-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FEcBo8vSIoqiJZiGu1w8K8NCYC5fefd2UOhoRsZg7ITGzso6D3JUeDDm9KQ8nau0 xVG/h6J18HdCmsklejaw+Q== 0000905608-10-000012.txt : 20101109 0000905608-10-000012.hdr.sgml : 20101109 20101109124057 ACCESSION NUMBER: 0000905608-10-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101109 DATE AS OF CHANGE: 20101109 EFFECTIVENESS DATE: 20101109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICM ASSET MANAGEMENT INC/WA CENTRAL INDEX KEY: 0000905608 IRS NUMBER: 911150802 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03766 FILM NUMBER: 101175280 BUSINESS ADDRESS: STREET 1: 601 W MAIN AVE STREET 2: SUITE 600 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5094553588 MAIL ADDRESS: STREET 1: 601 W MAIN AVE STREET 2: STE 600 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 f13093010.txt 13F REPORT FOR 3RD QUARTER 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ICM Asset Management, Inc. Address: W. 601 Main Avenue, Suite 600 Spokane WA 99201-0613 Form 13F File Number: 28-03766 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Lisa House Title: Complaince Officer Phone: (509)455-3588 Signature, Place and Date of Signing: Lisa House Spokane, WA 11/09/10 [Signature] [City, State] [Date] Report Type (Check only one.): _X__ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 79 Form 13F Information Table Value Total: 100,592 List of Other Included Managers: NONE ICM Asset Management, Inc FORM 13F Schedule 13F Report September 30, 2010 Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AAR Corp. COM 000361105 1541 82600 SH Sole 79050 3550 ABB Ltd. Sponsored ADR COM 000375204 565 26738 SH Sole 25138 1600 Acco Brands Corp COM 00081t108 1130 196585 SH Sole 185385 11200 AES Corp. COM 00130h105 730 64300 SH Sole 60200 4100 Albany Int'l Corp-Cl A COM 012348108 1997 105528 SH Sole 101378 4150 Allegheny Technologies Inc COM 01741r102 2650 57040 SH Sole 54340 2700 American Equity Invt Life Hold COM 025676206 2137 208733 SH Sole 199033 9700 Anadarko Petroleum Corp. COM 032511107 526 9225 SH Sole 8675 550 Annaly Capital Mgmt, Inc. COM 035710409 1728 98182 SH Sole 93657 4525 Aon Corp. COM 037389103 495 12650 SH Sole 11900 750 Apple, Inc. COM 037833100 558 1965 SH Sole 1865 100 Applied Materials, Inc. COM 038222105 581 49773 SH Sole 48273 1500 Aura Systems, Inc. COM 051526200 2019 2926220 SH Sole 2924520 1700 Avon Products COM 054303102 657 20463 SH Sole 19403 1060 Bank Of America Corp. COM 060505104 134 10260 SH Sole 10260 Banner Corporation COM 06652V109 1988 920440 SH Sole 885540 34900 BE Aerospace, Inc. COM 073302101 1575 51950 SH Sole 49375 2575 Bottomline Technologies, Inc. COM 101388106 2318 150904 SH Sole 144554 6350 Cadence Design Systems, Inc. COM 127387108 2151 281865 SH Sole 268265 13600 Cemex S.A.B. DE C.V. COM 151290889 470 55329 SH Sole 51908 3421 Cinedigm Digital Cinema Corp COM 172407108 551 420930 SH Sole 406805 14125 Cisco Systems, Inc. COM 17275R102 591 26992 SH Sole 25392 1600 Citigroup, Inc. COM 172967101 732 187275 SH Sole 178325 8950 CMS Energy COM 125896100 2042 113328 SH Sole 107553 5775 Coca Cola Co. COM 191216100 477 8151 SH Sole 7701 450 Commscope, Inc. COM 203372107 1598 67320 SH Sole 64270 3050 Convergys Corp. COM 212485106 2034 194640 SH Sole 185490 9150 Corning, Inc. COM 219350105 529 28925 SH Sole 27275 1650 Cytec Industries, Inc. COM 232820100 2187 38788 SH Sole 36988 1800 Devon Energy Corp. COM 25179m103 499 7712 SH Sole 7712 Diageo PLC Sponsored ADR COM 25243Q205 439 6362 SH Sole 5962 400 Dot Hill Systems Corp. COM 25848t109 2344 1674552 SH Sole 1601002 73550 Electro Scientific Inds, Inc. COM 285229100 1141 102730 SH Sole 98780 3950 Ericsson (LM) Tel Sp ADR COM 294821608 612 55825 SH Sole 52525 3300 Exide Technologies COM 302051206 184 38450 SH Sole 38450 Exxon Mobil Corp. COM 30231G102 433 7000 SH Sole 6373 627 Flow International, Inc. COM 343468104 2091 794877 SH Sole 761877 33000 Genzyme Corp. Gen'l Division COM 372917104 485 6850 SH Sole 6450 400 Goodrich Corp. COM 382388106 2403 32587 SH Sole 30762 1825 Goodyear Tire & Rubber COM 382550101 2312 215047 SH Sole 204997 10050 HSBC Holdings PLC Sponsor ADR COM 404280406 677 13390 SH Sole 12690 700 IBM, Inc. COM 459200101 687 5120 SH Sole 4770 350 Intel Corp. COM 458140100 687 35782 SH Sole 33637 2145 ION Geophysical Corp. COM 462044108 1080 210093 SH Sole 201846 8247 Ivanhoe Energy Inc. COM 465790103 94 45225 SH Sole 44325 900 Johnson & Johnson, Inc. COM 478160104 524 8458 SH Sole 8008 450 JP Morgan Chase & Co. COM 46625H100 673 17675 SH Sole 16525 1150 Kratos Defense & Security Solu COM 50077b207 2583 242531 SH Sole 232267 10264 McDonalds Corp. COM 580135101 512 6875 SH Sole 6475 400 Medtronic, Inc. COM 585055106 545 16223 SH Sole 15173 1050 MFA Financial, Inc. COM 55272X102 1477 193570 SH Sole 183920 9650 Pacific Continental Corp COM 69412V108 1186 131090 SH Sole 124865 6225 Par Technology Corp/Del COM 698884103 1848 300565 SH Sole 289015 11550 PerkinElmer, Inc. COM 714046109 1056 45619 SH Sole 45619 Petroleo Brasilero S.A. COM 71654v408 464 12800 SH Sole 11850 950 Polyone Corp. COM 73179P106 2604 215362 SH Sole 204612 10750 Powerwave Technologies, Inc. COM 739363109 3697 2031495 SH Sole 1938220 93275 Procter & Gamble Co. COM 742718109 743 12390 SH Sole 11590 800 Qualcomm, Inc. COM 747525103 688 15250 SH Sole 14350 900 Rent-A-Center, Inc. COM 76009N100 1703 76085 SH Sole 72635 3450 S1 Corp. COM 78463B101 2422 464785 SH Sole 445260 19525 Sanderson Farms, Inc. COM 800013104 1637 37805 SH Sole 36180 1625 Schlumberger Ltd. COM 806857108 471 7650 SH Sole 7200 450 Shaw Group, Inc. COM 820280105 1104 32885 SH Sole 31485 1400 Southern National Bankcorp of COM 843395104 1059 147295 SH Sole 140420 6875 Stancorp Financial Group Corp. COM 852891100 1625 42755 SH Sole 40455 2300 Symmetricom, Inc. COM 871543104 2990 522646 SH Sole 500896 21750 Technitrol, Inc. COM 878555101 2973 674215 SH Sole 643965 30250 Teletech Holdings, Inc. COM 879939106 2182 147018 SH Sole 140268 6750 Teva Pharmaceutical Industries COM 881624209 517 9800 SH Sole 9250 550 Thermo Fisher Scientific Inc. COM 883556102 642 13412 SH Sole 12562 850 Transocean Ltd COM H8817H100 717 11148 SH Sole 10498 650 Tutor Perini Corp COM 901109108 1880 93595 SH Sole 89320 4275 URS Corp. COM 903236107 1236 32535 SH Sole 31085 1450 Vanguard Short-Term Bond ETF COM 921937827 1301 15919 SH Sole 15919 Visa Inc. COM 92826C839 664 8937 SH Sole 8387 550 Vishay Intertechnology, Inc. COM 928298108 3067 316858 SH Sole 303783 13075 Wal-Mart Stores, Inc. COM 931142103 782 14603 SH Sole 13603 1000 West Marine Inc. COM 954235107 161 15875 SH Sole 15875
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