0001127602-21-006272.txt : 20210217 0001127602-21-006272.hdr.sgml : 20210217 20210217165859 ACCESSION NUMBER: 0001127602-21-006272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210212 FILED AS OF DATE: 20210217 DATE AS OF CHANGE: 20210217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL CENTRAL INDEX KEY: 0000904532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 21645773 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-02-12 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0000904532 RANKIN ALFRED M ET AL 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 1 Chairman Class A Common Stock 2021-02-12 4 S 0 208972 59.04 D 0 I Represents the proportionate limited partnership interest in shares held by AMR Associates LP Class A Common Stock 14752 I Held in an Individual Retirement Account for the benefit of the Reporting Person. Class A Common Stock 1434 I Proportionate interest in shares held by RA I Class A Common Stock 19 I proportionate general partnership interest shares held by RAIV Class A Common Stock 1975 I proportionate interest in shares of RA II LP held by Rankin Management Inc as general partner Class A Common Stock 80 I Proportionate Interest in shares held by RA5 held by Rankin Management Inc. Class A Common Stock 100 I Proportionate Interest in shares held by RA6 held by Rankin Management Inc. Class A Common Stock 20987 I Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Class A Common Stock 9600 I Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren Class A Common Stock 59984 I Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams Class A Common Stock 59984 I Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler Class A Common Stock 377 I Spouse's proportionate interest in shares held by Rankin Associates V Class A Common Stock 635 I Spouse's proportionate interest in shares held by RA VI Class A Common Stock 105768 I Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin Class B Common Stock 2021-02-12 4 S 0 1926 59.04 D Class A Common Stock 1926 0 I Represents the proportionate limited partnership interest in shares held by AMR Associates LP Class B Common Stock Class A Common Stock 14160 14160 I Held in an Individual Retirement Account for the benefit of the Reporting Person. Class B Common Stock Class A Common Stock 17556 17556 I Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. Class B Common Stock Class A Common Stock 2566 2566 I proportionate interest in shares held by RA I LP Class B Common Stock Class A Common Stock 31 31 I proportionate general partnership interest shares held by RAIV Class B Common Stock Class A Common Stock 1975 1975 I proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner Class B Common Stock Class A Common Stock 18625 18625 I Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Class B Common Stock Class A Common Stock 747 747 I Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin Class B Common Stock Class A Common Stock 9600 9600 I Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren Class B Common Stock Class A Common Stock 12098 12098 I Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams Class B Common Stock Class A Common Stock 12098 12098 I Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler Class B Common Stock Class A Common Stock 21006 21006 I Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amount of $5,891,329.93 plus interest which will accrue at a rate of 0.56% per annum, the principal amount of which indebtedness will be due and owing on February 11, 2030 and the accrued interest will be due and owing annually during the term. This transaction was executed as part of multi-generational estate planning by and among members of the Rankin family. Reporting Person disclaims beneficial ownership of all such shares. N/A /s/ Suzanne S. Taylor, attorney-in-fact 2021-02-17