0001144204-12-008154.txt : 20120214
0001144204-12-008154.hdr.sgml : 20120214
20120214091137
ACCESSION NUMBER: 0001144204-12-008154
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLUSKIN SHEFF & ASSOC INC
CENTRAL INDEX KEY: 0000905790
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13431
FILM NUMBER: 12602910
BUSINESS ADDRESS:
STREET 1: 181 BAY STREET, SUITE 4600
STREET 2: P.O. BOX 774
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
BUSINESS PHONE: 4166816000
MAIL ADDRESS:
STREET 1: 181 BAY STREET, SUITE 4600
STREET 2: P.O. BOX 774
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
13F-HR
1
v302277_13f.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [_]; Amendment Number: ______
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gluskin Sheff + Associates Inc.
Address: Bay Adelaide Centre, Suite 5100
333 Bay Street, Toronto, ON M5H 2R2
Canada
Form 13F File Number: 28-13431
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James Simmonds
Title: Chief Compliance Officer
Phone: 416-681-6077
Signature, Place, and Date of Signing:
/s/ James Simmonds Toronto, Ontario, Canada February 10, 2012
------------------------ ------------------------ ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: [If there are no entries in
this list, omit this section.]
Form 13F File Number Name
28-_________________ NOT APPLICABLE
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 101
Form 13F Information Table Value Total: 422,033 (in thousands)
----------------------
List of Other Included Managers: NOT APPLICABLE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
NONE 28-NONE NONE
[Repeat as necessary.]
GLUSKIN SHEFF + ASSOCIATES INC. U.S. SECURITY HOLDINGS
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ ----------------- --------- -------- ------------------ ---------- -------- ----------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ ----------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ----
ADVANCE AUTO PARTS INC COM 00751Y106 1,970.0 27,820 SH SOLE
ALTERA CORPORATION COM 021441100 998.4 26,460 SH SOLE
ALTRIA GROUP INC. COM 02209S103 10,184.6 337,750 SH SOLE
AMERICAN TOWER CORP-CL A CL A 029912201 12,573.5 206,020 SH SOLE
ANADARKO PETROLEUM CORP. COM 032511107 820.5 10,570 SH SOLE
ANHEUSER-BUSCH INBEV SPN ADR SPONSORED ADR 03524A108 1,252.3 20,190 SH SOLE
APACHE CORP. COMMON COM 037411105 936.9 10,170 SH SOLE
APPLE INC. COM 037833100 15,540.1 37,729 SH SOLE
ASHLAND INC. COM 044209104 8,078.6 138,970 SH SOLE
AT&T INC. COM 00206R102 1,046.6 34,030 SH SOLE
AVAGO TECHNOLOGIES LTD SHS Y0486S104 828.6 28,230 SH SOLE
BEAM INC. COM 073730103 6,984.7 134,060 SH SOLE
BHP BILLITON LTD-SPON ADR SPONSORED ADR 088606108 1,508.5 21,000 SH SOLE
BRISTOL MYERS SQUIBB COMPANY COM 110122108 3,386.8 94,500 SH SOLE
BROOKFIELD INFRASTRUCTURE P LP LP INT UNIT G16252101 19,598.0 695,680 SH SOLE
BROOKFIELD RESIDENTIAL PROP.IN COM 11283W104 1,153.4 145,213 SH SOLE
CABOT OIL & GAS CORP. COM 127097103 3,395.6 43,990 SH SOLE
CEMEX SA SPONS ADR NEW SPON ADR NEW 151290889 65.8 12,000 SH SOLE
CHECK POINT SOFTWARE TECH ORD M22465104 1,257.3 23,530 SH SOLE
CHEVRON CORP. COM 166764100 1,955.8 18,074 SH SOLE
CHICAGO BRIDGE & IRON N Y REGISTRY SH 167250109 963.0 25,050 SH SOLE
CIMAREX ENERGY CO COM 171798101 330.5 5,250 SH SOLE
CINEDIGM DIGITAL CINEMA - A COM 172407108 29.7 21,351 SH SOLE
CINEMARK HOLDINGS INC COM 17243V102 6,042.8 321,350 SH SOLE
COCA-COLA COMPANY COM 191216100 3,442.0 48,370 SH SOLE
COMCAST CORPORATION 'A' CL A 20030N101 2,797.9 116,030 SH SOLE
CVS/CAREMARK CORPORATION COM 126650100 4,530.6 109,240 SH SOLE
DIRECTV CL A COM CL A 25490A101 1,122.0 25,800 SH SOLE
DISCOVER FINANCIAL SERVICES COM 254709108 1,115.2 45,690 SH SOLE
DUPONT (E.I.) DE NEMOURS COM 263534109 1,312.0 28,180 SH SOLE
ECOLAB INC. COM 278865100 6,345.5 107,930 SH SOLE
ELI LILLY & CO. COM 532457108 2,713.4 64,196 SH SOLE
EQT CORP. COM 26884L109 2,695.3 48,370 SH SOLE
EXPEDIA INC. COM 30212P105 1,555.7 52,710 SH SOLE
EXXON MOBIL CORPORATION COM 30231G102 4,737.7 54,961 SH SOLE
EZCORP INC. 'A' CL A NON VTG 302301106 1,434.2 53,480 SH SOLE
FAIRFAX FINANCIAL HOLDINGS LTD SUB VTG 303901102 2,850.5 6,500 SH SOLE
FAMILY DOLLAR STORES COM 307000109 1,651.9 28,170 SH SOLE
FLOWSERVE CORP. COM 34354P105 16,831.1 166,630 SH SOLE
FORD MOTOR COMPANY COM PAR $0.01 345370860 1,226.6 112,090 SH SOLE
FORTUNE BRANDS HOME & SECURITY COM 34964C106 869.1 50,180 SH SOLE
FRANCO - NEVADA CORP COM 351858105 753.8 19,470 SH SOLE
FXCM INC. 'A' COM CL A 302693106 460.7 46,460 SH SOLE
GENERAL GROWTH PROPERTIES COM 370023103 763.1 49,954 SH SOLE
GENERAL MOTORS 4.75% PFD B JR PFD CNV SRB 37045V209 3,408.4 97,850 SH SOLE
GLAXOSMITHKLINE PLC SPONS ADR SPONSORED ADR 37733W105 394.5 8,500 SH SOLE
GOOGLE INC. 'A' CL A 38259P508 5,767.4 8,780 SH SOLE
GRAINGER W W INC. COM 384802104 1,157.5 6,080 SH SOLE
HERSHEY COMPANY COM 427866108 7,227.4 115,030 SH SOLE
HOME DEPOT INC. COM 437076102 14,231.0 332,850 SH SOLE
HSN INC COM 404303109 3,399.7 92,190 SH SOLE
INTERXION HOLDING NV SHS N47279109 492.2 35,980 SH SOLE
INT'L. BUSINESS MACHINES COM 459200101 4,914.2 26,278 SH SOLE
INTUIT INC. COM 461202103 5,476.3 102,390 SH SOLE
ISHARES COMEX GOLD TRUST ISHARES 464285105 2,749.9 177,540 SH SOLE
JP MORGAN CHASE & CO. COM 46625H100 1,857.4 54,928 SH SOLE
KRAFT FOODS INC - CLASS A CL A 50075N104 15,643.8 411,730 SH SOLE
LAMAR ADVERTISING COMPANY 'A' CL A 512815101 784.2 28,040 SH SOLE
LKQ CORP COM 501889208 4,266.0 139,450 SH SOLE
LORILLARD INC. COM 544147101 1,238.2 10,680 SH SOLE
MAGNUM HUNTER RESOURCES CORP COM 55973B102 408.2 74,460 SH SOLE
MATTEL INC. COM 577081102 1,206.9 42,750 SH SOLE
MCCORMICK & CO-NON VTG SHRS COM NON VTG 579780206 1,263.0 24,630 SH SOLE
MCDONALDS CORP. COM 580135101 26,037.7 255,181 SH SOLE
MEAD JOHNSON NUTRITION CO. COM 582839106 3,499.1 50,060 SH SOLE
MELCO CROWN ENTERTAINMENT ADR 585464100 1,966.4 200,990 SH SOLE
MI DEVELOPMENTS INC. COM 55304X104 16,191.0 497,820 SH SOLE
MORGAN STANLEY CHINA A SHARE COM 617468103 570.7 29,000 SH SOLE
NATIONAL OILWELL VARCO INC. COM 637071101 1,139.5 16,480 SH SOLE
NEWELL RUBBERMAID INC COM 651229106 2,242.6 136,540 SH SOLE
NEWS CORP - B CL B 65248E203 1,013.0 54,790 SH SOLE
NOKIA CORP. - SPON ADR SPONSORED ADR 654902204 58.8 12,000 SH SOLE
NVR INC. COM 62944T105 1,262.8 1,810 SH SOLE
PEPSICO INC. COM 713448108 1,424.3 21,108 SH SOLE
PFIZER INC. COM 717081103 3,804.9 172,886 SH SOLE
PHILIP MORRIS INT'L INC. COM 718172109 1,388.8 17,400 SH SOLE
POLARIS INDUSTRIES, INC. COM 731068102 4,114.5 72,270 SH SOLE
PRICESMART INC COM 741511109 1,948.4 27,530 SH SOLE
PROSHARES SHORT S&P500 PSHS SHRT S&P500 74347R503 221.9 5,400 SH SOLE
QUALCOMM INC. COM 747525103 3,238.2 58,210 SH SOLE
RAM ENERGY RESOURCES INC COM 75130P109 679.8 213,570 SH SOLE
RANGE RESOURCES CORP COM 75281A109 2,197.8 34,890 SH SOLE
REGAL ENTERTAINMENT GROUP 'A' CL A 758766109 4,130.1 340,120 SH SOLE
REINSURANCE GROUP OF AMERICA A COM NEW 759351604 896.9 16,879 SH SOLE
RIO TINTO PLC - SPON ADR SPONSORED ADR 767204100 1,194.0 24,000 SH SOLE
RYANAIR HLDGS PLC-SP ADR SPONSORED ADR 783513104 4,201.6 148,290 SH SOLE
SCORPIO TANKERS INC. COM Y7542C106 528.9 106,354 SH SOLE
SLM CORP. COM 78442P106 2,116.0 155,270 SH SOLE
SPDR DJIA TRUST UT SER 1 78467X109 51,359.5 414,450 SH SOLE
SPDR GOLD TRUST GOLD SHS 78463V107 1,011.2 6,542 SH SOLE
STARBUCKS CORP. COM 855244109 9,306.5 198,890 SH SOLE
TORO CO COM 891092108 2,827.3 45,830 SH SOLE
TRIPADVISOR INC. COM 896945201 1,351.4 52,710 SH SOLE
ULTRA PETROLEUM CORP. COM 903914109 339.3 11,260 SH SOLE
UNITED TECHNOLOGIES CORP COM 913017109 2,648.8 35,634 SH SOLE
VODAFONE GROUP PLC SP ADR SPONS ADR NEW 92857W209 4,431.1 155,440 SH SOLE
VORNADO REALTY TRUST SH BEN INT 929042109 2,347.4 30,030 SH SOLE
WALT DISNEY CO. COM DISNEY 254687106 8,183.6 214,580 SH SOLE
WALTER ENERGY INC. COM 93317Q105 1,526.8 24,790 SH SOLE
WATERS CORP. COM 941848103 704.1 9,350 SH SOLE
WILLIAMS COS INC COM 969457100 13,932.6 414,890 SH SOLE
$ Value (in thousands) 422,033 # Securities 101