-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M304IU6abngR6Yh0xkwFB2iCiS4LNz5KFSHNU80JzJr+ZE1wVL07hSB3AoD2D/l8 52PnmWUeMPPbvZGHU/sYyw== 0001193125-11-030068.txt : 20110210 0001193125-11-030068.hdr.sgml : 20110210 20110210095936 ACCESSION NUMBER: 0001193125-11-030068 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 EFFECTIVENESS DATE: 20110210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLUSKIN SHEFF & ASSOC INC CENTRAL INDEX KEY: 0000905790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13431 FILM NUMBER: 11589866 BUSINESS ADDRESS: STREET 1: 181 BAY STREET, SUITE 4600 STREET 2: P.O. BOX 774 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 4166816000 MAIL ADDRESS: STREET 1: 181 BAY STREET, SUITE 4600 STREET 2: P.O. BOX 774 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gluskin Sheff + Associates Inc. Address: 181 Bay Street, Suite 4600, Brookfield Place, Toronto, On M5J 2T3 Canada Form 13F File Number: 28-13431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Simmonds Title: Chief Compliance Officer Phone: 416-681-6077 Signature, Place, and Date of Signing: /s/ James Simmonds Toronto, Ontario, Canada February 10, 2011 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_________________ NOT APPLICABLE [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 119 Form 13F Information Table Value Total: 510,298 (in thousands) ---------------------- List of Other Included Managers: NOT APPLICABLE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE 28-NONE NONE [Repeat as necessary.] GLUSKIN SHEFF + ASSOCIATES INC. U.S. SECURITY HOLDINGS
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ ----------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ ----------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- ABBOTT LABORATORIES COM 2824100 1,576.3 33,080 SH SOLE ABERCROMBIE & FITCH CO 'A' CL A 2896207 3,381.2 58,990 SH SOLE ADOBE SYSTEMS INC. COM 00724f101 3,048.2 99,570 SH SOLE ALLSTATE CORPORATION COM 20002101 13,579.8 428,280 SH SOLE ALTRIA GROUP INC. COM 02209S103 8,988.5 367,070 SH SOLE AMERICAN CAPITAL AGENCY CORP. COM 02503X105 4,407.8 154,200 SH SOLE AMERICAN TOWER CORP-CL A CL A 29912201 1,501.3 29,230 SH SOLE APOLLO INVESTMENT CORP. COM 03761U106 3,114.6 282,880 SH SOLE APPLE INC. COM 37833100 16,723.0 52,126 SH SOLE AT&T INC. COM 00206R102 3,144.2 107,600 SH SOLE AUTOMATIC DATA PROCESSING COM 53015103 1,682.4 36,550 SH SOLE BARRICK GOLD CORPORATION COM 67901108 701.4 13,260 SH SOLE BECTON, DICKINSON & COMPANY COM 75887109 11,658.8 138,690 SH SOLE BLACKROCK INC. COM 09247X101 6,264.7 33,050 SH SOLE BRISTOL MYERS SQUIBB COMPANY COM 110122108 3,031.9 115,119 SH SOLE BROOKFIELD PROPERTIES CORP COM 112900105 494.5 28,360 SH SOLE CARIBOU COFFEE CO INC COM 142042209 2,498.5 249,210 SH SOLE CDN PACIFIC RAILWAY LTD COM 13645T100 330.7 5,130 SH SOLE CGI GROUP INC - CL A CL A SUB VTG 39945C109 761.2 44,340 SH SOLE CINEDIGM DIGITAL CINEMA - A COM 172407108 35.7 21,351 SH SOLE CINEMARK HOLDINGS INC COM 17243V102 12,591.0 734,300 SH SOLE CISCO SYSTEMS INC. COM 17275R102 2,783.5 138,340 SH SOLE CIT GROUP INC. COM NEW 125581801 3,751.4 80,080 SH SOLE COACH INC. COM 189754104 6,601.4 120,000 SH SOLE COCA-COLA COMPANY COM 191216100 3,264.2 49,900 SH SOLE COWEN GROUP INC - CLASS A CL A 223622101 640.7 137,360 SH SOLE DARDEN RESTAURANTS INC. COM 237194105 13,075.7 283,090 SH SOLE DISCOVER FINANCIAL SERVICES COM 254709108 2,176.2 118,080 SH SOLE DORMAN PRODUCTS INC COM 258278100 1,867.7 51,818 SH SOLE DUPONT (E.I.) DE NEMOURS COM 263534109 15,170.9 305,800 SH SOLE EXPEDIA INC. COM 30212P105 8,634.8 346,020 SH SOLE EXXON MOBIL CORPORATION COM 30231G102 4,225.3 58,100 SH SOLE FAIRFAX FINANCIAL HOLDINGS LTD SUB VTG 303901102 2,647.8 6,500 SH SOLE FREEPORT McMORAN COPPER & GOLD COM 35671D857 1,896.7 15,880 SH SOLE GENERAL DYNAMICS CORP. COM 369550108 527.9 7,480 SH SOLE GENERAL GROWTH PROPERTIES COM 370023103 14,436.3 937,640 SH SOLE GENERAL MILLS INC. COM 370334104 4,151.1 117,270 SH SOLE GOLDCORP INC. COM 380956409 374.1 8,180 SH SOLE GOLDMAN SACHS GROUP INC. COM 38141G104 4,047.5 24,200 SH SOLE GOOGLE INC. 'A' CL A 38259P508 1,401.3 2,372 SH SOLE GUESS? INC COM 401617105 269.2 5,720 SH SOLE H. J. HEINZ COMPANY COM 423074103 6,075.3 123,500 SH SOLE HERSHEY COMPANY COM 427866108 3,539.2 75,470 SH SOLE HEWLETT-PACKARD CO. COM 428236103 4,454.0 106,370 SH SOLE HILLENBRAND INC COM 431571108 752.6 36,360 SH SOLE HITTITE MICROWAVE CORP COM 43365Y104 8,413.8 138,590 SH SOLE HOME DEPOT INC. COM 437076102 3,643.6 104,490 SH SOLE HOWARD HUGHES CORP. COM 44267D107 1,789.4 33,059 SH SOLE HSN INC COM 404303109 10,046.5 329,560 SH SOLE IHS INC-CLASS A CL A 451734107 335.8 4,200 SH SOLE INTEL CORPORATION COM 458140100 7,885.3 376,990 SH SOLE INT'L. BUSINESS MACHINES COM 459200101 291.9 2,000 SH SOLE INTUIT INC. COM 461202103 5,775.2 117,780 SH SOLE INVESCO MORTGAGE CAPITAL COM 46131B100 285.2 13,130 SH SOLE IPATH S&P 500 VIX M/T FU ETN IPATH S&P MT ETN 06740C519 255.1 3,900 SH SOLE JOHNSON & JOHNSON COM 478160104 1,327.5 21,580 SH SOLE JP MORGAN CHASE & CO. COM 46625H100 4,729.5 112,098 SH SOLE KAPSTONE PAPER & PACKAGING COR COM 48562P103 2,045.6 134,425 SH SOLE KELLOGG COMPANY COM 487836108 1,021.2 20,100 SH SOLE KKR & CO LP COM UNITS 48248M102 5,758.8 407,750 SH SOLE KRAFT FOODS INC - CLASS A CL A 50075N104 25,132.0 801,920 SH SOLE LAMAR ADVERTISING COMPANY 'A' CL A 512815101 3,455.3 87,200 SH SOLE LEAR CORPORATION COM NEW 521865204 3,288.9 33,500 SH SOLE LIMITED INC. COM 532716107 4,329.1 141,640 SH SOLE LORILLARD INC. COM 544147101 9,002.3 110,300 SH SOLE LOWE'S COS INC. COM 548661107 3,399.9 136,300 SH SOLE MAGNA INTERNATIONAL INC-CL A CL A 559222401 857.0 16,570 SH SOLE MATTEL INC. COM 577081102 1,993.6 78,820 SH SOLE MCDONALDS CORP. COM 580135101 20,968.0 274,646 SH SOLE MEAD JOHNSON NUTRITION CO. COM 582839106 19,157.4 309,421 SH SOLE MEDIDATA SOLUTIONS INC COM 58471A105 4,277.3 180,090 SH SOLE MGM RESORTS INTERNATIONAL COM 552953101 1,610.5 109,040 SH SOLE MICROS SYSTEMS INC COM 594901100 309.7 7,100 SH SOLE MICROSOFT CORPORATION COM 594918104 3,129.3 112,730 SH SOLE MORGAN STANLEY COM NEW 617446448 6,655.9 245,940 SH SOLE MOTORCAR PARTS OF AMERICA INC. COM 620071100 2,398.6 184,940 SH SOLE MURPHY OIL CORP COM 626717102 542.0 7,310 SH SOLE NATIONAL CINEMEDIA INC. COM 635309107 3,528.8 178,200 SH SOLE OMNIVISION TECHNOLOGIES INC. COM 682128103 13,965.2 474,200 SH SOLE ORACLE CORPORATION COM 68389X105 11,409.8 366,510 SH SOLE O'REILLY AUTOMOTIVE INC. COM 686091109 1,472.3 24,500 SH SOLE PACKAGING CORP. OF AMERICA COM 695156109 1,459.8 56,800 SH SOLE PAYCHEX INC. COM 704326107 2,545.5 82,800 SH SOLE PEPSICO INC. COM 713448108 1,358.0 20,900 SH SOLE PETROHAWK ENERGY CORP COM 716495106 226.7 12,490 SH SOLE PF CHANG'S CHINA BISTRO INC. COM 69333Y108 1,399.2 29,030 SH SOLE PFIZER INC. COM 717081103 3,922.5 225,230 SH SOLE PHILIP MORRIS INT'L INC. COM 718172109 1,563.6 26,860 SH SOLE PNC FINANCIAL SERVICES GROUP COM 693475105 1,486.2 24,610 SH SOLE POTASH CORP. OF SASKATCHEWAN COM 73755L107 463.5 3,010 SH SOLE PRECISION DRILLING CORP COM 2010 74022D308 809.7 84,010 SH SOLE PRICELINE.COM INC. COM NEW 741503403 1,703.6 4,287 SH SOLE PROCTER & GAMBLE COMPANY COM 742718109 3,832.6 59,900 SH SOLE QUAD GRAPHICS INC. COM CL A 747301109 10,160.1 247,584 SH SOLE REGAL ENTERTAINMENT GROUP 'A' CL A 758766109 12,283.2 1,051,950 SH SOLE REINSURANCE GROUP OF AMERICA A COM NEW 759351604 1,970.1 36,879 SH SOLE RESEARCH IN MOTION COM 760975102 273.5 4,731 SH SOLE RESOLUTE ENERGY CORP. COM 76116A108 503.5 34,297 SH SOLE RYLAND GROUP INC. COM 783764103 201.4 11,890 SH SOLE SCORPIO TANKERS INC. COM Y7542C106 11,251.2 1,118,920 SH SOLE SCRIPPS NETWORKS INTER-CL A CL A COM 811065101 4,636.5 90,080 SH SOLE SEABOARD CORP COM 811543107 2,130.7 1,076 SH SOLE SEMGROUP CORP-CLASS A CL A 81663A105 5,628.1 208,270 SH SOLE SIX FLAGS ENTERTAINMENT CORP COM 83001A102 11,832.5 218,690 SH SOLE SOUTHWESTERN ENERGY CO. COM 845467109 243.1 6,530 SH SOLE SPDR GOLD TRUST GOLD SHS 78463V107 2,662.8 19,300 SH SOLE SPECTRUM BRANDS HOLDINGS INC. COM 84763R101 2,615.9 84,379 SH SOLE SPECTRUM CONTROL INC. COM 847615101 312.2 20,941 SH SOLE STARBUCKS CORP. COM 855244109 5,408.3 169,240 SH SOLE TEVA PHARMACEUTICAL INDS.ADR ADR 881624209 1,846.1 35,605 SH SOLE TEXAS ROADHOUSE INC. 'A' CL A 882681109 1,613.5 94,480 SH SOLE TYCO INTERNATIONAL LTD. SHS H89128104 301.7 7,320 SH SOLE ULTRA PETROLEUM CORP. COM 903914109 1,878.6 39,540 SH SOLE VALE SA-SP ADR ADR 91912E105 360.7 10,490 SH SOLE VODAFONE GROUP PLC SP ADR SPONS ADR NEW 92857W209 5,782.8 219,900 SH SOLE WAL-MART STORES INC. COM 931142103 1,247.6 23,260 SH SOLE WATERS CORP. COM 941848103 345.5 4,470 SH SOLE WENDY'S/ARBY'S GROUP INC-A COM 950587105 2,915.5 634,490 SH SOLE WINDSTREAM CORP COM 97381W104 354.0 25,530 SH SOLE $ VALUE (IN THOUSANDS) 510,298 # SECURITIES 119
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