SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RANKIN ALFRED M ET AL

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chairman

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	12/15/2021		J⁽¹⁾		1,434	D	$0	0	I	Proportionate interest in shares held by RA I
Class A Common Stock	12/15/2021		J⁽¹⁾		377	D	$0	0	I	Spouse's proportionate interest in shares held by Rankin Associates V⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		635	D	$0	0	I	Spouse's proportionate interest in shares held by RA VI
Class A Common Stock	12/15/2021		J⁽¹⁾		80	D	$0	0	I	Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock	12/15/2021		J⁽³⁾		21,006	A	$0	126,774	I	Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		17,556	A	$0	17,556	I	Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
Class A Common Stock	12/15/2021		J⁽³⁾		9,600	A	$0	19,200	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren⁽²⁾
Class A Common Stock	12/15/2021		J⁽³⁾		18,625	A	$0	39,612	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		19	D	$0	0	I	proportionate general partnership interest shares held by RAIV
Class A Common Stock	12/15/2021		J⁽¹⁾		1,975	D	$0	0	I	Proportionate interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock	12/15/2021		J⁽¹⁾		100	D	$0	0	I	Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock	12/15/2021		J⁽³⁾		747	A	$0	747	I	Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin⁽²⁾
Class A Common Stock	12/15/2021		J⁽¹⁾		55,825	D	$0	4,159	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock	12/15/2021		J⁽¹⁾		55,825	D	$0	4,159	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock								14,752	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		1,434		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,434	$0	4,000	I	proportionate interest in shares held by RA I LP
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		377		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	377	$0	377	I	Represents percentage of ownership interest of Rankin Associates V partnership held in trust⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		635		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	635	$0	635	I	Spouse's proportionate interest in shares held by RA VI⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		80		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	80	$0	80	I	Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			21,006	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	21,006	$0	0	I	Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			17,556	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	17,556	$0	0	I	Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			9,600	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	9,600	$0	0	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			18,625	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	18,625	$0	0	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		19		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	19	$0	50	I	proportionate general partnership interest shares held by RAIV
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		1,975		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	1,975	$0	3,950	I	proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		100		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	100	$0	100	I	Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽³⁾			747	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	747	$0	0	I	Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin⁽²⁾
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		55,825		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	55,825	$0	67,923	I	Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams
Class B Common Stock	⁽⁴⁾	12/15/2021		J⁽¹⁾		55,825		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	55,825	$0	67,923	I	Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler
Class B Common Stock	⁽⁴⁾							⁽⁴⁾	⁽⁴⁾	Class A Common Stock	14,160		14,160	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.

Explanation of Responses:

1. Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

2. Reporting Person disclaims beneficial ownership of all such shares.

3. Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.

4. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	12/16/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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