0001279569-16-004636.txt : 20161109 0001279569-16-004636.hdr.sgml : 20161109 20161108185639 ACCESSION NUMBER: 0001279569-16-004636 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161108 EFFECTIVENESS DATE: 20161109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLUSKIN SHEFF & ASSOC INC CENTRAL INDEX KEY: 0000905790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13431 FILM NUMBER: 161982459 BUSINESS ADDRESS: STREET 1: BAY ADELAIDE CENTRE, 333 BAY STREET STREET 2: SUITE 5100 CITY: TORONTO STATE: A6 ZIP: M5H 2R2 BUSINESS PHONE: 4166816000 MAIL ADDRESS: STREET 1: BAY ADELAIDE CENTRE, 333 BAY STREET STREET 2: SUITE 5100 CITY: TORONTO STATE: A6 ZIP: M5H 2R2 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000905790 XXXXXXXX 09-30-2016 09-30-2016 false GLUSKIN SHEFF & ASSOC INC

Bay Adelaide Centre, 333 Bay Street Suite 5100 Toronto A6 M5H 2R2

13F HOLDINGS REPORT 028-13431 N Amy Aubin 416-681-8013 /s/ Amy Aubin Toronto A6 11-07-2016 0 87 1059125 INFORMATION TABLE 2 infotable.xml ALLERGAN PLC SHS G0177J108 23589 104711 SH SOLE 0 0 0 ALLERGAN PLC. OPRA $240 CALL 0 CALL G0177J908 861 800 SH SOLE 0 0 0 ALPHABET INC. CL 'A' CAP STK CL A 02079K305 10801 13734 SH SOLE 0 0 0 ALPHABET INC. CL 'C' CAP STK CL C 02079K107 12584 16552 SH SOLE 0 0 0 ALTRIA GROUP INC. COM 02209S103 16273 263117 SH SOLE 0 0 0 AMERICAN FARMLAN COM 02589Y100 557 72183 SH SOLE 0 0 0 ANHEUSER-BUSCH INBEV SPN ADR SPONSORED ADR 03524A108 2327 18104 SH SOLE 0 0 0 APIGEE CORP COM 03765N108 657 38600 SH SOLE 0 0 0 APPLE INC. COM 037833100 6942 62780 SH SOLE 0 0 0 APPLIED DNA SCIENCES INC COM NEW 03815U201 60 20000 SH SOLE 0 0 0 BAKER HUGHES INCORPORATED COM 057224107 327 6620 SH SOLE 0 0 0 BATS GLOBAL MARK COM 05491G109 2515 85351 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC. CL B CL B NEW 084670702 317 2245 SH SOLE 0 0 0 BIOTIME INC COMMON COM 09066L105 45 11800 SH SOLE 0 0 0 BROADCOM LTD SHS Y09827109 13204 78250 SH SOLE 0 0 0 CBS CORPORATION CLASS B CL B 124857202 31454 587445 SH SOLE 0 0 0 CENTRAL FUND OF CDA CL A NVTG CL A 153501101 218 16090 SH SOLE 0 0 0 CEPHEID COM 15670R107 2667 51740 SH SOLE 0 0 0 CHEMTURA CORP COM NEW 163893209 1805 56255 SH SOLE 0 0 0 COMCAST CORPORATION 'A' CL A 20030N101 32067 494187 SH SOLE 0 0 0 CONCHO RESOURCES INC. COM 20605P101 10890 81060 SH SOLE 0 0 0 COTT CORPORATION COM 22163N106 8028 575962 SH SOLE 0 0 0 DELTA AIR LINES INC. COM NEW 247361702 3696 96000 SH SOLE 0 0 0 DEVON ENERGY CORPORATION COM 25179M103 346 8010 SH SOLE 0 0 0 DIAGEO PLC-SPONS ADR SPON ADR NEW 25243Q205 6617 58300 SH SOLE 0 0 0 DIAMONDBACK ENERGY INC COM 25278X109 3416 36180 SH SOLE 0 0 0 DTS INC COM 23335C101 624 15000 SH SOLE 0 0 0 DUPONT (E.I.) DE NEMOURS COM 263534109 23324 356060 SH SOLE 0 0 0 ECOLAB INC. COM 278865100 2567 21563 SH SOLE 0 0 0 EPIQ SYSTEMS INC COM 26882D109 174 10800 SH SOLE 0 0 0 EXPEDIA INC. COM NEW 30212P303 3077 26950 SH SOLE 0 0 0 EXXON MOBIL CORPORATION COM 30231G102 20860 244340 SH SOLE 0 0 0 FOMENTO ECON-ADR SPON ADR UNITS 344419106 8742 97100 SH SOLE 0 0 0 GENERAL MOTORS CO. COM 37045V100 24783 797525 SH SOLE 0 0 0 GOLDMAN SACHS GROUP INC. COM 38141G104 42714 270785 SH SOLE 0 0 0 HEICO CORP- CLASS A CL A 422806208 10229 172820 SH SOLE 0 0 0 HERSHEY COMPANY COM 427866108 22337 238870 SH SOLE 0 0 0 HOME DEPOT INC $130 CALL 01/20 CALL 437076902 831 2000 SH SOLE 0 0 0 HOME DEPOT INC. COM 437076102 47764 379485 SH SOLE 0 0 0 IMS HEALTH HOLDINGS INC COM 44970B109 765 24970 SH SOLE 0 0 0 INFOBLOX INC COM 45672H104 387 15000 SH SOLE 0 0 0 INTERSIL CORP.-CL A CL A 46069S109 6456 300980 SH SOLE 0 0 0 INT'L BUSINESS MACHINES COM 459200101 25204 162210 SH SOLE 0 0 0 ISLE OF CAPRI CASINOS INC. COM 464592104 1330 61012 SH SOLE 0 0 0 JOHNSON CONTROLS INTL IE SHS G51502105 4488 98616 SH SOLE 0 0 0 JOY GLOBAL INC COM 481165108 4465 164541 SH SOLE 0 0 0 JP MORGAN CHASE & CO. COM 46625H100 56211 863008 SH SOLE 0 0 0 JUNIPER NETWORKS INC. $ 26 CAL CALL 48203R904 812 10000 SH SOLE 0 0 0 KANSAS CITY SOUTHERN INDS. COM NEW 485170302 17000 186240 SH SOLE 0 0 0 KINGSWAY FINANCIAL SERVICES COM NEW 496904202 1123 200000 SH SOLE 0 0 0 LEVEL 3 COMMUNICATIONS INC. COM NEW 52729N308 31184 687402 SH SOLE 0 0 0 LEXMARK INTL. GROUP INC. 'A' CL A 529771107 1471 37640 SH SOLE 0 0 0 LINKEDIN CORP - A COM CL A 53578A108 31389 167910 SH SOLE 0 0 0 LIONS GATE ENTERTAINMENT CORP. COM NEW 535919203 295 15094 SH SOLE 0 0 0 MADISON SQUARE GARDEN CO A NEW CL A 55825T103 66981 404216 SH SOLE 0 0 0 MASONITE INTL CORP COM 575385109 2449 40280 SH SOLE 0 0 0 MASTERCARD INC-CLASS A CL A 57636Q104 27744 278706 SH SOLE 0 0 0 NOVARTIS AG-ADR SPONSORED ADR 66987V109 8331 107870 SH SOLE 0 0 0 NOVO NORDISK A/S ADR ADR 670100205 7455 183250 SH SOLE 0 0 0 OAKTREE CAPITAL GROUP LLC UNIT CL A 674001201 6638 160064 SH SOLE 0 0 0 ORACLE CORPORATION COM 68389X105 25907 674288 SH SOLE 0 0 0 PEPSICO INC. COM 713448108 36865 346504 SH SOLE 0 0 0 PFIZER INC. COM 717081103 25069 756710 SH SOLE 0 0 0 PRESS GANEY HOLD COM 74113L102 913 23100 SH SOLE 0 0 0 PROCTER & GAMBLE COMPANY COM 742718109 26817 305476 SH SOLE 0 0 0 RAYTHEON COMPANY COM NEW 755111507 8925 67030 SH SOLE 0 0 0 REINSURANCE GROUP OF AMERICA A COM NEW 759351604 1782 16879 SH SOLE 0 0 0 RESTORATION HARDWARE COM 761283100 12490 369280 SH SOLE 0 0 0 RETAIL OPPORTUNITY INVESTMENT COM 76131N101 451 21000 SH SOLE 0 0 0 REYNOLDS AMERICAN INC. COM 761713106 27436 594900 SH SOLE 0 0 0 RYANAIR HLDGS PLC-SP ADR SPONSORED ADR 783513203 19624 267394 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 53308 433780 SH SOLE 0 0 0 SPDR GOLD TRUST $120 PUT 01/20 PUT 78463V957 295 2000 SH SOLE 0 0 0 ST. JUDE MEDICAL INC. COM 790849103 2658 34070 SH SOLE 0 0 0 STANLEY BLACK & DECKER INC. COM 854502101 5375 44680 SH SOLE 0 0 0 STARZ - A COM SER A 85571Q102 688 22550 SH SOLE 0 0 0 SYNCHRONY FINANC COM 87165B103 22996 839654 SH SOLE 0 0 0 THE BLACKSTONE GROUP LP COM UNIT LTD 09253U108 430 17220 SH SOLE 0 0 0 TJX COMPANIES INC. COM 872540109 7765 106160 SH SOLE 0 0 0 TOTAL SA SPON ADR SPONSORED ADR 89151E109 8578 183850 SH SOLE 0 0 0 VALERO ENERGY CORP. COM 91913Y100 2247 43350 SH SOLE 0 0 0 VALSPAR CORP COM 920355104 6474 62400 SH SOLE 0 0 0 VISA INC-CLASS A SHARES COM CL A 92826C839 28430 351460 SH SOLE 0 0 0 WALGREENS BOOTS $82.5 CALL 01/ CALL 931427908 983 3000 SH SOLE 0 0 0 WALGREENS BOOTS ALLIANCE INC. COM 931427108 28684 363750 SH SOLE 0 0 0 WALT DISNEY CO. COM DISNEY 254687106 581 6396 SH SOLE 0 0 0 WCI COMMUNITIES INC COM PAR $0.01 92923C807 887 38224 SH SOLE 0 0 0