-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D6wqrhZGIm+kcUJ5GxVVa98P6cABQFNBk1olNjwxWY93Cg+jxMOCEofqMt/F0A/K MJ1DT7VkXMeGv0QT4M1y2g== 0001193125-09-095247.txt : 20090501 0001193125-09-095247.hdr.sgml : 20090501 20090501061503 ACCESSION NUMBER: 0001193125-09-095247 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090501 DATE AS OF CHANGE: 20090501 EFFECTIVENESS DATE: 20090501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLUSKIN SHEFF & ASSOC INC CENTRAL INDEX KEY: 0000905790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13431 FILM NUMBER: 09786527 BUSINESS ADDRESS: STREET 1: 181 BAY STREET, SUITE 4600 STREET 2: P.O. BOX 774 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 4166816000 MAIL ADDRESS: STREET 1: 181 BAY STREET, SUITE 4600 STREET 2: P.O. BOX 774 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gluskin Sheff + Associates Inc. Address: 181 Bay Street, Suite 4600, Brookfield Place, Toronto, On M5J 2T3 Canada Form 13F File Number: 28-____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Simmonds Title: Chief Compliance Officer Phone: 416-681-6077 Signature, Place, and Date of Signing: /s/ James Simmonds Toronto, Ontario, Canada May 1, 2009 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_________________ NOT APPLICABLE [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 141 Form 13F Information Table Value Total: $820,515 ----------- (thousands) List of Other Included Managers: NOT APPLICABLE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE 28-NONE NONE [Repeat as necessary.] FORM 13F INFORMATION TABLE
VOTING AUTHORITY ---------------- VALUE (CAD) SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- ----------- --------- --- ---- ---------- -------- ---- ------ ---- ABBOTT LABORATORIES COM 2824100 14215.6 236,280 SH SOLE SOLE ABERCROMBIE & FITCH CO 'A' CL A 2896207 15476.4 515,552 SH SOLE SOLE ACCENTURE LTD. - CLASS 'A' CL A G1150G111 606.8 17,500 SH SOLE SOLE ADOBE SYSTEMS INC. COM 00724F101 4123.0 152,820 SH SOLE SOLE ADVANCE AUTO PARTS INC COM 00751Y106 1031.1 19,900 SH SOLE SOLE AGRIUM INC COM 8916108 858.2 19,010 SH SOLE SOLE ALLEGIANT TRAVEL CO. COM 01748X102 5259.1 91,720 SH SOLE SOLE AMDOCS LIMITED ORD G02602103 204.9 8,770 SH SOLE SOLE AMERICAN ITALIAN PASTA CO- A CL A 27070101 29577.5 673,655 SH SOLE SOLE AMERICAN TOWER CORP-CL A CL A 29912201 272.5 7,100 SH SOLE SOLE ANADARKO PETROLEUM CORP. COM 32511107 10312.3 210,231 SH SOLE SOLE AON CORP. COM 37389103 1890.1 36,710 SH SOLE SOLE APACHE CORP. COMMON COM 37411105 11956.6 147,910 SH SOLE SOLE APOLLO GROUP INC. 'A' CL A 37604105 979.1 9,910 SH SOLE SOLE APPLE INC. COM 37833100 21558.9 162,600 SH SOLE SOLE ARM HOLDINGS PLC - SPONS ADR SPONSORED ADR 42068106 11582.8 2,077,650 SH SOLE SOLE AT&T CORP. COM 00206R102 19374.5 609,552 SH SOLE SOLE AUTODESK INC. COM 52769106 5974.9 281,800 SH SOLE SOLE AUTOMATIC DATA PROCESSING COM 53015103 2742.9 61,850 SH SOLE SOLE BARRICK GOLD CORPORATION COM 67901108 1448.0 35,410 SH SOLE SOLE BAXTER INTERNATIONAL INC. COM 71813109 1033.7 16,000 SH SOLE SOLE BECTON, DICKINSON & COMPANY COM 75887109 5061.5 59,680 SH SOLE SOLE BIOGEN IDEC INC. COM 09062X103 7419.7 112,220 SH SOLE SOLE BRINKS HOME SECURITY HOLDING COM 109699108 1196.7 41,980 SH SOLE SOLE BRISTOL MYERS SQUIBB COMPANY COM 110122108 18327.8 662,901 SH SOLE SOLE CDN PACIFIC RAILWAY LTD COM 13645T100 1307.7 34,990 SH SOLE SOLE CEPHALON INC COM 156708109 1030.7 12,000 SH SOLE SOLE CF INDUSTRIES HOLDINGS INC. COM 125269100 3167.0 35,300 SH SOLE SOLE CGI GROUP INC - CL A CL A SUB VTG 39945C109 418.8 41,500 SH SOLE SOLE CHIPOTLE MEXICAN GRILL 'B' CL B 169656204 303.6 4,200 SH SOLE SOLE CINEMARK HOLDINGS INC COM 17243V102 2411.4 203,600 SH SOLE SOLE CISCO SYSTEMS INC. COM 17275R102 770.7 36,437 SH SOLE SOLE CLOROX COMPANY COM 189054109 1058.4 16,300 SH SOLE SOLE CME GROUP INC. COM 12572Q105 1025.6 3,300 SH SOLE SOLE COCA-COLA ENTERPRISES COM 191219104 2146.1 129,000 SH SOLE SOLE COMCAST CORPORATION 'A' CL A 20030N101 236.6 13,750 SH SOLE SOLE COMCAST CORPORATION SPECIAL A CL A SPL 20030N200 4061.2 250,180 SH SOLE SOLE CONTINENTAL RESOURCES INC. COM 212015101 3752.3 140,260 SH SOLE SOLE CVS/CAREMARK CORPORATION COM 126650100 768.0 22,150 SH SOLE SOLE DEAN FOODS CO. COM 242370104 4047.8 177,500 SH SOLE SOLE DELL INC. 24702R COM 24702R101 4678.2 391,250 SH SOLE SOLE DEVON ENERGY CORPORATION COM 25179M103 9199.2 163,200 SH SOLE SOLE DUN & BRADSTREET CORPORATION COM 264830100 17400.1 179,160 SH SOLE SOLE EBAY INC COM 278642103 5714.2 360,700 SH SOLE SOLE ELECTRONIC ARTS INC COM 285512109 3051.4 133,000 SH SOLE SOLE EMC CORP. COM 268648102 3039.7 211,400 SH SOLE SOLE ENSCO INTERNATIONAL INC. COM 26874Q100 1138.8 34,200 SH SOLE SOLE EQUINIX INC COM NEW 29444U502 1380.3 19,490 SH SOLE SOLE EXPRESS SCRIPTS INC. COM 302182100 6086.7 104,520 SH SOLE SOLE EXXON MOBIL CORPORATION COM 30231G102 1129.5 13,150 SH SOLE SOLE FINANCIAL SELECT SECTOR SPDR SBI INT-FINL 81369Y605 2909.1 261,800 SH SOLE SOLE FLOWSERVE CORP. COM 34354P105 3065.0 43,300 SH SOLE SOLE FORD MOTOR CO DEL COMMON COM PAR $0.01 345370860 49.8 15,000 SH SOLE SOLE FOREST LABORATORIES INC COM 345838106 2210.3 79,800 SH SOLE SOLE FREEPORT MCMORAN COPPER & GOLD COM 35671D857 10060.2 209,290 SH SOLE SOLE GENZYME CORP. COM 372917104 4301.3 57,420 SH SOLE SOLE GILEAD SCIENCES INC COM 375558103 3766.0 64,460 SH SOLE SOLE GOLDCORP INC. COM 380956409 1246.5 29,660 SH SOLE SOLE GREIF INC. CL A 397624107 7205.3 171,600 SH SOLE SOLE H. J. HEINZ COMPANY COM 423074103 2318.4 55,600 SH SOLE SOLE HOME DEPOT INC. COM 437076102 1075.7 36,200 SH SOLE SOLE HONEYWELL INTERNATIONAL INC. COM 438506106 1479.0 42,090 SH SOLE SOLE INTERACTIVE CORP. COM 45840Q101 583.2 30,360 SH SOLE SOLE INTERCONTINENTALEXCHANGE INC. COM 45865V100 1023.8 10,900 SH SOLE SOLE INTL BUSINESS MACHINES COM 459200101 10843.5 88,730 SH SOLE SOLE INTREPID POTASH INC. COM 46121Y102 5468.5 234,990 SH SOLE SOLE ISHARES S&P 500 INDEX FUND S&P 500 INDEX 464287200 53052.6 528,280 SH SOLE SOLE JOHNSON & JOHNSON COM 478160104 1215.8 18,325 SH SOLE SOLE JUNIPER NETWORKS INC. COM 48203R104 1215.8 62,900 SH SOLE SOLE KBR INC. COM 48242W106 578.3 33,200 SH SOLE SOLE KROGER COMPANY COM 501044101 1583.4 59,160 SH SOLE SOLE L-3 COMMUNICATIONS HOLDINGS COM 502424104 6226.5 72,810 SH SOLE SOLE LABORATORY CORP. OF AMER HLDS COM NEW 50540R409 7201.8 97,620 SH SOLE SOLE LAMAR ADVERTISING COMPANY 'A' CL A 512815101 4915.4 399,700 SH SOLE SOLE LANCE INC. COM 514606102 286.2 10,900 SH SOLE SOLE LANDAUER INC. COM 51476K103 226.3 3,540 SH SOLE SOLE LEAP WIRELESS INTL INC. COM NEW 521863308 3241.9 73,710 SH SOLE SOLE LOCKHEED MARTIN CORP. COM 539830109 17864.6 205,180 SH SOLE SOLE LORILLARD INC. COM 544147101 24958.3 320,500 SH SOLE SOLE LOWE'S COS INC. COM 548661107 1088.8 47,300 SH SOLE SOLE MARVELL TECHNOLOGY GROUP LTD. COM G5876H105 1736.2 150,270 SH SOLE SOLE MASTERCARD INC-CLASS A CL A 57636Q104 1626.6 7,700 SH SOLE SOLE MATTEL INC. COM 577081102 1679.7 115,500 SH SOLE SOLE MAXIM INTEGRATED PRODUCTS COM 57772K101 9912.1 594,900 SH SOLE SOLE MCDONALDS CORP. COM 580135101 19164.2 278,430 SH SOLE SOLE MCGRAW-HILL COMPANIES INC COM 580645109 16015.9 555,220 SH SOLE SOLE MICROS SYSTEMS INC COM 594901100 203.4 8,600 SH SOLE SOLE MICROSOFT CORPORATION COM 594918104 6756.4 291,600 SH SOLE SOLE MOLSON COORS BREWING CO. 'B' CL B 60871R209 6738.6 155,850 SH SOLE SOLE MONSANTO COMPANY COM 61166W101 28352.3 270,500 SH SOLE SOLE NATIONAL OILWELL VARCO INC. COM 637071101 6012.3 166,030 SH SOLE SOLE NATIONAL PRESTO INDS INC. COM 637215104 1035.8 13,460 SH SOLE SOLE NETAPP INC COM 64110D104 1418.8 75,800 SH SOLE SOLE
NEUSTAR INC-CLASS A CL A 64126X201 223.9 10,600 SH SOLE SOLE NEUTRAL TANDEM INC. COM 64128B108 9213.8 296,830 SH SOLE SOLE NIKE INC. 'B' CL B 654106103 10159.5 171,780 SH SOLE SOLE NUCOR CORP. COM 670346105 909.9 18,900 SH SOLE SOLE ORACLE CORPORATION COM 68389X105 7741.2 339,650 SH SOLE SOLE O'REILLY AUTOMOTIVE INC. COM 686091109 1232.0 27,900 SH SOLE SOLE PATCH INTERNATIONAL INC. COM 703012302 2.0 67,500 SH SOLE SOLE PAYCHEX INC. COM 704326107 4371.0 135,000 SH SOLE SOLE PEPSI BOTTLING GROUP INC. COM 713409100 4371.0 289,000 SH SOLE SOLE PEPSICO INC. COM 713448108 408.4 6,290 SH SOLE SOLE PETROHAWK ENERGY CORP COM 716495106 408.4 593,030 SH SOLE SOLE PFIZER INC. COM 717081103 379.4 22,088 SH SOLE SOLE PHARMACEUTICAL PROD.DEVL.INC. COM 717124101 658.2 22,000 SH SOLE SOLE PHILIP MORRIS INT'L INC. COM 718172109 5854.2 130,450 SH SOLE SOLE POLARIS INDUSTRIES, INC. COM 731068102 1884.9 69,700 SH SOLE SOLE POLYCOM INC COM 73172K104 605.6 31,200 SH SOLE SOLE PRECISION CASTPARTS CORP. COM 740189105 7290.0 96,490 SH SOLE SOLE PRICELINE.COM INC. COM NEW 741503403 4002.4 40,280 SH SOLE SOLE PROSHARES ULTRASHORT LEHMAN PSHS ULTSH 20YRS 74347R297 12038.0 218,700 SH SOLE SOLE QLOGIC CORP COM 747277101 1213.2 86,500 SH SOLE SOLE QUEST SOFTWARE INC COM 74834T103 1031.6 64,500 SH SOLE SOLE REINSURANCE GROUP OF AMERICA A COM NEW 759351604 1506.6 36,879 SH SOLE SOLE RESEARCH IN MOTION COM 760975102 7311.8 134,470 SH SOLE SOLE REX ENERGY CORP. COM 761565100 587.6 162,330 SH SOLE SOLE SCOTTS MIRACLE-GRO CO-CL A CL A 810186106 3265.0 74,600 SH SOLE SOLE SCRIPPS NETWORKS INTER-CL A CL A COM 811065101 1470.7 51,800 SH SOLE SOLE SHAW COMMUNICATION INC. CL B CL B CONV 82028K200 344.0 18,000 SH SOLE SOLE SNAP-ON INC. COM 833034101 1222.0 38,600 SH SOLE SOLE SPDR GOLD TRUST GOLD SHS 78463V107 21611.5 189,790 SH SOLE SOLE SPECTRUM CONTROL INC. COM 847615101 256.5 28,930 SH SOLE SOLE STARBUCKS CORP. COM 855244109 10616.5 757,610 SH SOLE SOLE SYNIVERSE HOLDINGS INC COM 87163F106 6942.6 349,260 SH SOLE SOLE SYNOPSYS INC. COM 871607107 2091.7 80,000 SH SOLE SOLE TELLABS INC. COM 879664100 1260.5 218,200 SH SOLE SOLE TEVA PHARMACEUTICAL INDS.ADR ADR 881624209 27972.8 492,290 SH SOLE SOLE THOMSON REUTERS CORP. COM 884903105 2535.7 79,210 SH SOLE SOLE TIDEWATER INC. COM 886423102 402.8 8,600 SH SOLE SOLE TOLL BROTHERS INC. COM 889478103 3067.0 133,900 SH SOLE SOLE TRANSOCEAN INC. SHS G90073100 22645.3 305,130 SH SOLE SOLE TYCO INTERNATIONAL LTD. COM H89128104 1363.6 55,270 SH SOLE SOLE VISA INC-CLASS A SHARES COM CL A 92826C839 1009.9 14,400 SH SOLE SOLE VODAFONE GROUP PLC ADR SPONSORED ADR NEW 92857W209 27781.5 1,264,410 SH SOLE SOLE WAL MART STORES INC. 931142 COM 931142103 15815.4 240,670 SH SOLE SOLE WASHINGTON POST CL. B CL B 939640108 675.6 1,500 SH SOLE SOLE WENDY'S/ARBY'S GROUP INC-A COM 950587105 12944.1 2,040,254 SH SOLE SOLE WILLIAMS-SONOMA INC COM 969904101 7356.5 578,620 SH SOLE SOLE WINDSTREAM CORP COM 97381W104 907.8 89,300 SH SOLE SOLE XTO ENERGY INC COM 98385X106 9829.5 254,512 SH SOLE SOLE
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