0000919574-12-000971.txt : 20120214 0000919574-12-000971.hdr.sgml : 20120214 20120213195443 ACCESSION NUMBER: 0000919574-12-000971 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAWSON CAPITAL MANAGEMENT INC /CT CENTRAL INDEX KEY: 0000906305 IRS NUMBER: 061033494 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03914 FILM NUMBER: 12601724 BUSINESS ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06890 BUSINESS PHONE: 2032540091 MAIL ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06490 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON HERMAN CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 20040212 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON GIAMMALVA CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 20010214 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON SAMBERG CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 19960924 13F-HR 1 d1264686_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Dawson Capital Management, Inc.(1) Address: 354 Pequot Avenue Southport, CT 06890 -------- (1) This filing represents securities that Dawson Capital Management, Inc. had investment discretion over as of December 31, 2011. Dawson Capital Management, Inc. ceased conducting investment advisory activities as of January 1, 2012 and accordingly no longer has investment discretion with respect to such securities. As a result, this will be the last Form 13F filed by Dawson Capital Management, Inc. The Form 13F filing for the quarter ending March 31, 2012 and all required Form 13F filings for the remainder of this year will be made by Southport Management, LLC with respect to those securities over which it has discretion. 13F File Number: 028-03914 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas S. Galvin Title: CFO Phone: (203) 254-0091 Signature, Place and Date of Signing: /s/ Thomas S. Galvin Southport, CT February 14, 2012 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 67 Form 13F Information Table Value Total: $209,320 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 028-13190 Southport Management Limited Partnership FORM 13F INFORMATION TABLE December 31 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHS OR SH/ PUT/ INVESTMENT OTHR VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE ALASKA AIR GROUP INC COM 011659109 7,723 102,855 SH SHARED DEFINED 1 102,855 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 6,064 320,190 SH SHARED DEFINED 1 320,190 AMC NETWORKS INC CL A 00164V103 383 10,200 SH SOLE NONE 10,200 AMERICAN EXPRESS CO COM 025816109 286 6,054 SH SOLE NONE 6,054 AMR CORP COM 001765106 26 75,000 CALL SOLE NONE 75,000 ANN INC COM 035623107 1,891 76,300 PUT SHARED DEFINED 1 76,300 APPLE INC COM 037833100 11,985 29,593 SH SHARED DEFINED 1 29,593 ARM HLDGS PLC SPONSORED ADR 042068106 1,834 66,295 SH SHARED DEFINED 1 66,295 BMC SOFTWARE INC COM 055921100 621 18,940 SH SOLE NONE 18,940 BRISTOL MYERS SQUIBB CO COM 110122108 10,572 300,000 SH SOLE NONE 300,000 CIENA CORP COM NEW 171779309 357 29,475 SH SOLE NONE 29,475 CISCO SYS INC COM 17275R102 9,081 502,295 SH SHARED DEFINED 1 502,295 COMCAST CORP NEW CL A 20030N101 3,456 145,765 SH SHARED DEFINED 1 145,765 CONOCOPHILLIPS COM 20825C104 7,393 101,455 SH SHARED DEFINED 1 101,455 CONTINENTAL RESOURCES INC COM 212015101 8,595 128,835 SH SHARED DEFINED 1 128,835 CROWN CASTLE INTL CORP COM 228227104 6,535 145,880 SH SHARED DEFINED 1 145,880 DELCATH SYS INC COM 24661P104 61 20,000 SH SOLE NONE 20,000 DENBURY RES INC COM NEW 247916208 252 16,700 SH SOLE NONE 16,700 E M C CORP MASS COM 268648102 3,056 141,875 SH SHARED DEFINED 1 141,875 EDGAR ONLINE INC COM 279765101 206 514,304 SH SHARED DEFINED 1 514,304 ENSCO PLC SPONSORED ADR 29358Q109 7,217 153,820 SH SHARED DEFINED 1 153,820 EVEREST RE GROUP LTD COM G3223R108 8,106 96,395 SH SHARED DEFINED 1 96,395 GNC HLDGS INC COM CL A 36191G107 495 17,100 SH SOLE NONE 17,100 GOLDMAN SACHS GROUP INC COM 38141G104 454 5,025 SH SOLE NONE 5,025 GRACE W R & CO DEL NEW COM 38388F108 239 5,200 SH SOLE NONE 5,200 HARRY WINSTON DIAMOND CORP COM 41587B100 648 60,820 SH SHARED DEFINED 1 60,820 HERTZ GLOBAL HOLDINGS INC COM 42805T105 3,354 286,190 SH SHARED DEFINED 1 286,190 HYATT HOTELS CORP COM CL A 448579102 828 22,000 SH SOLE NONE 22,000 JPMORGAN CHASE & CO COM 46625H100 8,493 255,440 SH SHARED DEFINED 1 255,440 JUNIPER NETWORKS INC COM 48203R104 631 30,900 SH SOLE NONE 30,900 LAM RESEARCH CORP COM 512807108 215 5,815 SH SOLE NONE 5,815 METLIFE INC COM 59156R108 6,233 199,890 SH SHARED DEFINED 1 199,890 MOLYCORP INC DEL COM 608753109 206 8,600 SH SOLE NONE 8,600 MOLYCORP INC DEL PFD CONV SER A 608753208 219 3,900 SH SOLE NONE 3,900 MORGAN STANLEY COM NEW 617446448 3,074 203,200 SH SHARED DEFINED 1 203,200 MYLAN INC COM 628530107 6,883 320,730 SH SHARED DEFINED 1 320,730 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 2,025 67,020 SH SHARED DEFINED 1 67,020 ORACLE CORP COM 68389X105 3,028 118,070 SH SHARED DEFINED 1 118,070 PEOPLES UNITED FINANCIAL INC COM 712704105 257 20,000 SH SOLE NONE 20,000 QUALCOMM INC COM 747525103 10,890 199,095 SH SHARED DEFINED 1 199,095 RANGE RES CORP COM 75281A109 214 3,450 SH SOLE NONE 3,450 RICKS CABARET INTL INC COM NEW 765641303 248 29,370 SH SOLE NONE 29,370 SALESFORCE COM INC COM 79466L302 233 2,300 SH SOLE NONE 2,300 SANOFI SPONSORED ADR 80105N105 1,454 39,800 SH SHARED DEFINED 1 39,800 SEADRILL LIMITED SHS G7945E105 4,347 131,015 SH SHARED DEFINED 1 131,015 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 571 43,900 SH SOLE NONE 43,900 SIRIUS XM RADIO INC COM 82967N108 2,062 1,133,200 SH SHARED DEFINED 1 1,133,200 SPDR S&P 500 ETF TR TR UNIT 78462F103 4,393 35,000 CALL SOLE NONE 35,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 5,648 45,000 PUT SOLE NONE 45,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,142 9,100 SH SOLE NONE 9,100 SPIRIT AIRLS INC COM 848577102 777 49,795 SH SHARED DEFINED 1 49,795 STARBUCKS CORP COM 855244109 6,945 150,945 SH SHARED DEFINED 1 150,945 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 7,355 243,459 SH SHARED DEFINED 1 243,459 SYNTROLEUM CORP COM 871630109 233 242,200 SH SOLE NONE 242,200 TALEO CORP CL A 87424N104 8,319 215,010 SH SHARED DEFINED 1 215,010 TEXAS INSTRS INC COM 882508104 486 16,700 SH SOLE NONE 16,700 TJX COS INC NEW COM 872540109 6,328 98,025 SH SHARED DEFINED 1 98,025 TRANSOCEAN LTD REG SHS H8817H100 384 10,000 SH SOLE NONE 10,000 TRIMBLE NAVIGATION LTD COM 896239100 686 15,800 SH SHARED DEFINED 1 15,800 VALMONT INDS INC COM 920253101 2,345 25,825 SH SHARED DEFINED 1 25,825 VERISIGN INC COM 92343E102 579 16,200 SH SOLE NONE 16,200 VERISK ANALYTICS INC CL A 92345Y106 2,131 53,105 SH SHARED DEFINED 1 53,105 WABASH NATL CORP COM 929566107 157 20,000 SH SOLE NONE 20,000 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 202 13,800 SH SOLE NONE 13,800 WELLS FARGO & CO NEW COM 949746101 6,589 239,090 SH SHARED DEFINED 1 239,090 WESTPORT INNOVATIONS INC COM NEW 960908309 992 29,850 SH SHARED DEFINED 1 29,850 ZIPCAR INC COM 98974X103 627 46,700 SH SOLE NONE 46,700
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