-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UEuDRXP1ITLFlny82Faza+gsAMVszVaGEYUgQVDdDpXLnIW/x0+VcEKp3MP/TYzl D9y+B53/bnkeAHgyf+QK/g== 0000919574-08-008051.txt : 20081114 0000919574-08-008051.hdr.sgml : 20081114 20081114085903 ACCESSION NUMBER: 0000919574-08-008051 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAWSON HERMAN CAPITAL MANAGEMENT INC /CT CENTRAL INDEX KEY: 0000906305 IRS NUMBER: 061033494 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03914 FILM NUMBER: 081187220 BUSINESS ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06890 BUSINESS PHONE: 2032540091 MAIL ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06490 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON GIAMMALVA CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 20010214 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON SAMBERG CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 19960924 13F-HR 1 d937546_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Dawson-Herman Capital Management, Inc. Address: 354 Pequot Avenue Southport, CT 06890 13F File Number: 028-03914 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas S. Galvin Title: CFO Phone: (203) 254-0091 Signature, Place and Date of Signing: /s/ Thomas S. Galvin Southport, CT November 14, 2008 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 81 Form 13F Information Table Value Total: $2282389 (thousands) List of Other Included Managers: 1) Southport Millennium Fund, L.P. 2) Southport Millennium Fund II, L.P. 3) Southport Millennium Master Fund, Ltd. 4) Southport Millennium Twenty Fund, L.P. 5) Southport Management Limited Partnership FORM 13F INFORMATION TABLE [September 30, 2008] COLUMN 1 OLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER ITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ABB LTD SPONSORED ADR 000375204 103074 5313100 SH SHARED DEFINED 1,2,3,4,5 5313100 ACTIVE POWER INC COM 00504W100 1330 2253700 SH SHARED DEFINED 1,2,3,5 2253700 ADVENT SOFTWARE INC COM 007974108 6292 178600 SH SHARED DEFINED 5 178600 AGCO CORP. COM 001084102 61248 1437400 SH SHARED DEFINED 1,2,3 1437400 AK STL HLDG CORP COM 001547108 6480 250000 SH SHARED DEFINED 1,2,3 250000 ALCATEL-LUCENT SPONSORED ADR 013904305 43 11322 SH SHARED DEFINED 5 11322 ALPHA NATURAL RESOURCES INC COM 02076X102 19456 378300 SH SHARED DEFINED 1,2,3 378300 AMERICAN EXPRESS CO COM 025816109 214 6054 SH SOLE NONE 6054 ARACRUZ CELULOSE S A SPON ADR PFD B 038496204 16520 450000 SH SHARED DEFINED 1,2,3 450000 ARCH COAL INC COM 039380100 61485 1869400 SH SHARED DEFINED 1,2,3,4,5 1869400 BAXTER INTL INC COM 071813109 3301 50300 SH SHARED DEFINED 5 50300 BRISTOL MYERS SQUIBB CO COM 110122108 7583 363700 SH SOLE NONE 363700 CF INDS HLDGS INC COM 125269100 103905 1136070 SH SHARED DEFINED 1,2,3,4 1136070 CHESAPEAKE ENERGY CORP COM 165167107 30413 848100 SH SHARED DEFINED 1,2,3,5 848100 CHUBB CORP COM 171232101 3009 54800 SH SHARED DEFINED 1,2,3,5 54800 CIT GROUP INC COM 125581108 5668 814400 SH SHARED DEFINED 1,2,3 814400 CLINICAL DATA INC NEW COM 18725U109 697 43350 SH SOLE NONE 43350 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 47459 2232300 SH SHARED DEFINED 1,2,3 2232300 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 17235 900000 SH SHARED DEFINED 1,2,3 900000 COMPLETE PRODUCTION SERVICES COM 20453E109 469 23300 SH SHARED DEFINED 5 23300 COSAN LTD SHS A G25343107 908 113800 SH SOLE NONE 113800 CREE INC COM 225447101 45774 2009400 SH SHARED DEFINED 1,2,3,4 2009400 CROWN CASTLE INTL CORP COM 228227104 11870 409733 SH SHARED DEFINED 5 409733 DIANA SHIPPING INC COM Y2066G104 40237 2043500 SH SHARED DEFINED 1,2,3,5 2043500 DOLBY LABORATORIES INC COM 25659T107 52586 1494350 SH SHARED DEFINED 1,2,3,5 1494350 EDGAR ONLINE INC COM 279765101 6087 2590020 SH SHARED DEFINED 5 2590020 FIBERTOWER CORP COM 31567R100 49 35200 SH SOLE NONE 35200 FIDELITY NATIONAL FINANCIAL CL A 31620R105 5083 345800 SH SHARED DEFINED 1,2,3 345800 FIRST AMERN CORP CALIF COM 318522307 6496 220200 SH SHARED DEFINED 1,2,3 220200 FOSTER L B CO COM 350060109 1089 35800 SH SOLE NONE 35800 GENTIUM S P A SPONSORED ADR 37250B104 1168 721187 SH SHARED DEFINED 1,2,3 721187 GP STRATEGIES CORP COM 36225V104 555 73000 SH SOLE NONE 73000 HONEYWELL INTL INC COM 438516106 416 10000 SH SOLE NONE 10000 IDEXX LABS INC COM 45168D104 329 6000 SH SHARED DEFINED 6000 INTEL CORP COM 458140100 4638 247600 SH SHARED DEFINED 5 247600 INTERFACE INC CL A 458665106 639 56200 SH SOLE NONE 56200 INVERNESS MED INNOVATIONS IN COM 46126P106 39435 1314500 SH SHARED DEFINED 1,2,3,5 1314500 ISHARES TR RUSSELL 2000 464287655 214200 3150000 SH PUT SHARED DEFINED 1,2,3 3150000 JAMES RIVER COAL CO COM NEW 470355207 15101 686700 SH SHARED DEFINED 1,2,3 686700 JPMORGAN & CHASE & CO COM 46625H100 60129 1287550 SH SHARED 1,2,3,5 1287550 LANDEC CORP COM 514766104 152 18600 SH SOLE NONE 18600 LIBERTY GLOBAL INC COM SER A 530555101 1803 59500 SH SOLE NONE 59500 LINDSAY CORP COM 535555106 1091 15000 SH SOLE NONE 15000 MANITOWOC INC COM 563571108 38615 2483300 SH SHARED DEFINED 1,2,3,4 2483300 MICROSOFT CORP COM 594918104 4036 151200 SH SHARED DEFINED 5 151200 MONSANTO CO NEW COM 61166W101 115787 1169800 SH SHARED DEFINED 1,2,3,4,5 1169800 MOSAIC CO COM 61945A107 89954 1322467 SH SHARED DEFINED 1,2,3,5 1322467 NAVISTAR INTL CORP NEW COM 63934E108 66371 1225000 SH SHARED DEFINED 1,2,3,4 1225000 NOBILITY HOMES INC COM 654892108 389 25006 SH SOLE NONE 25006 NOBLE CORPORATION SHS G65422100 7090 161500 SH SHARED DEFINED 5 161500 ODYSSEY HEALTHCARE INC COM 67611V101 203 20000 SH SHARED DEFINED 5 20000 ORACLE CORP COM 68389X105 9601 472700 SH SHARED DEFINED 5 472700 ORION MARINE GROUP INC COM 68628V308 6645 633500 SH SHARED DEFINED 1,2,3,5 633500 PIKE ELEC CORP COM 721283109 1401 95100 SH SHARED DEFINED 1,2,3,5 95100 PIONEER NAT RES CO COM 723787107 3921 75000 SH SHARED DEFINED 1,2,3 75000 PMC-SIERRA INC COM 69344F106 199 26800 SH SOLE NONE 26800 POTASH CORP SASK INC COM 73755L107 148356 1123824 SH SHARED DEFINED 1,2,3,4,5 1123824 POWELL INDS INC COM 739128106 935 22900 SH SOLE NONE 22900 PROCTER & GAMBLE CO COM 742718109 721 10351 SH SOLE NONE 10351 QUALCOMM INC COM 747525103 59810 1391900 SH SHARED DEFINED 1,2,3,5 1391900 QUANTA SVCS INC COM 74762E102 81705 3025000 SH SHARED DEFINED 1,2,3,4,5 3025000 RUSH ENTERPRISES INC CL B 781846308 138 10950 SH SOLE NONE 10950 RUSH ENTERPRISES INC CL A 781846209 144 11250 SH SOLE NONE 11250 SBA COMMUICATIONS CORP COM 78388J106 1441 55700 SH SOLE NONE 55700 SCHLUMBERGER LTD COM 806857108 11635 149000 SH SHARED DEFINED 5 149000 SMURFIT-STONE CONTAINER CORP COM 832727101 6296 1339500 SH SHARED DEFINED 1,2,3 1339500 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1682 66700 SH SHARED DEFINED 1,2,3,4 66700 SOUTHWESTERN ENERGY CO COM 845467109 4407 144300 SH SHARED DEFINED 5 144300 SPDR TR UNIT SER 1 78462F103 78873 680000 SH PUT SHARED DEFINED 1,2,3 680000 TERRA INDS INC COM 880915103 126360 4297955 SH SHARED DEFINED 1,2,3,4,5 4297955 TITAN INTL INC ILL COM 88830M102 104681 4910000 SH SHARED DEFINED 1,2,3,4,5 4910000 TJX COS INC NEW COM 872540109 49403 1618700 SH SHARED DEFINED 1,2,3,5 1618700 URANIUM RES INC COM PAR $0.001 916901507 63 37400 SH SOLE NONE 37400 URBAN OUTFITTERS INC COM 917047102 10023 314500 SH SHARED DEFINED 5 314500 VALMONT INDS INC COM 920253101 86495 1046013 SH SHARED DEFINED 1,2,3,5 1046013 WALTER INDS INC COM 93317Q105 9490 200000 SH SHARED DEFINED 1,2,3 200000 WELLS FARGO & CO NEW COM 949746101 8095 215700 SH SHARED DEFINED 5 215700 WEYERHAEUSER CO COM 962166104 30290 500000 SH CALL SHARED DEFINED 1,2,3 500000 WIDEPOINT CORP COM 967590100 137 343600 SH SOLE NONE 343600 WILLBROS GROUP INC COM 969199108 110543 4171423 SH SHARED DEFINED 1,2,3,4,5 4171423 ZIMMER HLDGS INC COM 98956P102 742 11500 SH SOLE NONE 11500
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