-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WwKC/kyhlfy7+SgUG1sAZDUEPLDcnyOA7VBjgKEwjyh37+N4ibJb/Yg4YfWDXcIm t4G5NVE+M4sJ4T0OXHKdww== 0000906305-09-000030.txt : 20090217 0000906305-09-000030.hdr.sgml : 20090216 20090217110635 ACCESSION NUMBER: 0000906305-09-000030 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAWSON HERMAN CAPITAL MANAGEMENT INC /CT CENTRAL INDEX KEY: 0000906305 IRS NUMBER: 061033494 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03914 FILM NUMBER: 09608424 BUSINESS ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06890 BUSINESS PHONE: 2032540091 MAIL ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06490 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON GIAMMALVA CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 20010214 FORMER COMPANY: FORMER CONFORMED NAME: DAWSON SAMBERG CAPITAL MANAGEMENT INC /CT DATE OF NAME CHANGE: 19960924 13F-HR 1 dscm12312008_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Dawson-Herman Capital Management, Inc. Address: 354 Pequot Avenue Southport, CT 06890 13F File Number: 028-03914 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas S. Galvin Title: CFO Phone: (203) 254-0091 Signature, Place and Date of Signing: /s/ Thomas S. Galvin Southport, CT February 17, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 96 Form 13F Information Table Value Total: $1,351,636 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 028-13186 Southport Millennium Fund, L.P. 2. 028-13187 Southport Millennium Fund II, L.P. 3. 028-13188 Southport Millennium Master Fund, Ltd. 4. 028-13189 Southport Millennium Twenty Fund, L.P. 5. 028-13190 Southport Management Limited Partnership FORM 13F INFORMATION TABLE December 31, 2008
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------- -------- ----- -------- ------- --- ---- ---------- ---- ---- ------ ---- ABB LTD SPONSORED ADR 000375204 34790 2317820 SH SHARED DEFINED 1,2,3,4,5 2317820 ACE LIMITED SHS H0023R105 33657 636000 SH SHARED DEFINED 1,2,3,5 636000 ACTIVE POWER INC COM 00504W100 578 1805000 SH SHARED DEFINED 1,2,3,5 1805000 ADVENT SOFTWARE INC COM 007974108 3854 193000 SH SHARED DEFINED 5 193000 AETNA INC NEW COM 00817Y108 881 30900 SH SOLE NONE 30900 ALLIED WRLD ASSUR COM HLDG L SHS G0219G203 5928 146000 SH SHARED DEFINED 1,2,3 146000 ALCATEL-LUCENT SPONSORED ADR 013904305 24 11322 SH SHARED DEFINED 5 11322 AMERICAN TOWER CORP CL A 029912201 3008 102600 SH SOLE NONE 102600 AMR CORP COM 001765106 23300 2183700 SH SHARED DEFINED 1,2,3,4 2183700 ANADARKO PETE CORP COM 032511107 5964 154700 SH SHARED DEFINED 5 154700 ARCH CAP GROUP LTD ORD G0450A105 2005 28600 SH SHARED DEFINED 1,2,3 28600 ARCH COAL INC COM 039380100 22731 1395400 SH SHARED DEFINED 3,4,5 1395400 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 8682 358000 SH SHARED DEFINED 1,2,3 358000 BAXTER INTL INC COM 071813109 23735 442900 SH SHARED DEFINED 1,2,3,5 442900 BARRETT BILL CORP COM 06846N104 507 24000 SH SHARED DEFINED 5 24000 BIOMARIN PHARMACEUTICAL INC COM 09061G101 260 14600 SH SHARED DEFINED 5 14600 BRISTOL MYERS SQUIBB CO COM 110122108 8456 363700 SH SOLE NONE 363700 CABOT OIL & GAS CORP COM 127097103 7467 287200 SH SHARED DEFINED 1,2,3,4 287200 CIT GROUP INC COM 125581108 7204 1586800 SH SHARED DEFINED 1,2,3,5 1586800 CLINICAL DATA INC NEW COM 18725U109 386 43350 SH SOLE NONE 43350 CONCHO RES INC COM 20605P101 436 19100 SH SHARED DEFINED 1 19100 CONTINENTAL AIRLS INC CL B 210795308 24820 1374300 SH SHARED DEFINED 1,2,3,4 1374300 COVENTRY HEALTH CARE INC COM 222862104 603 40500 SH SHARED DEFINED 5 40500 CREE INC COM 225447101 6205 391000 SH SHARED DEFINED 1,2,3,4 391000 CROWN CASTLE INTL CORP COM 228227104 12284 698733 SH SHARED DEFINED 5 698733 DELTA AIRLINES INC DEL COM NEW 247361702 21808 1903000 SH SHARED DEFINED 1,2,3,4,5 1903000 DEVON ENERGY CORP NEW COM 25179M103 34542 525670 SH SHARED DEFINED 1,2,3,5 525670 DIANA SHIPPING INC COM Y2066G104 21346 1672900 SH SHARED DEFINED 2,3,5 1672900 DOLBY LABORATORIES INC COM 25659T107 41649 1271350 SH SHARED DEFINED 1,2,3,5 1271350 EDGAR ONLINE INC COM 279765101 3294 2635020 SH SHARED DEFINED 5 2635020 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 4888 160100 SH SHARED DEFINED 1,2,3 160100 EXPRESS SCRIPTS INC COM 302182100 236 4300 SH SHARED DEFINED 5 4300 FREDS INC CL A 356108100 538 50000 SH SHARED DEFINED 5 50000 GENCO SHIPPING & TRADING LTD SHS Y2685T107 983 66400 SH SHARED DEFINED 1 66400 GOOGLE INC CL A 38259P508 32642 106100 SH SHARED DEFINED 1,2,3,4 106100 GP STRATEGIES CORP COM 36225V104 329 73000 SH SOLE NONE 73000 GRAFTECH INTL LTD COM 384313102 332 39900 SH SHARED DEFINED 5 39900 HONEYWELL INTL INC COM 438516106 328 10000 SH SOLE NONE 10000 HUDSON CITY BANCORP COM 443683107 15484 970200 SH SHARED DEFINED 1,2,3,5 970200 INTEL CORP COM 458140100 3630 247600 SH SHARED DEFINED 5 247600 INTERFACE INC CL A 458665106 261 56200 SH SOLE NONE 56200 INVERNESS MED INNOVATIONS IN COM 46126P106 27206 1438700 SH SHARED DEFINED 1,2,3,5 1438700 ISHARES TR RUSSELL 2000 464287655 36930 750000 SH PUT SHARED DEFINED 1,2,3 750000 JPMORGAN & CHASE & CO COM 46625H100 49882 1582050 SH SHARED DEFINED 1,2,3,4,5 1582050 JAMES RIVER COAL CO COM NEW 470355207 15768 1028600 SH SHARED DEFINED 1,2,3,4 1028600 LIBERTY GLOBAL INC COM SER A 530555101 2649 166400 SH SOLE NONE 166400 LINDSAY CORP COM 535555106 477 15000 SH SOLE NONE 15000 LUMINEX CORP DEL COM 55027E102 344 16100 SH SHARED DEFINED 5 16100 MANITOWOC INC COM 563571108 5447 629000 SH SHARED DEFINED 1,2,3,4 629000 MERRILL LYNCH & CO INC COM 590188108 10597 910400 SH SHARED DEFINED 1,2,3 910400 MICROSOFT CORP COM 594918104 2939 151200 SH SHARED DEFINED 5 151200 MONSANTO CO NEW COM 61166W101 51408 730750 SH SHARED DEFINED 1,2,3,4,5 730750 MONTPELIER RE HOLDINGS LTD SHS G62185106 6859 408500 SH SHARED DEFINED 1,2,3 408500 NAVISTAR INTL CORP COM 63934E108 19203 898190 SH SHARED DEFINED 2,3,4 898190 NOBLE CORPORATION SHS G65422100 37535 1699200 SH SHARED DEFINED 2,3,4,5 1699200 ORACLE CORP COM 68389X105 9303 524700 SH SHARED DEFINED 5 524700 O REILLY AUTOMOTIVE INC COM 686091109 559 18200 SH SHARED DEFINED 5 18200 ORION MARINE GROUP INC COM 68628V308 4986 516200 SH SHARED DEFINED 1,2,3,5 516200 PARTNERRE LTD COM G6852T105 11417 160190 SH SHARED DEFINED 1,2,3,5 160190 PEABODY ENERGY CORP COM 704549104 6962 306000 SH SHARED DEFINED 1,2 306000 PIONEER NAT RES CO COM 723787107 6878 425100 SH SHARED DEFINED 2,3 425100 PLATINUM UNDERWRITER HLDGS L COM G7127P100 4957 137400 SH SHARED DEFINED 1,2,3 137400 PMC-SIERRA INC COM 69344F106 130 26800 SH SOLE NONE 26800 PNC FINL SVCS GROUP INC COM 693475105 29954 611300 SH SHARED DEFINED 1,2,3,4,5 611300 POTASH CORP SASK INC COM 73755L107 31765 433824 SH SHARED DEFINED 1,2,3,4,5 433824 POWELL INDS INC COM 739128106 665 22900 SH SOLE NONE 22900 PROSHARES TR PSHS ULTRUSS 2000 74347R842 1161 58300 SH SHARED DEFINED 1 58300 QUALCOMM INC COM 747525103 57525 1605500 SH SHARED DEFINED 1,2,3,4,5 1605500 QUANTA SVCS INC COM 74762E102 20859 1053500 SH SHARED DEFINED 1,2,3,4,5 1053500 RENAISSANCERE HOLDINGS LTD COM G7496G103 14331 277950 SH SHARED DEFINED 1,2,3,5 277950 RESEARCH IN MOTION LTD COM 760975102 2366 58300 SH SHARED DEFINED 5 58300 RUSH ENTERPRISES CLASSA CL A 781846209 96 11250 SH SOLE NONE 11250 RUSH ENTERPRISES CLASS B CL B 781846308 90 10950 SH SOLE NONE 10950 RYANAIR HLDGS PLC SPONSORED ADR 783513104 5932 204000 SH SHARED DEFINED 5 204000 SBA COMMUICATIONS CORP COM 78388J106 1493 91500 SH SHARED DEFINED 5 91500 SCHLUMBERGER LTD COM 806857108 1359 32100 SH SOLE NONE 32100 SMURFIT-STONE CONTAINER CORP COM 832727101 486 1906900 SH SHARED DEFINED 2,3 1906900 SONOCO PRODS CO COM 835495102 2478 107000 SH SHARED DEFINED 5 107000 SOUTHWESTERN ENERGY CO COM 845467109 33967 1172500 SH SHARED DEFINED 1,2,3,5 1172500 SPDR TR UNIT SER 1 78462F103 135360 1500000 SH PUT SHARED DEFINED 1,2,3 1500000 STATE STR CORP COM 857477103 35421 900600 SH SHARED DEFINED 1,2,3 900600 TERRA INDS INC COM 880915103 7746 464660 SH SHARED DEFINED 1,2,3,4,5 464660 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4555 107000 SH SHARED DEFINED 5 107000 TITAN INTL INC ILL COM 88830M102 15823 1917940 SH SHARED DEFINED 1,2,3,4,5 1917940 TJX COS INC NEW COM 872540109 36999 1798700 SH SHARED DEFINED 1,2,3,5 1798700 TRANSOCEAN INC NEW SHS G90073100 14577 308500 SH SHARED DEFINED 1,2,3,5 308500 TUPPERWARE BRANDS CORP COM 899896104 627 27600 SH SHARED DEFINED 5 27600 UNITEDHEALTHCARE GROUP INC COM 91324P102 32258 1212700 SH SHARED DEFINED 1,2,3,5 1212700 UNITED STATES NATL GAS FUND UNIT 912318102 927 40000 SH SHARED DEFINED 1 40000 UNITED THERAPEUTICS CORP DEL COM 91307C102 206 3300 SH SHARED DEFINED 5 3300 URBAN OUTFITTERS INC COM 917047102 17735 1183900 SH SHARED DEFINED 1,2,3,4,5 1183900 VALMONT INDS INC COM 920253101 24544 400000 SH SHARED DEFINED 1,2,3 400000 WELLS FARGO & CO NEW COM 949746101 51670 1752700 SH SHARED DEFINED 1,2,3,4,5 1752700 WILLBROS GROUP INC COM 969199108 11041 1303500 SH SHARED DEFINED 1,2,3,4 1303500 XTO ENERGY INC COM 98385X106 24664 699300 SH SHARED DEFINED 1,2,3 699300 ZIMMER HLDGS INC COM 98956P102 465 11500 SH SOLE NONE 11500
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