0001127602-21-006272.txt : 20210217
0001127602-21-006272.hdr.sgml : 20210217
20210217165859
ACCESSION NUMBER: 0001127602-21-006272
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210212
FILED AS OF DATE: 20210217
DATE AS OF CHANGE: 20210217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL
CENTRAL INDEX KEY: 0000904532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54799
FILM NUMBER: 21645773
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC.
CENTRAL INDEX KEY: 0001173514
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 311637659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
FORMER COMPANY:
FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC.
DATE OF NAME CHANGE: 20120628
FORMER COMPANY:
FORMER CONFORMED NAME: NMHG HOLDING CO
DATE OF NAME CHANGE: 20020515
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-02-12
0001173514
HYSTER-YALE MATERIALS HANDLING, INC.
HY
0000904532
RANKIN ALFRED M ET AL
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS
OH
44124
1
1
Chairman
Class A Common Stock
2021-02-12
4
S
0
208972
59.04
D
0
I
Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock
14752
I
Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock
1434
I
Proportionate interest in shares held by RA I
Class A Common Stock
19
I
proportionate general partnership interest shares held by RAIV
Class A Common Stock
1975
I
proportionate interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock
80
I
Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock
100
I
Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock
20987
I
Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock
9600
I
Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stock
59984
I
Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock
59984
I
Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock
377
I
Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock
635
I
Spouse's proportionate interest in shares held by RA VI
Class A Common Stock
105768
I
Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Class B Common Stock
2021-02-12
4
S
0
1926
59.04
D
Class A Common Stock
1926
0
I
Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class B Common Stock
Class A Common Stock
14160
14160
I
Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class B Common Stock
Class A Common Stock
17556
17556
I
Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class B Common Stock
Class A Common Stock
2566
2566
I
proportionate interest in shares held by RA I LP
Class B Common Stock
Class A Common Stock
31
31
I
proportionate general partnership interest shares held by RAIV
Class B Common Stock
Class A Common Stock
1975
1975
I
proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class B Common Stock
Class A Common Stock
18625
18625
I
Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class B Common Stock
Class A Common Stock
747
747
I
Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class B Common Stock
Class A Common Stock
9600
9600
I
Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class B Common Stock
Class A Common Stock
12098
12098
I
Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams
Class B Common Stock
Class A Common Stock
12098
12098
I
Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler
Class B Common Stock
Class A Common Stock
21006
21006
I
Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amount of $5,891,329.93 plus interest which will accrue at a rate of 0.56% per annum, the principal amount of which indebtedness will be due and owing on February 11, 2030 and the accrued interest will be due and owing annually during the term. This transaction was executed as part of multi-generational estate planning by and among members of the Rankin family.
Reporting Person disclaims beneficial ownership of all such shares.
N/A
/s/ Suzanne S. Taylor, attorney-in-fact
2021-02-17