EX-99.43 2 d750204dex9943.htm EX-99.43 EX-99.43

Exhibit 43

AMENDMENT TO STOCKHOLDERS’ AGREEMENT

This AMENDMENT TO STOCKHOLDERS’ AGREEMENT, dated as of February 12, 2024 (this “Amendment”), by and among the Depository, Hyster-Yale Materials Handling, Inc., a Delaware corporation (the “Corporation”), the new Participating Stockholder identified on the signature pages hereto (the “New Participating Stockholder”) and the Participating Stockholders under the Stockholders’ Agreement, dated as of September 28, 2012, as amended (the “Stockholders’ Agreement”), by and among the Depository, the Corporation and the Participating Stockholders. Capitalized terms defined in the Stockholders’ Agreement are used herein as so defined.

This Amendment (i) sets forth the terms and conditions on which the New Participating Stockholder will join in and become a party to the Stockholders’ Agreement and (ii) removes certain Participating Stockholders (the “Released Participating Stockholders”) who are party to the Stockholders’ Agreement and are bound by the terms thereof, including from the list of existing Participating Stockholders. The list of existing Participating Stockholders prior to giving effect to this Amendment is attached hereto as Exhibit A.

Pursuant to Section 8 of the Stockholders’ Agreement, the Stockholders’ Agreement may be amended by a written instrument that (i) refers specifically to the Stockholders’ Agreement and (ii) is executed and delivered by Participating Stockholders owning 66 23 percent of the shares of Class B Common Stock subject to the Stockholders’ Agreement.

In consideration of the mutual promises hereinafter set forth and other good and valuable consideration had and received, the parties hereto agree as follows:

1. Representations and Warranties. The New Participating Stockholder represents and warrants to the other Participating Stockholders and the Corporation as follows:

(a) The New Participating Stockholder is the beneficial owner of, or simultaneously with the execution hereof will acquire and be deemed to be the beneficial owner of, the shares of Class B Common Stock identified below the New Participating Stockholder’s name on the signature pages hereto (except as otherwise described thereon), and except as otherwise described thereon the New Participating Stockholder does not own of record or beneficially or have any interest in any other shares of Class B Common Stock or any options to purchase or rights to subscribe or otherwise acquire any other shares of Class B Common Stock other than pursuant to the Stockholders’ Agreement;

(b) The New Participating Stockholder has the right, power and authority to execute and deliver this Amendment and to perform the New Participating Stockholder’s obligations hereunder and under the Stockholders’ Agreement; if this Amendment is being executed by a trustee on behalf of a trust, such trustee has full right, power and authority to enter into this Amendment on behalf of the trust and to bind the trust and its beneficiaries to the terms hereof; if this Amendment is being executed on behalf of a Participating Stockholder Organization, the person executing this Amendment is a duly authorized representative of such Participating Stockholder Organization with full right, power and authority to execute and deliver this Amendment on behalf of such Participating Stockholder Organization and to bind such Participating Stockholder


Organization to the terms hereof; the execution, delivery and performance of this Amendment by the New Participating Stockholder will not constitute a violation of, conflict with or result in a default under (i) any contract, understanding or arrangement to which the New Participating Stockholder is a party or by which the New Participating Stockholder is bound or require the consent of any other person or any party pursuant thereto; (ii) any organizational, charter or other governance documents (including, without limitation, any partnership agreement, certificate of incorporation, or bylaws) of the New Participating Stockholder, (iii) any judgment, decree or order applicable to the New Participating Stockholder; or (iv) any law, rule or regulation of any governmental body;

(c) This Amendment and the Stockholders’ Agreement constitute legal, valid and binding agreements on the part of the New Participating Stockholder; the shares of Class B Common Stock owned beneficially by the New Participating Stockholder are fully paid and nonassessable; and

(d) The shares of Class B Common Stock owned beneficially by the New Participating Stockholder are now held by the New Participating Stockholder, free and clear of all adverse claims, liens, encumbrances and security interests (except as created by the Stockholders’ Agreement and any Amendments thereto, including this Amendment, and the Restated Certificate).

2. Address for Notices. The address for all notices to the New Participating Stockholder provided pursuant to the Stockholders’ Agreement shall be the address set forth below the New Participating Stockholder’s name on the signature pages hereto, or to such other address as such New Participating Stockholder may specify to the Depository.

3. Agreement to be Bound by Stockholders’ Agreement. The New Participating Stockholder agrees to be bound by all of the terms and provisions of the Stockholders’ Agreement applicable to Participating Stockholders.

4. Beneficiaries. The New Participating Stockholder acknowledges that the Corporation and each Participating Stockholder is a beneficiary of this Amendment.

5. Amendment of Stockholders’ Agreement. The Stockholders’ Agreement is hereby amended to add the New Participating Stockholder as a Participating Stockholder.

6. Signature of Amendment by Trusts, Minors and Incompetents.

(a) In order for a trust exclusively (as defined in Section 1.11 of the Stockholders’ Agreement) for the benefit of a Family Member or Members to be considered a Participating Stockholder:

(i) the trustee and all adult beneficiaries of such trusts having a current trust interest (as well as all Charitable Organization beneficiaries having a current trust interest) shall have previously signed the Stockholders’ Agreement or shall sign this Amendment as a Participating Stockholder;

 

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(ii) the trustee and a parent or legal guardian, for trusts with minor beneficiaries having a current trust interest, shall sign this Amendment on behalf of any such minor beneficiaries; or

(iii) the trustee and legal guardian, if any, for trusts with incompetent beneficiaries having a current trust interest, shall sign this Amendment on behalf of any such incompetent beneficiaries.

(b) If, at any time, any trust shall have an adult beneficiary (and such beneficiary is not incompetent) having a current trust interest or an ascertainable Charitable Organization beneficiary having a current trust interest and if such beneficiary has not previously signed the Stockholders’ Agreement, then if such beneficiary shall fail or be unable to sign this Amendment for a period of 30 calendar days following notification to such beneficiary of the terms of this Amendment and the Stockholders’ Agreement by the Depository and following signature of this Amendment by the trustee, the trust shall thereupon cease to be a Participating Stockholder and Section 3.2 of the Stockholders’ Agreement shall then apply as if the shares of Class B Common Stock held by the trust were then to be converted. The donor of a trust that is revocable by the donor alone, during the lifetime of such donor, shall be considered the only beneficiary thereof so long as such trust is so revocable.

(c) In the case of Class B Common Stock held by a custodian under the Uniform Transfers to Minors Act (or the practical equivalent thereof) for the benefit of a minor Family Member, the custodian shall sign this Amendment on behalf of such minor if such minor is to be considered a Participating Stockholder.

(d) In the case of Class B Common Stock held in the name of a minor Family Member, a parent or legal guardian of such minor shall sign this Amendment on behalf of such minor if such minor is to be considered a Participating Stockholder.

(e) In the case of Class B Common Stock held in the name of an incompetent Family Member, the legal guardian of such incompetent shall sign this Amendment on behalf of such incompetent if such incompetent is to be considered a Participating Stockholder.

(f) When a minor described in Section 6(c) or (d) reaches the age of majority, or an incompetent described in Section 6(e) is no longer impaired by such disability and has reached the age of majority, such Family Member shall execute and deliver an Amendment which has been executed and delivered by the Participating Stockholders (or their attorney-in-fact), the Corporation and the Depository. If such Family Member shall fail or be unable to sign such Amendment for a period of 30 calendar days following notification to such Family Member of the terms of the Stockholders’ Agreement by the Depository, such Family Member shall thereupon cease to be a Participating Stockholder and Section 3.2 of the Stockholders’ Agreement shall then apply as if the shares of Class B Common Stock were then to be converted.

7. Power of Attorney. The undersigned New Participating Stockholder hereby constitutes and appoints Alfred M. Rankin, Jr., Kimberly J. Pustulka and Suzanne Schulze Taylor and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and resubstitution, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities to:

 

3


(a) execute any and all statements under Section 13 or Section 16 of the Securities Exchange Act of 1934 of beneficial ownership of shares of Class B Common Stock subject to the Stockholders’ Agreement as amended by this Amendment, including all statements on Schedule 13D and all amendments thereto, all joint filing agreements pursuant to Rule 13d-1(k) under such Exchange Act in connection with such statements, all initial statements of beneficial ownership on Form 3 and any and all other documents to be filed with the Securities and Exchange Commission, and to file the same, with all exhibits thereto, and all other documents in connection therewith, with the Securities and Exchange Commission, and

(b) execute and deliver any and all Amendments whereby a Family Member, Charitable Organization or Participating Stockholder Organization becomes a Participating Stockholder or any other amendment to the Stockholders’ Agreement in accordance with Section 8 of the Stockholders’ Agreement, other than those amendments that (i) extend the term of the Stockholders’ Agreement or (ii) amend Section 2, 3, 4 or 8 of the Stockholders’ Agreement, thereby granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and to perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them, or their substitutes or resubstitutes, may lawfully do or cause to be done by virtue of this Section 7. The grant of this power of attorney shall not be affected by any disability of such undersigned New Participating Stockholder. If applicable law requires additional or substituted language or formalities (including witnesses or acknowledgments) in order to validate the power of attorney intended to be granted by this Section 7, the New Participating Stockholder agrees to execute and deliver such additional instruments and to take such further acts as may be necessary to validate such power of attorney.

8. Amendment of Stockholders’ Agreement.

(a) The Stockholders’ Agreement is hereby amended to remove the Released Participating Stockholders listed on Exhibit B, attached hereto, from the Stockholders’ Agreement;

(b) After the execution and delivery of this Amendment, none of the Released Participating Stockholders will be party to the Stockholders’ Agreement or bound by the terms thereof; and

(c) The list of Participating Stockholders in effect after the execution and delivery of this Agreement is attached hereto as Exhibit C.

9. Counterparts. This Amendment may be executed in multiple counterparts, each of which shall be an original and all of which shall constitute but one and the same instrument, without production of the others.

[Signature Page Follows]

 

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IN WITNESS WHEREOF, the New Participating Stockholder, the Participating Stockholders, the Corporation and the Depository have executed this Amendment or caused this Amendment to be executed in their respective names, all as of the date and year first above written.

 

JACOB ALAN KUIPERS MAIN TRUST U/A/D APRIL 26, 2016, AS AMENDED

/s/ Jacob A. Kuipers

Jacob A. Kuipers, Trustee

(a New Participating Stockholder)

Address:   150 Miles Rd
  Chagrin Falls, OH 44022
   

 

Number of Shares of
Class B Common Stock

  

Certificate No.

[Signature Page to Amendment to Stockholders’ Agreement]


HYSTER-YALE MATERIALS HANDLING, INC., as Depository
By:   /s/ Suzanne Schulze Taylor
 

Suzanne Schulze Taylor

Senior Vice President, General Counsel & Secretary

[Signature Page to Amendment to Stockholders’ Agreement]


HYSTER-YALE MATERIALS HANDLING, INC.
By:   /s/ Suzanne Schulze Taylor
 

Suzanne Schulze Taylor

Senior Vice President, General Counsel & Secretary

[Signature Page to Amendment to Stockholders’ Agreement]


THE PARTICIPATING STOCKHOLDERS
By:   /s/ Alfred M. Rankin, Jr.
  Alfred M. Rankin, Jr., on behalf of himself, and as Attorney-in-Fact for the Participating Stockholders listed in Exhibit A attached hereto and incorporated herein by reference

[Signature Page to Amendment to Stockholders’ Agreement]

 


Exhibit A

PARTICIPATING STOCKHOLDERS

 

1.

Clara L. T. Rankin

 

2.

Alfred M. Rankin, Jr.

 

3.

Victoire G. Rankin

 

4.

Helen Rankin Butler (f/k/a Helen P. Rankin)

 

5.

Clara T. Rankin Williams (f/k/a Clara T. Rankin)

 

6.

Thomas T. Rankin

 

7.

Matthew M. Rankin

 

8.

James T. Rankin

 

9.

Claiborne R. Rankin

 

10.

Chloe O. Rankin

 

11.

Chloe R. Seelbach (f/k/a Chloe E. Rankin)

 

12.

Claiborne R. Rankin, Jr.

 

13.

Roger F. Rankin

 

14.

Bruce T. Rankin

 

15.

Martha S. Kelly

 

16.

Susan Sichel

 

17.

Jennifer T. Jerome

 

18.

Caroline T. Ruschell

 

19.

David F. Taplin

 

20.

Beatrice B. Taplin

 

21.

Thomas E. Taplin, Jr.

 

22.

Theodore D. Taplin

 

23.

Britton T. Taplin

 

24.

Frank F. Taplin

 

25.

Rankin Management, Inc.

 

A - 1


26.

Rankin Associates I, L.P. (f/k/a CTR Family Associates, L.P.)

 

27.

The Trust created under the Agreement, dated December 28, 1976, between National City Bank, as trustee, and Clara L.T. Rankin, for the benefit of grandchildren

 

28.

The Trust created under the Agreement, dated July 20, 2000, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Clara T. Rankin, for the benefit of Clara T. Rankin

 

29.

The Trust created under the Agreement, dated September 28, 2000, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Alfred M. Rankin, Jr., for the benefit of Alfred M. Rankin, Jr.

 

30.

The Trust created under the Agreement, dated September 28, 2000, as supplemented, amended and restated, between Victoire G. Rankin, as trustee, and Victoire G. Rankin, for the benefit of Victoire G. Rankin

 

31.

The Trust created under the Agreement, dated December 29, 1967, as supplemented, amended and restated, between Thomas T. Rankin, as trustee, and Thomas T. Rankin, creating a trust for the benefit of Thomas T. Rankin

 

32.

The Trust created under the Agreement, dated June 22, 1971, as supplemented, amended and restated, between Claiborne R. Rankin, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Claiborne R. Rankin

 

33.

The Trust created under the Agreement, dated September 11, 1973, as supplemented, amended and restated, between Roger F. Rankin, as trustee, and Roger F. Rankin, creating a trust for the benefit of Roger F. Rankin

 

34.

The Trust created under the Agreement, dated September 28, 2000, between Alfred M. Rankin, Jr., as trustee, and Bruce T. Rankin, for the benefit of Bruce T. Rankin

 

35.

The Trust created under the Agreement, dated August 26, 1974, between National City Bank, as trustee, and Thomas E. Taplin, Jr., for the benefit of Thomas E. Taplin, Jr.

 

36.

The Trust created under the Agreement, dated October 15, 1975, between National City Bank, as trustee, and Theodore D. Taplin, for the benefit of Theodore D. Taplin

 

37.

The Trust created under the Agreement, dated December 30, 1977, as supplemented, amended and restated, between National City Bank, as trustee, and Britton T. Taplin for the benefit of Britton T. Taplin

 

38.

The Trust created under the Agreement, dated December 29, 1989, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Clara T. (Rankin) Williams for the benefit of Clara T. (Rankin) Williams

 

39.

The Trust created under the Agreement, dated December 29, 1989, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Helen P. (Rankin) Butler for the benefit of Helen P. (Rankin) Butler

 

A - 2


40.

Corbin Rankin

 

41.

Alison A. Rankin

 

42.

National City Bank as agent under the Agreement, dated July 16, 1969, with Margaret E. Taplin

 

43.

Alison A. Rankin, as trustee fbo A. Farnham Rankin under Irrevocable Trust No. 1, dated December 18, 1997, with Roger Rankin, Grantor

 

44.

Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust No. 1, dated December 18, 1997, with Roger Rankin, Grantor

 

45.

Rankin Associates II, L.P.

 

46.

John C. Butler, Jr.

 

47.

Clara Rankin Butler (by John C. Butler, Jr. as Custodian)

 

48.

The Trust created under the Agreement, dated July 24, 1998, as amended, between Frank F. Taplin, as trustee, and Frank F. Taplin, for the benefit of Frank F. Taplin

 

49.

David B. Williams

 

50.

Griffin B. Butler (by John C. Butler, Jr. as Custodian)

 

51.

Claiborne R. Rankin as Trustee of the Claiborne R. Rankin, Jr. Revocable Trust dated August 25, 2000

 

52.

Alison A. Rankin as Trustee under Irrevocable Trust No. 2, dated September 11, 2000, for the benefit of A. Farnham Rankin

 

53.

Alison A. Rankin as Trustee under Irrevocable Trust No. 2, dated September 11, 2000, for the benefit of Elisabeth M. Rankin

 

54.

Alison A. Rankin as Trustee of the Alison A. Rankin Revocable Trust, dated September 11, 2000

 

55.

The Trust created under the Agreement, dated December 20, 1993, between Thomas T. Rankin, as co-trustee, Matthew M. Rankin, as co-trustee, and Matthew M. Rankin, for the benefit of Matthew M. Rankin

 

56.

Scott Seelbach

 

57.

Margo Jamison Victoire Williams (by Clara Rankin Williams as Custodian)

 

58.

Trust created under the Agreement, dated June 1, 1995, between Chloe O. Rankin, as Trustee, and Chloe O. Rankin, for the benefit of Chloe O. Rankin

 

59.

Trust created by the Agreement, dated June 17, 1999, between John C. Butler, Jr., as trustee, and John C. Butler, Jr., creating a trust for the benefit of John C. Butler, Jr.

 

A - 3


60.

Clara Rankin Butler 2002 Trust, dated November 5, 2002

 

61.

Griffin Bedwell Butler 2002 Trust, dated November 5, 2002

 

62.

Elizabeth B. Rankin

 

63.

Margo Jamison Victoire Williams 2004 Trust created by the Agreement, dated December 10, 2004, between David B.H. Williams, as trustee, and Clara Rankin Williams, creating a trust for the benefit of Margo Jamison Victoire Williams

 

64.

Helen Charles Williams 2004 Trust created by the Agreement, dated December 10, 2004, between David B.H. Williams, as trustee, and Clara Rankin Williams, creating a trust for the benefit of Helen Charles Williams

 

65.

Helen Charles Williams (by David B.H. Williams as Custodian)

 

66.

Julia L. Rankin Kuipers

 

67.

Trust created by the Agreement, dated December 21, 2004, between Claiborne R. Rankin, as trustee, and Julia L. Rankin, creating a trust for the benefit of Julia L. Rankin

 

68.

Thomas Parker Rankin

 

69.

Taplin Elizabeth Seelbach (by Scott Seelbach as Custodian)

 

70.

Trust created by the Agreement, dated December 21, 2004, between Chloe R. Seelbach, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Taplin Elizabeth Seelbach

 

71.

Rankin Associates IV, L.P.

 

72.

Marital Trust created by the Agreement, dated January 21, 1966, as supplemented, amended and restated, between National City Bank and Beatrice Taplin, as Trustees, and Thomas E. Taplin, for the benefit of Beatrice B. Taplin

 

73.

Trust created by the Agreement, dated May 10, 2007, between Mathew M. Rankin, as Grantor, and Mathew M. Rankin and James T. Rankin, as co-trustees, for the benefit of Mary Marshall Rankin

 

74.

Trust created by Agreement, dated May 10, 2007, between Mathew M. Rankin, as trustee, and James T. Rankin, creating a trust for the benefit of William Alexander Rankin

 

75.

Trust created by the Agreement dated December 21, 2004, between Chloe R. Seelbach, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Isabelle Scott Seelbach

 

76.

Lynne Turman Rankin

 

77.

Jacob A. Kuipers

 

78.

Alfred M. Rankin, Jr.’s 2011 Grantor Retained Annuity Trust

 

79.

Alfred M. Rankin, Jr. 2012 Retained Annuity Trust

 

A - 4


80.

2012 Chloe O. Rankin

 

81.

2012 Corbin K. Rankin Trust

 

82.

2012 Alison A. Rankin Trust

 

83.

2012 Helen R. Butler Trust

 

84.

2012 Clara R. Williams Trust

 

85.

The David B.H. Williams Trust, David B.H. Trustee u/a/d October 14, 2009

 

86.

Mary Marshall Rankin (by Matthew M. Rankin, as Custodian)

 

87.

William Alexander Rankin (by Matthew M. Rankin, as Custodian)

 

88.

Margaret Pollard Rankin (by James T. Rankin, as Custodian)

 

89.

Trust created by the Agreement, dated April 10, 2009, between Chloe R. Seelbach, as trustee, creating a trust for the benefit of Chloe R. Seelbach

 

90.

Trust created by the Agreement, dated December 21, 2004, between Chloe R. Seelbach, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Thomas Wilson Seelbach

 

91.

Isabelle Seelbach (by Chloe R. Seelbach, as Custodian)

 

92.

Elisabeth M. Rankin (by Alison A. Rankin, as Custodian)

 

93.

A. Farnham Rankin

 

94.

Taplin Annuity Trust #1 of Beatrice B. Taplin dated June 18, 2011

 

95.

The Beatrice B. Taplin Trust/Custody dtd December 12, 2001, Beatrice B. Taplin, as Trustee, for the benefit of Beatrice B. Taplin

 

96.

Cory Freyer

 

97.

Ngaio T. Lowry Trust, dated February 26, 1998, Caroline T. Ruschell, Trustee

 

98.

Caroline T. Ruschell Trust Agreement dated December 8, 2005, Caroline T. Ruschell as Trustee

 

99.

Jennifer Dickerman

 

100.

The Trust created under the Agreement dated January 5, 1977 between PNC Bank as Co-Trustee, Alfred M. Rankin, Jr., as Co-Trustee, for the benefit of Clara L.T. Rankin

 

101.

The Trust created under the Agreement, dated January 1, 1977, between PNC Bank, as Co-Trustee, Alfred M. Rankin, Jr., as Co-Trustee, and Clara L. T. Rankin, for the benefit of Clara L. T. Rankin

 

A - 5


102.

Thomas E. Taplin Exempt Family Trust u/a dated January 21, 1966 and as amended, Beatrice Taplin, Trustee

 

103.

Thomas E. Taplin Exempt Family Trust u/a dated January 21, 1966 amended, per IRC 1015(A) Dual Basis Sub-Account, Beatrice Taplin, Trustee

 

104.

Alfred M. Rankin Jr.—Roth IRA— Brokerage Account #*****

 

105.

John C. Butler, Jr.—Roth IRA— Brokerage Account #*****

 

106.

DiAhn Taplin

 

107.

BTR 2012 Trust for Helen R. Butler

 

108.

BTR 2012 Trust for Clara R. Williams

 

109.

BTR 2012 Trust for James T. Rankin

 

110.

BTR 2012 Trust for Matthew M. Rankin

 

111.

BTR 2012 Trust for Thomas P. Rankin

 

112.

BTR 2012 Trust for Chloe R. Seelbach

 

113.

BTR 2012 Trust for Claiborne R. Rankin, Jr.

 

114.

BTR 2012 Trust for Julia R. Kuipers

 

115.

BTR 2012 Trust for Anne F. Rankin

 

116.

BTR 2012 Trust for Elisabeth M. Rankin

 

117.

The Anne F. Rankin Trust dated August 15, 2012

 

118.

Trust created by the Agreement, dated August 20, 2009 between James T. Rankin, as Trustee, and James T. Rankin, creating a trust for the benefit of James T. Rankin

 

119.

Thomas P. K. Rankin, Trustee of the trust created by agreement, dated February 2, 2011, as Supplemented, amended and restated, between Thomas P.K. Rankin, as trustee, and Thomas P.K. Rankin, creating a trust for the benefit of Thomas P.K. Rankin

 

120.

Claiborne R. Rankin Trust for the children of Julia R. Kuipers dated December 27, 2013 under the Custody Agreement dated December 27, 2013 fbo Evelyn R. Kuipers

 

121.

AMR Associates, LP

 

122.

Vested Trust for the benefit of Margaret Pollard Rankin U/A/D December 4, 2015

 

123.

Vested Trust for the benefit of James T. Rankin, Jr. U/A/D December 4, 2015

 

124.

Claiborne R. Rankin Trust for the children of Claiborne R. Rankin, Jr. dated August 26, 2016 for the benefit of Claiborne Read Rankin, III

 

A - 6


125.

Claiborne R. Rankin Trust for the children of Julia R. Kuipers dated December 27, 2013 fbo Matilda Alan Kuipers

 

126.

Claiborne Read Rankin III (by Claiborne R. Rankin, Jr., as Custodian)

 

127.

James T. Rankin, Jr. (by James T. Rankin, as Custodian)

 

128.

Matilda Alan Kuipers (by Julia R. Kuipers, as Custodian)

 

129.

Lauran Rankin

 

130.

Lauran Rankin Main Trust u/a/d 12/23/15

 

131.

Thomas Wilson Seelbach (by Chloe Seelbach, as Custodian)

 

132.

Evelyn R. Kuipers (by Julia R. Kuipers, as Custodian)

 

133.

Trust FBO Paige J. Rankin U/T/A Vested Trusts for Children of Claiborne R. Rankin, Jr., dated 8/26/2016 (Claiborne R. Rankin, Jr., Trustee)

 

134.

Paige J. Rankin (by Claiborne R. Rankin, Jr., as Custodian for Paige J. Rankin)

 

135.

BTR 2020 GST Trust for Helen R. Butler, Helen R. Butler, Trustee

 

136.

BTR 2020 GST Trust for Clara R. Williams, Clara W. Williams, Trustee

 

137.

BTR 2020 GST Trust for Elisabeth M. Rankin, Roger F. Rankin, Trustee

 

138.

BTR 2020 GST Trust for Anne F. Rankin, Roger F. Rankin, Trustee

 

139.

BTR 2020 GST Trust for Chloe R. Seelbach, Claiborne R. Rankin, Trustee

 

140.

BTR 2020 GST Trust for Claiborne R. Rankin, Jr., Claiborne R. Rankin, Trustee

 

141.

BTR 2020GST Trust for Julia R. Kuipers, Claiborne R. Rankin, Trustee

 

142.

JCB 2020 GST Trust fbo Clara R. Butler, Helen R. Butler, Trustee

 

143.

JCB 2020 GST Trust fbo Griffin B. Butler, Helen R. Butler, Trustee

 

144.

HRB 2020 GST Trust fbo Clara R. Butler, Clara R. Williams, Trustee

 

145.

HRB 2020 GST Trust fbo Griffin B. Butler, Clara R. Williams, Trustee

 

146.

CRW 2020 GST Trust fbo Helen C. Williams, David B.H. Williams, Trustee

 

147.

CRW 2020 GST Trust fbo Margo J.V. Williams, David B. H. Williams, Trustee

 

148.

BTR 2020 GST Trust for Matthew M. Rankin, Thomas T. Rankin, Trustee

 

149.

BTR 2020 GST Trust for James T. Rankin, Thomas T. Rankin, Trustee

 

150.

BTR 2020 GST Trust for Thomas P.K. Rankin, Thomas T. Rankin, Trustee

 

A - 7


151.

2012 Chloe R. Seelbach GST Trust, Claiborne R. Rankin, Trustee

 

152.

2012 Claiborne R. Rankin, Jr. GST Trust, Claiborne R. Rankin, Trustee

 

153.

2012 Julia R. Kuipers GST Trust, Claiborne R. Rankin, Trustee

 

154.

2012 Matthew M. Rankin GST Trust, Thomas T. Rankin, Trustee

 

155.

2012 James T. Rankin GST Trust, Thomas T. Rankin, Trustee

 

156.

2012 Thomas P. Rankin GST Trust, Thomas T. Rankin, Trustee

 

157.

2012 Anne F. Rankin GST Trust, Roger F. Rankin, Trustee

 

158.

2012 Elisabeth M. Rankin GST Trust, Roger F. Rankin, Trustee

 

159.

2012 Helen R. Butler GST Trust, Alfred M. Rankin, Jr., Trustee

 

160.

2012 Clara R. Williams GST Trust, Alfred M. Rankin, Jr., Trustee

 

161.

Rankin Associates V, LP

 

162.

Rankin Associates VI, LP

 

163.

Corbin K. Rankin Main Trust U/A/D November 30, 2015, as amended

 

164.

Elizabeth B. Rankin Main Trust U/A/D November 10, 2015, as amended

 

165.

Lynne T. Rankin Main Trust U/A/D December 4, 2015, as amended

 

166.

Scott W. Seelbach Main Trust U/A/D December 22, 2015

 

167.

Elisabeth Marshall Rankin Main Trust u/a/d 12/30/15

 

A - 8


Exhibit B

RELEASED PARTICIPATING STOCKHOLDERS

 

1.

Martha S. Kelly

 

2.

Susan Sichel

 

3.

Jennifer T. Jerome

 

4.

Caroline T. Ruschell

 

5.

David F. Taplin

 

6.

Beatrice B. Taplin

 

7.

Thomas E. Taplin, Jr.

 

8.

Theodore D. Taplin (deceased)

 

9.

Britton T. Taplin

 

10.

Frank F. Taplin

 

11.

The Trust created under the Agreement, dated August 26, 1974, between National City Bank, as trustee, and Thomas E. Taplin, Jr., for the benefit of Thomas E. Taplin, Jr.

 

12.

The Trust created under the Agreement, dated October 15, 1975, between National City Bank, as trustee, and Theodore D. Taplin, for the benefit of Theodore D. Taplin

 

13.

The Trust created under the Agreement, dated December 30, 1977, as supplemented, amended and restated, between National City Bank, as trustee, and Britton T. Taplin for the benefit of Britton T. Taplin

 

14.

National City Bank as agent under the Agreement, dated July 16, 1969, with Margaret E. Taplin

 

15.

The Trust created under the Agreement, dated July 24, 1998, as amended, between Frank F. Taplin, as trustee, and Frank F. Taplin, for the benefit of Frank F. Taplin

 

16.

Marital Trust created by the Agreement, dated January 21, 1966, as supplemented, amended and restated, between National City Bank and Beatrice Taplin, as Trustees, and Thomas E. Taplin, for the benefit of Beatrice B. Taplin

 

17.

Taplin Annuity Trust #1 of Beatrice B. Taplin dated June 18, 2011

 

18.

The Beatrice B. Taplin Trust/Custody dtd December 12, 2001, Beatrice B. Taplin, as Trustee, for the benefit of Beatrice B. Taplin

 

19.

Cory Freyer

 

20.

Ngaio T. Lowry Trust, dated February 26, 1998, Caroline T. Ruschell, Trustee

 

B - 1


21.

Caroline T. Ruschell Trust Agreement dated December 8, 2005, Caroline T. Ruschell as Trustee

 

22.

Jennifer Dickerman

 

23.

Thomas E. Taplin Exempt Family Trust u/a dated January 21, 1966 and as amended, Beatrice Taplin, Trustee

 

24.

Thomas E. Taplin Exempt Family Trust u/a dated January 21, 1966 amended, per IRC 1015(A) Dual Basis Sub-Account, Beatrice Taplin, Trustee

 

25.

DiAhn Taplin

 

26.

Alfred M. Rankin, Jr.’s 2011 Grantor Retained Annuity Trust

 

27.

Alfred M. Rankin, Jr. 2012 Retained Annuity Trust

 

B - 2


Exhibit C

AMENDED LIST OF PARTICIPATING STOCKHOLDERS

 

1.

Clara L. T. Rankin

 

2.

Alfred M. Rankin, Jr.

 

3.

Victoire G. Rankin

 

4.

Helen Rankin Butler (f/k/a Helen P. Rankin)

 

5.

Clara T. Rankin Williams (f/k/a Clara T. Rankin)

 

6.

Thomas T. Rankin

 

7.

Matthew M. Rankin

 

8.

James T. Rankin

 

9.

Claiborne R. Rankin

 

10.

Chloe O. Rankin

 

11.

Chloe R. Seelbach (f/k/a Chloe E. Rankin)

 

12.

Claiborne R. Rankin, Jr.

 

13.

Roger F. Rankin

 

14.

Bruce T. Rankin

 

15.

Rankin Management, Inc.

 

16.

Rankin Associates I, L.P. (f/k/a CTR Family Associates, L.P.)

 

17.

The Trust created under the Agreement, dated December 28, 1976, between National City Bank, as trustee, and Clara L.T. Rankin, for the benefit of grandchildren

 

18.

The Trust created under the Agreement, dated July 20, 2000, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Clara T. Rankin, for the benefit of Clara T. Rankin

 

19.

The Trust created under the Agreement, dated September 28, 2000, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Alfred M. Rankin, Jr., for the benefit of Alfred M. Rankin, Jr.

 

20.

The Trust created under the Agreement, dated September 28, 2000, as supplemented, amended and restated, between Victoire G. Rankin, as trustee, and Victoire G. Rankin, for the benefit of Victoire G. Rankin

 

C - 1


21.

The Trust created under the Agreement, dated December 29, 1967, as supplemented, amended and restated, between Thomas T. Rankin, as trustee, and Thomas T. Rankin, creating a trust for the benefit of Thomas T. Rankin

 

22.

The Trust created under the Agreement, dated June 22, 1971, as supplemented, amended and restated, between Claiborne R. Rankin, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Claiborne R. Rankin

 

23.

The Trust created under the Agreement, dated September 11, 1973, as supplemented, amended and restated, between Roger F. Rankin, as trustee, and Roger F. Rankin, creating a trust for the benefit of Roger F. Rankin

 

24.

The Trust created under the Agreement, dated September 28, 2000, between Alfred M. Rankin, Jr., as trustee, and Bruce T. Rankin, for the benefit of Bruce T. Rankin

 

25.

The Trust created under the Agreement, dated December 29, 1989, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Clara T. (Rankin) Williams for the benefit of Clara T. (Rankin) Williams

 

26.

The Trust created under the Agreement, dated December 29, 1989, as supplemented, amended and restated, between Alfred M. Rankin, Jr., as trustee, and Helen P. (Rankin) Butler for the benefit of Helen P. (Rankin) Butler

 

27.

Corbin Rankin

 

28.

Alison A. Rankin

 

29.

Alison A. Rankin, as trustee fbo A. Farnham Rankin under Irrevocable Trust No. 1, dated December 18, 1997, with Roger Rankin, Grantor

 

30.

Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust No. 1, dated December 18, 1997, with Roger Rankin, Grantor

 

31.

Rankin Associates II, L.P.

 

32.

John C. Butler, Jr.

 

33.

Clara Rankin Butler (by John C. Butler, Jr. as Custodian)

 

34.

David B. Williams

 

35.

Griffin B. Butler (by John C. Butler, Jr. as Custodian)

 

36.

Claiborne R. Rankin as Trustee of the Claiborne R. Rankin, Jr. Revocable Trust dated August 25, 2000

 

37.

Alison A. Rankin as Trustee under Irrevocable Trust No. 2, dated September 11, 2000, for the benefit of A. Farnham Rankin

 

38.

Alison A. Rankin as Trustee under Irrevocable Trust No. 2, dated September 11, 2000, for the benefit of Elisabeth M. Rankin

 

C - 2


39.

Alison A. Rankin as Trustee of the Alison A. Rankin Revocable Trust, dated September 11, 2000

 

40.

The Trust created under the Agreement, dated December 20, 1993, between Thomas T. Rankin, as co-trustee, Matthew M. Rankin, as co-trustee, and Matthew M. Rankin, for the benefit of Matthew M. Rankin

 

41.

Scott Seelbach

 

42.

Margo Jamison Victoire Williams (by Clara Rankin Williams as Custodian)

 

43.

Trust created under the Agreement, dated June 1, 1995, between Chloe O. Rankin, as Trustee, and Chloe O. Rankin, for the benefit of Chloe O. Rankin

 

44.

Trust created by the Agreement, dated June 17, 1999, between John C. Butler, Jr., as trustee, and John C. Butler, Jr., creating a trust for the benefit of John C. Butler, Jr.

 

45.

Clara Rankin Butler 2002 Trust, dated November 5, 2002

 

46.

Griffin Bedwell Butler 2002 Trust, dated November 5, 2002

 

47.

Elizabeth B. Rankin

 

48.

Margo Jamison Victoire Williams 2004 Trust created by the Agreement, dated December 10, 2004, between David B.H. Williams, as trustee, and Clara Rankin Williams, creating a trust for the benefit of Margo Jamison Victoire Williams

 

49.

Helen Charles Williams 2004 Trust created by the Agreement, dated December 10, 2004, between David B.H. Williams, as trustee, and Clara Rankin Williams, creating a trust for the benefit of Helen Charles Williams

 

50.

Helen Charles Williams (by David B.H. Williams as Custodian)

 

51.

Julia L. Rankin Kuipers

 

52.

Trust created by the Agreement, dated December 21, 2004, between Claiborne R. Rankin, as trustee, and Julia L. Rankin, creating a trust for the benefit of Julia L. Rankin

 

53.

Thomas Parker Rankin

 

54.

Taplin Elizabeth Seelbach (by Scott Seelbach as Custodian)

 

55.

Trust created by the Agreement, dated December 21, 2004, between Chloe R. Seelbach, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Taplin Elizabeth Seelbach

 

56.

Rankin Associates IV, L.P.

 

57.

Trust created by the Agreement, dated May 10, 2007, between Mathew M. Rankin, as Grantor, and Mathew M. Rankin and James T. Rankin, as co-trustees, for the benefit of Mary Marshall Rankin

 

C - 3


58.

Trust created by Agreement, dated May 10, 2007, between Mathew M. Rankin, as trustee, and James T. Rankin, creating a trust for the benefit of William Alexander Rankin

 

59.

Trust created by the Agreement dated December 21, 2004, between Chloe R. Seelbach, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Isabelle Scott Seelbach

 

60.

Lynne Turman Rankin

 

61.

2012 Chloe O. Rankin

 

62.

2012 Corbin K. Rankin Trust

 

63.

2012 Alison A. Rankin Trust

 

64.

2012 Helen R. Butler Trust

 

65.

2012 Clara R. Williams Trust

 

66.

The David B.H. Williams Trust, David B.H. Trustee u/a/d October 14, 2009

 

67.

Mary Marshall Rankin (by Matthew M. Rankin, as Custodian)

 

68.

William Alexander Rankin (by Matthew M. Rankin, as Custodian)

 

69.

Margaret Pollard Rankin (by James T. Rankin, as Custodian)

 

70.

Trust created by the Agreement, dated April 10, 2009, between Chloe R. Seelbach, as trustee, creating a trust for the benefit of Chloe R. Seelbach

 

71.

Trust created by the Agreement, dated December 21, 2004, between Chloe R. Seelbach, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Thomas Wilson Seelbach

 

72.

Isabelle Seelbach (by Chloe R. Seelbach, as Custodian)

 

73.

Elisabeth M. Rankin (by Alison A. Rankin, as Custodian)

 

74.

A. Farnham Rankin

 

75.

The Trust created under the Agreement dated January 5, 1977 between PNC Bank as Co-Trustee, Alfred M. Rankin, Jr., as Co-Trustee, for the benefit of Clara L.T. Rankin

 

76.

The Trust created under the Agreement, dated January 1, 1977, between PNC Bank, as Co-Trustee, Alfred M. Rankin, Jr., as Co-Trustee, and Clara L. T. Rankin, for the benefit of Clara L. T. Rankin

 

77.

Alfred M. Rankin Jr.—Roth IRA— Brokerage Account #*****

 

C - 4


78.

John C. Butler, Jr.—Roth IRA— Brokerage Account #*****

 

79.

BTR 2012 Trust for Helen R. Butler

 

80.

BTR 2012 Trust for Clara R. Williams

 

81.

BTR 2012 Trust for James T. Rankin

 

82.

BTR 2012 Trust for Matthew M. Rankin

 

83.

BTR 2012 Trust for Thomas P. Rankin

 

84.

BTR 2012 Trust for Chloe R. Seelbach

 

85.

BTR 2012 Trust for Claiborne R. Rankin, Jr.

 

86.

BTR 2012 Trust for Julia R. Kuipers

 

87.

BTR 2012 Trust for Anne F. Rankin

 

88.

BTR 2012 Trust for Elisabeth M. Rankin

 

89.

The Anne F. Rankin Trust dated August 15, 2012

 

90.

Trust created by the Agreement, dated August 20, 2009 between James T. Rankin, as Trustee, and James T. Rankin, creating a trust for the benefit of James T. Rankin

 

91.

Thomas P. K. Rankin, Trustee of the trust created by agreement, dated February 2, 2011, as Supplemented, amended and restated, between Thomas P.K. Rankin, as trustee, and Thomas P.K. Rankin, creating a trust for the benefit of Thomas P.K. Rankin

 

92.

Claiborne R. Rankin Trust for the children of Julia R. Kuipers dated December 27, 2013 under the Custody Agreement dated December 27, 2013 fbo Evelyn R. Kuipers

 

93.

AMR Associates, LP

 

94.

Vested Trust for the benefit of Margaret Pollard Rankin U/A/D December 4, 2015

 

95.

Vested Trust for the benefit of James T. Rankin, Jr. U/A/D December 4, 2015

 

96.

Claiborne R. Rankin Trust for the children of Claiborne R. Rankin, Jr. dated August 26, 2016 for the benefit of Claiborne Read Rankin, III

 

97.

Claiborne R. Rankin Trust for the children of Julia R. Kuipers dated December 27, 2013 fbo Matilda Alan Kuipers

 

98.

Claiborne Read Rankin III (by Claiborne R. Rankin, Jr., as Custodian)

 

99.

James T. Rankin, Jr. (by James T. Rankin, as Custodian)

 

100.

Matilda Alan Kuipers (by Julia R. Kuipers, as Custodian)

 

C - 5


101.

Lauran Rankin

 

102.

Lauran Rankin Main Trust u/a/d 12/23/15

 

103.

Thomas Wilson Seelbach (by Chloe Seelbach, as Custodian)

 

104.

Evelyn R. Kuipers (by Julia R. Kuipers, as Custodian)

 

105.

Trust FBO Paige J. Rankin U/T/A Vested Trusts for Children of Claiborne R. Rankin, Jr., dated 8/26/2016 (Claiborne R. Rankin, Jr., Trustee)

 

106.

Paige J. Rankin (by Claiborne R. Rankin, Jr., as Custodian for Paige J. Rankin)

 

107.

BTR 2020 GST Trust for Helen R. Butler, Helen R. Butler, Trustee

 

108.

BTR 2020 GST Trust for Clara R. Williams, Clara W. Williams, Trustee

 

109.

BTR 2020 GST Trust for Elisabeth M. Rankin, Roger F. Rankin, Trustee

 

110.

BTR 2020 GST Trust for Anne F. Rankin, Roger F. Rankin, Trustee

 

111.

BTR 2020 GST Trust for Chloe R. Seelbach, Claiborne R. Rankin, Trustee

 

112.

BTR 2020 GST Trust for Claiborne R. Rankin, Jr., Claiborne R. Rankin, Trustee

 

113.

BTR 2020GST Trust for Julia R. Kuipers, Claiborne R. Rankin, Trustee

 

114.

JCB 2020 GST Trust fbo Clara R. Butler, Helen R. Butler, Trustee

 

115.

JCB 2020 GST Trust fbo Griffin B. Butler, Helen R. Butler, Trustee

 

116.

HRB 2020 GST Trust fbo Clara R. Butler, Clara R. Williams, Trustee

 

117.

HRB 2020 GST Trust fbo Griffin B. Butler, Clara R. Williams, Trustee

 

118.

CRW 2020 GST Trust fbo Helen C. Williams, David B.H. Williams, Trustee

 

119.

CRW 2020 GST Trust fbo Margo J.V. Williams, David B. H. Williams, Trustee

 

120.

BTR 2020 GST Trust for Matthew M. Rankin, Thomas T. Rankin, Trustee

 

121.

BTR 2020 GST Trust for James T. Rankin, Thomas T. Rankin, Trustee

 

122.

BTR 2020 GST Trust for Thomas P.K. Rankin, Thomas T. Rankin, Trustee

 

123.

2012 Chloe R. Seelbach GST Trust, Claiborne R. Rankin, Trustee

 

124.

2012 Claiborne R. Rankin, Jr. GST Trust, Claiborne R. Rankin, Trustee

 

125.

2012 Julia R. Kuipers GST Trust, Claiborne R. Rankin, Trustee

 

126.

2012 Matthew M. Rankin GST Trust, Thomas T. Rankin, Trustee

 

127.

2012 James T. Rankin GST Trust, Thomas T. Rankin, Trustee

 

C - 6


128.

2012 Thomas P. Rankin GST Trust, Thomas T. Rankin, Trustee

 

129.

2012 Anne F. Rankin GST Trust, Roger F. Rankin, Trustee

 

130.

2012 Elisabeth M. Rankin GST Trust, Roger F. Rankin, Trustee

 

131.

2012 Helen R. Butler GST Trust, Alfred M. Rankin, Jr., Trustee

 

132.

2012 Clara R. Williams GST Trust, Alfred M. Rankin, Jr., Trustee

 

133.

Rankin Associates V, LP

 

134.

Rankin Associates VI, LP

 

135.

Corbin K. Rankin Main Trust U/A/D November 30, 2015, as amended

 

136.

Elizabeth B. Rankin Main Trust U/A/D November 10, 2015, as amended

 

137.

Lynne T. Rankin Main Trust U/A/D December 4, 2015, as amended

 

138.

Scott W. Seelbach Main Trust U/A/D December 22, 2015

 

139.

Elisabeth Marshall Rankin Main Trust u/a/d 12/30/15

 

140.

Jacob Alan Kuipers Main Trust u/a/d April 26, 2016, as amended

 

C - 7