0001140361-12-004373.txt : 20120131
0001140361-12-004373.hdr.sgml : 20120131
20120131092323
ACCESSION NUMBER: 0001140361-12-004373
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120131
DATE AS OF CHANGE: 20120131
EFFECTIVENESS DATE: 20120131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NIPPON LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000905591
IRS NUMBER: 132808714
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03746
FILM NUMBER: 12557575
BUSINESS ADDRESS:
STREET 1: 1-6-6 MARUNOUCHI
STREET 2: CHIYODA-KU
CITY: TOKYO 100-8288
STATE: M0
ZIP: 100-8288
BUSINESS PHONE: 2123187700
MAIL ADDRESS:
STREET 1: 1251 AVENUE OF THE AMERICAS
STREET 2: SUITE 5210
CITY: NEW YORK
STATE: NY
ZIP: 10020-1198
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Nippon Life Insurance Co
Address: 1-6-6 Marunouchi, Chiyoda-ku
Tokyo, Japan 100-8288
Form 13F File Number: 028-03746
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Takashi Kotari
Title: Chief Manager
Phone: (81) 3 (5533) 1436
Signature, Place, and Date of Signing:
/s/ Takashi Kotari Tokyo, Japan 1/30/2012
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 183
Form 13F Information Table Value Total: $ 2,564,380
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
ALCOA INC COM 013817101 2,510 290,200 SH SOLE 290,200 0 0
APPLE INC COM 037833100 31,433 77,613 SH SOLE 77,613 0 0
ABBOTT LABS COM 002824100 23,305 414,450 SH SOLE 414,450 0 0
ACE LTD SHS H0023R105 7,627 108,770 SH SOLE 108,770 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 817 15,350 SH SOLE 15,350 0 0
ADOBE SYS INC COM 00724F101 3,477 123,000 SH SOLE 123,000 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 3,422 119,640 SH SOLE 119,640 0 0
AFLAC INC COM 001055102 4,757 109,970 SH SOLE 109,970 0 0
ALLSTATE CORP COM 020002101 6,581 240,090 SH SOLE 240,090 0 0
ALTERA CORP COM 021441100 5,943 160,190 SH SOLE 160,190 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 453 6,330 SH SOLE 6,330 0 0
APPLIED MATLS INC COM 038222105 4,036 376,860 SH SOLE 376,860 0 0
AMGEN INC COM 031162100 6,429 100,130 SH SOLE 100,130 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 2,463 157,380 SH SOLE 157,380 0 0
AMAZON COM INC COM 023135106 7,007 40,480 SH SOLE 40,480 0 0
AON CORP COM 037389103 7,430 158,760 SH SOLE 158,760 0 0
APACHE CORP COM 037411105 5,842 64,490 SH SOLE 64,490 0 0
ANADARKO PETE CORP COM 032511107 5,556 72,790 SH SOLE 72,790 0 0
AMERICAN EXPRESS CO COM 025816109 6,957 147,480 SH SOLE 147,480 0 0
AUTOZONE INC COM 053332102 1,150 3,540 SH SOLE 3,540 0 0
BOEING CO COM 097023105 6,641 90,540 SH SOLE 90,540 0 0
BANK OF AMERICA CORPORATION COM 060505104 2,986 537,060 SH SOLE 537,060 0 0
BED BATH & BEYOND INC COM 075896100 5,413 93,370 SH SOLE 93,370 0 0
FRANKLIN RES INC COM 354613101 5,998 62,440 SH SOLE 62,440 0 0
BAKER HUGHES INC COM 057224107 4,075 83,780 SH SOLE 83,780 0 0
BANK OF NEW YORK MELLON CORP COM 064058100 3,684 185,010 SH SOLE 185,010 0 0
BALL CORP COM 058498106 750 21,000 SH SOLE 21,000 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 504 14,300 SH SOLE 14,300 0 0
PEABODY ENERGY CORP COM 704549104 2,658 80,290 SH SOLE 80,290 0 0
BORGWARNER INC COM 099724106 486 7,620 SH SOLE 7,620 0 0
CITIGROUP INC COM NEW 172967424 6,154 233,890 SH SOLE 233,890 0 0
CARDINAL HEALTH INC COM 14149Y108 4,811 118,470 SH SOLE 118,470 0 0
CATERPILLAR INC DEL COM 149123101 7,949 87,740 SH SOLE 87,740 0 0
CBRE GROUP INC CL A 12504L109 5,773 379,300 SH SOLE 379,300 0 0
CERNER CORP COM 156782104 3,398 55,480 SH SOLE 55,480 0 0
CELANESE CORP DEL COM SER A 150870103 533 12,030 SH SOLE 12,030 0 0
CHURCH & DWIGHT INC COM 171340102 6,468 141,350 SH SOLE 141,350 0 0
ISHARES TR FTSE CHINA25 IDX 464287184 44,843 1,286,000 SH SOLE 1,286,000 0 0
COLGATE PALMOLIVE CO COM 194162103 9,015 97,575 SH SOLE 97,575 0 0
CLIFFS NATURAL RESOURCES INC COM 18683K101 351 5,630 SH SOLE 5,630 0 0
CLOROX CO DEL COM 189054109 5,262 79,050 SH SOLE 79,050 0 0
COMCAST CORP NEW CL A 20030N101 6,836 288,310 SH SOLE 288,310 0 0
CME GROUP INC COM 12572Q105 2,217 9,100 SH SOLE 9,100 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 719 2,130 SH SOLE 2,130 0 0
CENTERPOINT ENERGY INC COM 15189T107 5,378 267,710 SH SOLE 267,710 0 0
COACH INC COM 189754104 4,871 79,800 SH SOLE 79,800 0 0
CONOCOPHILLIPS COM 20825C104 10,160 139,430 SH SOLE 139,430 0 0
COSTCO WHSL CORP NEW COM 22160K105 1,287 15,450 SH SOLE 15,450 0 0
SALESFORCE COM INC COM 79466L302 3,063 30,190 SH SOLE 30,190 0 0
CISCO SYS INC COM 17275R102 9,588 530,290 SH SOLE 530,290 0 0
CSX CORP COM 126408103 5,425 257,600 SH SOLE 257,600 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 4,769 74,150 SH SOLE 74,150 0 0
CUMMINS INC COM 231021106 452 5,130 SH SOLE 5,130 0 0
CVS CAREMARK CORPORATION COM 126650100 1,422 34,860 SH SOLE 34,860 0 0
CHEVRON CORP NEW COM 166764100 19,228 180,710 SH SOLE 180,710 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 5,554 121,310 SH SOLE 121,310 0 0
DEERE & CO COM 244199105 5,525 71,430 SH SOLE 71,430 0 0
DISCOVER FINL SVCS COM 254709108 2,451 102,120 SH SOLE 102,120 0 0
DISNEY WALT CO COM DISNEY 254687106 6,741 179,770 SH SOLE 179,770 0 0
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 1,212 29,580 SH SOLE 29,580 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
DOLLAR TREE INC COM 256746108 1,155 13,900 SH SOLE 13,900 0 0
DOW CHEM CO COM 260543103 4,545 158,020 SH SOLE 158,020 0 0
DR PEPPER SNAPPLE GROUP INC COM 26138E109 3,649 92,420 SH SOLE 92,420 0 0
DIRECTV COM CL A 25490A101 5,938 138,860 SH SOLE 138,860 0 0
DAVITA INC COM 23918K108 4,842 63,870 SH SOLE 63,870 0 0
DEVON ENERGY CORP NEW COM 25179M103 5,289 85,310 SH SOLE 85,310 0 0
EBAY INC COM 278642103 5,351 176,410 SH SOLE 176,410 0 0
LAUDER ESTEE COS INC CL A 518439104 1,082 9,630 SH SOLE 9,630 0 0
E M C CORP MASS COM 268648102 6,404 297,330 SH SOLE 297,330 0 0
ELECTRONIC ARTS INC COM 285512109 527 25,600 SH SOLE 25,600 0 0
EXPRESS SCRIPTS INC COM 302182100 2,521 56,420 SH SOLE 56,420 0 0
EXELON CORP COM 30161N101 22,093 509,398 SH SOLE 509,398 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 4,201 114,190 SH SOLE 114,190 0 0
FIFTH THIRD BANCORP COM 316773100 817 64,250 SH SOLE 64,250 0 0
GENERAL ELECTRIC CO COM 369604103 16,391 915,206 SH SOLE 915,206 0 0
GILEAD SCIENCES INC COM 375558103 5,947 145,290 SH SOLE 145,290 0 0
CORNING INC COM 219350105 2,727 210,130 SH SOLE 210,130 0 0
GOOGLE INC CL A 38259P508 14,370 22,248 SH SOLE 22,248 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 3,606 39,880 SH SOLE 39,880 0 0
GRAINGER W W INC COM 384802104 10,685 57,080 SH SOLE 57,080 0 0
HALLIBURTON CO COM 406216101 3,333 96,570 SH SOLE 96,570 0 0
HOME DEPOT INC COM 437076102 6,830 162,470 SH SOLE 162,470 0 0
HEINZ H J CO COM 423074103 6,735 124,630 SH SOLE 124,630 0 0
HARLEY DAVIDSON INC COM 412822108 744 19,130 SH SOLE 19,130 0 0
HEWLETT PACKARD CO COM 428236103 13,719 532,570 SH SOLE 532,570 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 18,813 102,310 SH SOLE 102,310 0 0
INTEL CORP COM 458140100 11,734 483,870 SH SOLE 483,870 0 0
INTUIT COM 461202103 533 10,140 SH SOLE 10,140 0 0
ISHARES INC MSCI BRAZIL 464286400 47,680 830,800 SH SOLE 830,800 0 0
ISHARES TR MSCI EMERG MKT 464287234 35,664 940,000 SH SOLE 940,000 0 0
ISHARES INC MSCI S KOREA 464286772 63,428 1,213,700 SH SOLE 1,213,700 0 0
ISHARES INC MSCI THAILAND 464286624 3,949 65,700 SH SOLE 65,700 0 0
ISHARES INC MSCI TAIWAN 464286731 63,071 5,386,060 SH SOLE 5,386,060 0 0
JOHNSON CTLS INC COM 478366107 4,277 136,820 SH SOLE 136,820 0 0
JOHNSON & JOHNSON COM 478160104 34,908 532,300 SH SOLE 532,300 0 0
JPMORGAN CHASE & CO COM 46625H100 12,864 386,893 SH SOLE 386,893 0 0
KLA-TENCOR CORP COM 482480100 1,033 21,400 SH SOLE 21,400 0 0
COCA COLA CO COM 191216100 18,579 265,532 SH SOLE 265,532 0 0
KOHLS CORP COM 500255104 4,173 84,550 SH SOLE 84,550 0 0
ALLIANT ENERGY CORP COM 018802108 7,573 171,690 SH SOLE 171,690 0 0
LAM RESEARCH CORP COM 512807108 4,672 126,210 SH SOLE 126,210 0 0
LIMITED BRANDS INC COM 532716107 5,572 138,080 SH SOLE 138,080 0 0
MASTERCARD INC CL A 57636Q104 1,025 2,750 SH SOLE 2,750 0 0
MARRIOTT INTL INC NEW CL A 571903202 3,505 120,150 SH SOLE 120,150 0 0
MCDONALDS CORP COM 580135101 9,195 91,650 SH SOLE 91,650 0 0
MEDTRONIC INC COM 585055106 5,446 142,380 SH SOLE 142,380 0 0
METLIFE INC COM 59156R108 6,759 216,780 SH SOLE 216,780 0 0
MEAD JOHNSON NUTRITION CO COM 582839106 7,385 107,450 SH SOLE 107,450 0 0
MARSH & MCLENNAN COS INC COM 571748102 165,860 5,245,400 SH SOLE 5,245,400 0 0
3M CO COM 88579Y101 5,379 65,810 SH SOLE 65,810 0 0
ALTRIA GROUP INC COM 02209S103 7,040 237,420 SH SOLE 237,420 0 0
MONSANTO CO NEW COM 61166W101 5,973 85,240 SH SOLE 85,240 0 0
MERCK & CO INC NEW COM 58933Y105 24,446 648,440 SH SOLE 648,440 0 0
MARATHON OIL CORP COM 565849106 3,793 129,570 SH SOLE 129,570 0 0
MICROSOFT CORP COM 594918104 17,604 678,130 SH SOLE 678,130 0 0
MORGAN STANLEY COM NEW 617446448 1,792 118,440 SH SOLE 118,440 0 0
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 4,155 137,480 SH SOLE 137,480 0 0
NEWMONT MINING CORP COM 651639106 5,316 88,580 SH SOLE 88,580 0 0
NEWFIELD EXPL CO COM 651290108 2,247 59,560 SH SOLE 59,560 0 0
NATIONAL OILWELL VARCO INC COM 637071101 5,145 75,680 SH SOLE 75,680 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
NORFOLK SOUTHERN CORP COM 655844108 5,950 81,660 SH SOLE 81,660 0 0
NORTHERN TR CORP COM 665859104 4,306 108,580 SH SOLE 108,580 0 0
NORTHEAST UTILS COM 664397106 4,638 128,580 SH SOLE 128,580 0 0
NEWS CORP CL A 65248E104 6,139 344,130 SH SOLE 344,130 0 0
OMNICOM GROUP INC COM 681919106 6,193 138,920 SH SOLE 138,920 0 0
ORACLE CORP COM 68389X105 9,191 358,340 SH SOLE 358,340 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 10,754 114,770 SH SOLE 114,770 0 0
PITNEY BOWES INC COM 724479100 4,680 252,430 SH SOLE 252,430 0 0
PRECISION CASTPARTS CORP COM 740189105 6,658 40,400 SH SOLE 40,400 0 0
PEPSICO INC COM 713448108 8,286 124,890 SH SOLE 124,890 0 0
PFIZER INC COM 717081103 37,517 1,733,690 SH SOLE 1,733,690 0 0
PRINCIPAL FINL GROUP INC COM 74251V102 446,170 18,137,000 SH SOLE 18,137,000 0 0
PROCTER & GAMBLE CO COM 742718109 24,129 361,695 SH SOLE 361,695 0 0
PROGRESSIVE CORP OHIO COM 743315103 3,282 168,230 SH SOLE 168,230 0 0
PHILIP MORRIS INTL INC COM 718172109 12,911 164,510 SH SOLE 164,510 0 0
PRUDENTIAL FINL INC COM 744320102 128,307 2,560,000 SH SOLE 2,560,000 0 0
PRAXAIR INC COM 74005P104 5,422 50,720 SH SOLE 50,720 0 0
QUALCOMM INC COM 747525103 9,439 172,560 SH SOLE 172,560 0 0
ROCKWELL AUTOMATION INC COM 773903109 5,473 74,600 SH SOLE 74,600 0 0
ROPER INDS INC NEW COM 776696106 8,850 101,880 SH SOLE 101,880 0 0
AT&T INC COM 00206R102 16,396 542,210 SH SOLE 542,210 0 0
SPECTRA ENERGY CORP COM 847560109 4,116 133,850 SH SOLE 133,850 0 0
SMUCKER J M CO COM NEW 832696405 1,120 14,330 SH SOLE 14,330 0 0
SCHLUMBERGER LTD COM 806857108 8,414 123,180 SH SOLE 123,180 0 0
SARA LEE CORP COM 803111103 5,438 287,400 SH SOLE 287,400 0 0
SANDISK CORP COM 80004C101 905 18,400 SH SOLE 18,400 0 0
SOUTHERN CO COM 842587107 1,048 22,650 SH SOLE 22,650 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 334,545 2,665,698 SH SOLE 2,665,698 0 0
SEMPRA ENERGY COM 816851109 28,229 513,260 SH SOLE 513,260 0 0
SUNTRUST BKS INC COM 867914103 686 38,750 SH SOLE 38,750 0 0
SYSCO CORP COM 871829107 4,749 161,910 SH SOLE 161,910 0 0
TERADATA CORP DEL COM 88076W103 466 9,610 SH SOLE 9,610 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 4,040 100,100 SH SOLE 100,100 0 0
TARGET CORP COM 87612E106 5,265 102,790 SH SOLE 102,790 0 0
TIFFANY & CO NEW COM 886547108 478 7,220 SH SOLE 7,220 0 0
TJX COS INC NEW COM 872540109 6,116 94,750 SH SOLE 94,750 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 1,618 35,970 SH SOLE 35,970 0 0
TEXAS INSTRS INC COM 882508104 779 26,760 SH SOLE 26,760 0 0
TYCO INTERNATIONAL LTD SHS H89128104 1,070 22,900 SH SOLE 22,900 0 0
UNITEDHEALTH GROUP INC COM 91324P102 6,392 126,120 SH SOLE 126,120 0 0
US BANCORP DEL COM NEW 902973304 9,525 352,110 SH SOLE 352,110 0 0
UNITED TECHNOLOGIES CORP COM 913017109 6,338 86,710 SH SOLE 86,710 0 0
VISA INC COM CL A 92826C839 4,643 45,730 SH SOLE 45,730 0 0
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 35,382 926,000 SH SOLE 926,000 0 0
VARIAN MED SYS INC COM 92220P105 6,555 97,640 SH SOLE 97,640 0 0
VALERO ENERGY CORP NEW COM 91913Y100 3,509 166,690 SH SOLE 166,690 0 0
VMWARE INC CL A COM 928563402 730 8,770 SH SOLE 8,770 0 0
VERISK ANALYTICS INC CL A 92345Y106 945 23,540 SH SOLE 23,540 0 0
VERISIGN INC COM 92343E102 5,867 164,250 SH SOLE 164,250 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 38,350 955,890 SH SOLE 955,890 0 0
WALGREEN CO COM 931422109 5,390 163,050 SH SOLE 163,050 0 0
WATERS CORP COM 941848103 2,827 38,180 SH SOLE 38,180 0 0
WISCONSIN ENERGY CORP COM 976657106 6,160 176,210 SH SOLE 176,210 0 0
WELLS FARGO & CO NEW COM 949746101 14,553 528,060 SH SOLE 528,060 0 0
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 1,688 115,280 SH SOLE 115,280 0 0
WELLPOINT INC COM 94973V107 5,548 83,750 SH SOLE 83,750 0 0
WAL MART STORES INC COM 931142103 8,939 149,580 SH SOLE 149,580 0 0
WATSON PHARMACEUTICALS INC COM 942683103 4,716 78,160 SH SOLE 78,160 0 0
WISDOMTREE TRUST INDIA ERNGS FD 97717W422 36,294 2,326,570 SH SOLE 2,326,570 0 0
EXXON MOBIL CORP COM 30231G102 37,191 438,782 SH SOLE 438,782 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ----
DENTSPLY INTL INC NEW COM 249030107 3,295 94,180 SH SOLE 94,180 0 0
YAHOO INC COM 984332106 839 52,020 SH SOLE 52,020 0 0
YUM BRANDS INC COM 988498101 8,997 152,470 SH SOLE 152,470 0 0