH SHARED DEFINED 1 39,195 VERISIGN INC COM 92343E102 489 17,100 SH SOLE NONE 17,100 VIRTUALSCOPICS INC COM 928269109 50 50,000 SH SOLE NONE 50,000 WABASH NATL CORP COM 929566107 143 30,000 SH SOLE NONE 30,000 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 209 17,100 SH SHARED DEFINED 1 17,100 WESTPORT INNOVATIONS INC COM NEW 960908309 1,187 41,020 SH SHARED DEFINED 1 41,020 XILINX INC COM 983919101 261 9,500 SH SOLE NONE 9,500 ZIPCAR INC COM 98974X103 1,021 56,700 SH SOLE NONE 56,700
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