-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J7/TzCtgv8Dow1IHeHS3Rs+CAY3w74u5PCc86h61ZjOsRaAkn1ex2G2+PkieTDOa THKInguyLwAN8O/YQoYkDA== 0000009749-98-000036.txt : 19980218 0000009749-98-000036.hdr.sgml : 19980218 ACCESSION NUMBER: 0000009749-98-000036 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ATLANTIC COAST AIRLINES INC CENTRAL INDEX KEY: 0000904020 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 133621051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-51399 FILM NUMBER: 98541895 BUSINESS ADDRESS: STREET 1: 515 A SHAW ROAD CITY: DULLES STATE: VA ZIP: 20166 BUSINESS PHONE: 703-925-6000 MAIL ADDRESS: STREET 2: ONE EXPORT DRIVE CITY: STERLING STATE: VA ZIP: 20164 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G 1 ATLANTIC COAST AIRLINES INC. 13-G FILING BANKERS TRUST NEW YORK CORPORATION One Bankers Trust Plaza New York, New York 10006 Damian P. Reitemeyer Vice President Telephone: 212-250-4599 February 17, 1998 Securities and Exchange Commission SEC Document Control 450 Fifth Street, N.W. Washington, DC 20549 Attn: Filing Desk Dear Sirs: Re: Filing of Schedule 13G on Atlantic Coast Airlines, Inc. Pursuant to Rule 13d-1 of the General Rules and Regulations under the Securities Exchange Act of 1934, the following is one copy of the Schedule 13G with respect to the common stock of the above referenced corporation. Please acknowledge your receipt of the Schedule 13G filing submission through the EDGAR-Link System software, by E-Mail confirmation. Sincerely, Damian P. Reitemeyer Enclosures SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Atlantic Coast Airlines, Inc. _______________________________________ NAME OF ISSUER: Common Stock (Par Value $.01) _______________________________________ TITLE OF CLASS OF SECURITIES 048396105 _______________________________________ CUSIP NUMBER Check the following box if a fee is being paid with this statement [x]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 10 Pages CUSIP No. 048396105 Page 2 of 10 Pages 1.NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Bankers Trust New York Corporation, its wholly owned subsidiary, Bankers Trust Company, its indirect wholly owned subsidiaries, BT Alex. Brown Incorporated (BT Alex. Brown)and Alex. Brown Capital Advisory and Trust Company (Alex. Brown Capital Advisory and Trust). 13-6180473 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Bankers Trust New York Corporation and Bankers Trust Company are New York Corporations. BT Alex. Brown is a Delaware Corporation. Alex. Brown Capital Advisory and Trust is a Maryland Corporation. CUSIP No. 048396105 Page 3 of 10 Pages NUMBER OF 5. SOLE VOTING POWER SHARES Bankers Trust Company 91,100 shares BT Alex. Brown 173,696 shares Alex. Brown Capital Advisory and Trust 278,828 shares 543,624 shares BENEFICIALLY 6. SHARED VOTING POWER OWNED BY Bankers Trust Company 0 shares BT Alex. Brown 0 shares Alex. Brown Capital Advisory and Trust 0 shares 0 shares EACH 7. SOLE DISPOSITIVE POWER REPORTING Bankers Trust Company 90,800 shares BT Alex. Brown 179,996 shares Alex. Brown Capital Advisory and Trust 278,828 shares 549,624 shares PERSON 8. SHARED DISPOSITIVE POWER WITH Bankers Trust Company 0 shares BT Alex. Brown 0 shares Alex. Brown Capital Advisory and Trust 0 shares 0 shares 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Bankers Trust Company 90,800 shares BT Alex. Brown 179,996 shares Alex. Brown Capital Advisory and Trust 278,828 shares 549,624 shares 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * [] CUSIP No. 048396105 Page 4 of 10 Pages 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Bankers Trust Company 1.23% BT Alex. Brown 2.45% Alex. Brown Capital Advisory and Trust 3.79% 7.47% 12.TYPE OF REPORTING PERSON * Bankers Trust New York Corporation - HC Bankers Trust Company - BK BT Alex. Brown - BD Alex. Brown Capital Advisory and Trust - BK CUSIP No. 048396105 Page 5 of 10 Pages Item 1(a) NAME OF ISSUER: Atlantic Coast Airlines, Inc. Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 515-A Shaw Road Dulles, VA 20166 Item 2(a) NAME OF PERSON FILING: Bankers Trust New York Corporation, its wholly- owned subsidiary, Bankers Trust Company, and its indirect wholly-owned subsidiaries, BT Alex. Brown and Alex. Brown Capital Advisory and Trust. Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: For Bankers Trust New York Corporation, Bankers Trust Company and BT Alex. Brown 130 Liberty Street New York, New York 10006 For Alex. Brown Capital Advisory and Trust 19 South Street Baltimore, Maryland 21202 Item 2(c) CITIZENSHIP: Bankers Trust New York Corporation and Bankers Trust Company are corporations incorporated in the State of New York with their principal business offices located in New York. BT Alex. Brown is a Delaware corporation with its principal business office located in New York. CUSIP No. 048396105 Page 6 of 10 Pages Alex. Brown Capital Advisory and Trust is a Maryland Corporation with its principal business office located in Maryland. Item 2(d) TITLE OF CLASS OF SECURITIES: This statement relates to the Companys Common Stock $.01 par value per share. Item 2(e) CUSIP NUMBER: 048396105 Item 3 THE PERSON FILING IS A: For Bankers Trust New York Corporation (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) For Bankers Trust Company (b) [X] Bank as defined in section 3(a)(6) of the Act. For BT Alex. Brown (a) [X] Broker or dealer registered under Section 15 15 of the Act. For Alex. Brown Capital Advisory and Trust (b) [X] Bank as defined in section 3(a)(6) of the Act. Item 4 OWNERSHIP: (a) Amount Beneficially Owned: Bankers Trust Company 90,800 shares BT Alex. Brown 179,996 shares Alex. Brown Capital Advisory and Trust 278,828 shares 549,624 shares CUSIP No. 048396105 Page 7 of 10 Pages (b) Percent of Class : Bankers Trust Company 1.23% BT Alex. Brown 2.45% Alex. Brown Capital Advisory and Trust 3.79% 7.47% (c) Number of shares as to which the following have: (i) sole power to vote or to direct the vote - Bankers Trust Company 91,100 shares BT Alex. Brown 173,696 shares Alex. Brown Capital Advisory and Trust 278,828 shares 543,624 shares (ii) shared power to vote or to direct the vote - Bankers Trust Company 0 shares BT Alex. Brown 0 shares Alex. Brown Capital Advisory and Trust 0 shares 0 shares (iii) sole power to dispose or to direct the disposition of - Bankers Trust Company 90,800 shares BT Alex. Brown 179,996 shares Alex. Brown Capital Advisory and Trust 278,828 shares 549,624 shares CUSIP No. 048396105 Page 8 of 10 Pages (iv) shared power to dispose or to direct the disposition of - Bankers Trust Company 0 shares BT Alex. Brown 0 shares Alex. Brown Capital Advisory and Trust 0 shares 0 shares Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Item 3 above and exhibits to Item 7 Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. CUSIP No. 048396105 Page 9 of 10 Pages Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of December 31, 1997 Signature: Bankers Trust New York Corporation By: /s/ James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: Bankers Trust Company By: /s/ James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: BT Alex. Brown By: /s/ James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary CUSIP No. 048396105 Page 10 of 10 Pages Signature: Alex. Brown Capital Advisory and Trust By: /s/ Gregg Hawes Name: Gregg Hawes Title: Secretary Exhibit A The chain of ownership from Bankers Trust New York Corporation to Bankers Trust Company is shown below: Bankers Trust New York Corporation | | 100% | | Bankers Trust Company Exhibit B The chain of ownership from Bankers Trust New York Corporation to BT Alex. Brown and Alex. Brown Capital Advisory and Trust is shown below: Bankers Trust New York Corporation | | 100% | | BT Alex.Brown Holdings Incorporated _________________________|________________ | | | | 100% 100% | | | | Alex. Brown Financial Corporation BT Alex. Brown Incorporated | | 100% | | Alex. Brown Asset Management Incorporated | | 100% | | Alex. Brown Capital Advisory and Trust Company -----END PRIVACY-ENHANCED MESSAGE-----