-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T8ZowwZ2DKmReja8ndniulR32huSZ9+/A0maSE4A7ie0ODbDazDFmcLp87xiRCXK 17IOEtTPRqiWjTel7hChiQ== 0001193125-10-256530.txt : 20101112 0001193125-10-256530.hdr.sgml : 20101111 20101110213036 ACCESSION NUMBER: 0001193125-10-256530 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101110 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLUSKIN SHEFF & ASSOC INC CENTRAL INDEX KEY: 0000905790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13431 FILM NUMBER: 101181701 BUSINESS ADDRESS: STREET 1: 181 BAY STREET, SUITE 4600 STREET 2: P.O. BOX 774 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 4166816000 MAIL ADDRESS: STREET 1: 181 BAY STREET, SUITE 4600 STREET 2: P.O. BOX 774 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gluskin Sheff + Associates Inc. Address: 181 Bay Street, Suite 4600, Brookfield Place, Toronto, On M5J 2T3 Canada Form 13F File Number: 28-13431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Simmonds Title: Chief Compliance Officer Phone: 416-681-6077 Signature, Place, and Date of Signing: /s/ James Simmonds Toronto, Ontario, Canada November 15, 2010 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_________________ NOT APPLICABLE [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 143 Form 13F Information Table Value Total: 573,165 (in thousands) ---------------------- List of Other Included Managers: NOT APPLICABLE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE 28-NONE NONE [Repeat as necessary.] GLUSKIN SHEFF + ASSOCIATES INC. U.S. SECURITY HOLDINGS - 09.30.10
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ --------------- ---------- -------- ---------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ --------------- ---------- -------- ------- --- ---- ---------- -------- ---- ------ ---- TEVA PHARMACEUTICAL INDS.ADR ADR 881624209 1932.1 35595 SH SOLE ABERCROMBIE & FITCH CO 'A' CL A 002896207 2711.2 67010 SH SOLE AMERICAN TOWER CORP-CL A CL A 029912201 6888.7 130600 SH SOLE CLEAR CHANNEL OUTDOOR 'A' CL A 18451C109 1319.9 112224 SH SOLE GOOGLE INC. 'A' CL A 38259P508 1283.3 2372 SH SOLE IHS INC-CLASS A CL A 451734107 4161.2 59470 SH SOLE KRAFT FOODS INC - CLASS A CL A 50075N104 22755.8 716610 SH SOLE LAMAR ADVERTISING COMPANY 'A' CL A 512815101 2855.2 87200 SH SOLE MAGNA INTERNATIONAL INC-CL A CL A 559222401 627.2 7410 SH SOLE MASTERCARD INC-CLASS A CL A 57636Q104 6170.4 26770 SH SOLE REGAL ENTERTAINMENT GROUP 'A' CL A 758766109 8579.8 635520 SH SOLE TEXAS ROADHOUSE INC. 'A' CL A 882681109 3037.5 210100 SH SOLE SCRIPPS NETWORKS INTER-CL A CL A COM 811065101 5620.1 114790 SH SOLE CGI GROUP INC - CL A CL A SUB VTG 39945C109 478.2 30920 SH SOLE BERKSHIRE HATHAWAY INC. CL B CL B NEW 084670702 2850.1 33500 SH SOLE ABBOTT LABORATORIES COM 002824100 1917.4 35670 SH SOLE ADOBE SYSTEMS INC. COM 00724F101 231.4 8600 SH SOLE ALLSTATE CORPORATION COM 020002101 922.0 28400 SH SOLE ALTRIA GROUP INC. COM 02209S103 9786.7 395960 SH SOLE AMERICAN CAPITAL AGENCY CORP. COM 002503X105 4215.9 154200 SH SOLE AMERICAN EXPRESS COMPANY COM 025816109 4975.3 115040 SH SOLE APPLE INC. COM 037833100 21676.2 74239 SH SOLE AT&T INC. COM 00206R102 3166.6 107600 SH SOLE AUTOMATIC DATA PROCESSING COM 053015103 5302.3 122600 SH SOLE BECTON, DICKINSON & COMPANY COM 075887109 9191.0 120540 SH SOLE BRISTOL MYERS SQUIBB COMPANY COM 110122108 3211.4 115119 SH SOLE BROADRIDGE FINANCIAL SOLUTIONS COM 11133T103 1302.8 55360 SH SOLE BROOKFIELD PROPERTIES CORP COM 112900105 383.4 24010 SH SOLE CHUBB CORPORATION COM 171232101 5072.0 86490 SH SOLE CINEMARK HOLDINGS INC COM 17243V102 8197.4 494810 SH SOLE CISCO SYSTEMS INC. COM 17275R102 1183.1 52500 SH SOLE COACH INC. COM 189754104 3457.8 78220 SH SOLE COCA-COLA COMPANY COM 191216100 4444.0 73800 SH SOLE DAKTRONICS INC COM 234264109 1349.0 133500 SH SOLE DARDEN RESTAURANTS INC. COM 237194105 18092.9 411010 SH SOLE DUPONT (E.I.) DE NEMOURS COM 263534109 14040.5 305800 SH SOLE EXXON MOBIL CORPORATION COM 30231G102 3694.1 58100 SH SOLE GENERAL MILLS INC. COM 370334104 4387.9 116700 SH SOLE GOLDCORP INC. COM 380956409 239.1 5340 SH SOLE GUESS? INC COM 401617105 2977.6 71220 SH SOLE H. J. HEINZ COMPANY COM 423074103 6019.8 123500 SH SOLE HECKMANN CORP. COM 422680108 394.6 98320 SH SOLE HEWLETT-PACKARD CO. COM 428236103 4742.0 109540 SH SOLE HOME DEPOT INC. COM 437076102 9275.0 284520 SH SOLE INTEL CORPORATION COM 458140100 8823.6 446610 SH SOLE INT'L. BUSINESS MACHINES COM 459200101 6433.6 46610 SH SOLE INTUIT INC. COM 461202103 9529.1 211380 SH SOLE INVESCO MORTGAGE CAPITAL COM 46131B100 329.5 14880 SH SOLE JOHNSON & JOHNSON COM 478160104 1396.3 21900 SH SOLE JP MORGAN CHASE & CO. COM 46625H100 4754.9 121378 SH SOLE KAPSTONE PAPER & PACKAGING COR COM 48562P103 1737.2 139065 SH SOLE KELLOGG COMPANY COM 487836108 1044.7 20100 SH SOLE LORILLARD INC. COM 544147101 9115.1 110300 SH SOLE LOWE'S COS INC. COM 548661107 4406.1 192100 SH SOLE MASIMO CORPORATION COM 574795100 1103.0 39250 SH SOLE MATTEL INC. COM 577081102 6084.6 252050 SH SOLE MCDONALDS CORP. COM 580135101 28193.8 367726 SH SOLE MEAD JOHNSON NUTRITION CO. COM 582839106 18467.6 315361 SH SOLE MEDCO HEALTH SOLUTIONS INC. COM 58405U102 1312.5 24500 SH SOLE MGM RESORTS INTERNATIONAL COM 552953101 7241.5 623890 SH SOLE MICROS SYSTEMS INC COM 594901100 309.3 7100 SH SOLE MICROSOFT CORPORATION COM 594918104 1539.5 61090 SH SOLE MIPS TECHNOLOGIES INC. COM 604567107 3462.1 345440 SH SOLE NEWMONT MINING CORPORATION COM 651639106 2389.4 36970 SH SOLE OMNIVISION TECHNOLOGIES INC. COM 682128103 4524.9 190860 SH SOLE ORACLE CORPORATION COM 68389X105 11022.7 398960 SH SOLE PAYCHEX INC. COM 704326107 2342.2 82800 SH SOLE PEPSICO INC. COM 713448108 1428.9 20900 SH SOLE PETROHAWK ENERGY CORP COM 716495106 988.7 59530 SH SOLE PF CHANG'S CHINA BISTRO INC. COM 69333Y108 3134.8 65940 SH SOLE PHILIP MORRIS INT'L INC. COM 718172109 1548.3 26860 SH SOLE PREMIERE GLOBAL SERVICES INC. COM 740585104 395.6 54300 SH SOLE PROCTER & GAMBLE COMPANY COM 742718109 3696.4 59900 SH SOLE PROGRESSIVE CORP COM 743315103 10080.4 469400 SH SOLE RESEARCH IN MOTION COM 760975102 3893.5 77711 SH SOLE RESOLUTE ENERGY CORP. COM 76116A108 1491.1 131017 SH SOLE ROBBINS & MYERS INC. COM 770196103 1044.5 37904 SH SOLE RYLAND GROUP INC. COM 783764103 236.6 12830 SH SOLE SCORPIO TANKERS INC. COM Y7542C106 8042.4 692270 SH SOLE SIX FLAGS ENTERTAINMENT CORP COM 83001A102 12115.7 267840 SH SOLE SKYWORKS SOLUTIONS INC. COM 83088M102 992.2 46650 SH SOLE SPECTRUM CONTROL INC. COM 847615101 1642.2 108421 SH SOLE STARBUCKS CORP. COM 855244109 4829.4 183690 SH SOLE TD AMERITRADE HOLDING CORP. COM 87236Y108 1361.0 81900 SH SOLE TOLL BROTHERS INC. COM 889478103 1395.4 71300 SH SOLE ULTRA PETROLEUM CORP. COM 903914109 6441.6 149120 SH SOLE UNUM GROUP COM 91529Y106 3029.3 132910 SH SOLE WAL-MART STORES INC. COM 931142103 2363.7 42920 SH SOLE WENDY'S/ARBY'S GROUP INC-A COM 950587105 8692.5 1864800 SH SOLE CIT GROUP INC. COM NEW 125581801 2667.2 63500 SH SOLE LEAR CORPORATION COM NEW 521865204 2720.8 33500 SH SOLE MORGAN STANLEY COM NEW 617446448 1264.7 49800 SH SOLE PRICELINE.COM INC. COM NEW 741503403 5861.9 16354 SH SOLE REINSURANCE GROUP OF AMERICA A COM NEW 759351604 1832.5 36879 SH SOLE WESTPORT INNOVATIONS INC. COM NEW 960908309 1447.0 79900 SH SOLE SPDR GOLD TRUST GOLD SHS 78463V107 3380.0 25680 SH SOLE BROOKFIELD INFRASTRUCTURE P LP LP INT UNIT G16252101 1309.5 65600 SH SOLE ISHARES S&P 500 INDEX FUND S&P 500 INDEX 464287200 11982.4 101710 SH SOLE TYCO INTERNATIONAL LTD. SHS H89128104 307.7 8140 SH SOLE VODAFONE GROUP PLC SP ADR SPONS ADR NEW 92857W209 6287.6 246290 SH SOLE ARM HOLDINGS PLC - SPONS ADR SPONSORED ADR 042068106 1291.8 66920 SH SOLE FAIRFAX FINANCIAL HOLDINGS LTD SUB VTG 303901102 2723.0 6500 SH SOLE AON CORP COM 037389103 1686.6 41910 SH SOLE BLACKROCK INC. COM 09247X101 3976.7 22700 SH SOLE BOEING COMPANY COM 097023105 375.2 5480 SH SOLE BROCADE COMMUNICATIONS SYSTEMS COM NEW 111621306 939.5 155800 SH SOLE CDN PACIFIC RAILWAY LTD COM 13645T100 356.7 5690 SH SOLE DISCOVER FINANCIAL SERVICES COM 254709108 3661.0 213300 SH SOLE DORMAN PRODUCTS INC COM 258278100 2138.8 67440 SH SOLE FREEPORT McMORAN COPPER & GOLD COM 35671D857 2404.9 27370 SH SOLE GENERAL DYNAMICS CORP. COM 369550108 358.1 5540 SH SOLE GENERAL GROWTH PROPERTIES COM 370021107 9385.7 584690 SH SOLE HERSHEY COMPANY COM 427866108 4901.9 100100 SH SOLE HITTITE MICROWAVE CORP COM 43365Y104 9052.7 184630 SH SOLE HSN INC COM 404303109 6665.8 216800 SH SOLE INTREPID POTASH INC. COM 46121Y102 1247.4 46500 SH SOLE ISHARES RUSSELL 2000 RUSSELL 2000 464287655 2094.8 30160 SH SOLE KINROSS GOLD CORP. COM NO PAR 496902404 299.9 15510 SH SOLE LIMITED INC. COM 532716107 3987.4 144700 SH SOLE LOCKHEED MARTIN CORP. COM 539830109 1541.0 21010 SH SOLE MORTON'S RESTAURANT GROUP COM 619430101 508.3 101020 SH SOLE MOSAIC CO COM 61945A107 874.9 14470 SH SOLE MOTORCAR PARTS OF AMERICA INC. COM 620071100 173.3 19400 SH SOLE MURPHY OIL CORP COM 626717102 249.8 3920 SH SOLE NATIONAL CINEMEDIA INC. COM 635309107 3282.3 178200 SH SOLE NEWPARK RESOURCES INC. COM PAR $.01 NEW 651718504 1889.7 218630 SH SOLE NIKE INC. 'B' CL B 654106103 827.1 10030 SH SOLE O'REILLY AUTOMOTIVE INC. COM 686091109 1341.2 24500 SH SOLE POLARIS INDUSTRIES, INC. COM 731068102 1333.1 19900 SH SOLE POTASH CORP. OF SASKATCHEWAN COM 73755L107 423.9 2860 SH SOLE QUAD GRAPHICS INC. COM CL A 747301109 8076.7 168004 SH SOLE RACKSPACE HOSTING INC. COM 750086100 665.7 24900 SH SOLE SCOTTS MIRACLE-GRO CO-CL A CL A 810186106 4927.5 92570 SH SOLE SEAGATE TECHNOLOGY SHS G7945M107 266.6 22000 SH SOLE SMART TECHNOLOGIES INC. CL A SUB VTG S 83172R108 201.9 14480 SH SOLE ST. JUDE MEDICAL INC. COM 790849103 2354.4 58160 SH SOLE SYNOPSYS INC. COM 871607107 757.0 29700 SH SOLE TERADATA CORP. COM 88076W103 730.1 18400 SH SOLE VMWARE INC. 'A' CL A COM 928563402 393.3 4500 SH SOLE VOLTERRA SEMICONDUCTOR CORP COM 928708106 5298.4 239270 SH SOLE WATERS CORP. COM 941848103 241.1 3310 SH SOLE WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 311.8 11180 SH SOLE WINDSTREAM CORP COM 97381W104 360.0 28470 SH SOLE # Securities 143 $Value (in thousands) 573,165
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