FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
EQUITY RESIDENTIAL [ EQR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/02/2006 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Shares of Beneficial Interest | 01/02/2006 | A(1) | 17,239 | A | $0 | 210,074(2) | D | |||
Common Shares of Beneficial Interest | 01/02/2006 | A(1) | 72,524 | A | $0 | 282,598(2) | D | |||
Common Shares of Beneficial Interest | 01/02/2006 | A(1) | 15,828 | A | $0 | 32,907(3) | I | SERP Account | ||
Common Shares of Beneficial Interest | 01/02/2006 | A(1) | 6,985 | A | $0 | 39,892(3) | I | SERP Account | ||
Common Shares of Beneficial Interest | 01/02/2006 | A(1) | 15,470 | A | $0 | 55,362(3) | I | SERP Account | ||
Common Shares of Beneficial Interest | 01/02/2006 | A(1) | 17,632 | A | $0 | 72,994(3) | I | SERP Account |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $23.55 | 02/07/2004 | 02/07/2013 | Common Shares of Beneficial Interest | 56,274 | 56,274(4) | D | ||||||||
Non-Qualified Stock Option (right to buy) | $29.25 | 01/27/2004 | 01/27/2014 | Common Shares of Beneficial Interest | 188,976 | 188,976(5) | D | ||||||||
Non-Qualified Stock Option (right to buy) | $31.76 | 02/03/2005 | 02/03/2015 | Common Shares of Beneficial Interest | 330,504 | 330,504(6) | D | ||||||||
Non-Qualified Stock Option (right to buy) | $39.99 | 01/02/2006 | A | 247,254 | 01/03/2006 | 01/03/2016 | Common Shares of Beneficial Interest | 247,254 | $0 | 247,254(7) | D | ||||
Non-Qualified Stock Option (right to buy) | $39.99 | 01/02/2006 | A | 42,614 | 01/02/2006 | 01/02/2016 | Common Shares of Beneficial Interest | 42,614 | $0 | 42,614(8) | D | ||||
Operating Partnership Units | $0 | 03/14/2002 | 08/08/1988 | Common Shares of Beneficial Interest | 44,794 | 44,794(9) | I | Revocable Trust |
Explanation of Responses: |
1. Restricted shares awarded on January 2, 2006 and vested in full as of January 3, 2006. |
2. Included in Mr. Duncan's directly held shares are 183,763 restricted shares which were previously reported on Form 4s to reflect the following grants: Frebruary 7, 2003 for 35,644; January 27, 2004 for 65,705 and February 3, 2005 for 82,414. The 183,763 restricted shares have vested in full as of December 31, 2005. |
3. Shares reported herein are owned by The Security Trust Company, as Trustee of the Equity Residential Supplemental Retirement Plan for the benefit of the Reporting Person. |
4. Share options reported on this line are fully exercisable. |
5. Share options reported on this line are fully exercisable. |
6. Share options reported on this line are fully exercisable. |
7. Share options reported on this line are fully exercisable. |
8. Share options reported on this line are fully exercisable. |
9. OP Units reported herein are indirectly held by Mr. Duncan in the Bruce W. Duncan Revocable Trust under trust agreement dated July 29, 1993. |
By: Barbara Shuman, Attorney-in-fact | 01/05/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |