0001181431-13-018287.txt : 20130321 0001181431-13-018287.hdr.sgml : 20130321 20130321163746 ACCESSION NUMBER: 0001181431-13-018287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130319 FILED AS OF DATE: 20130321 DATE AS OF CHANGE: 20130321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Stephen C CENTRAL INDEX KEY: 0001493485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 13708086 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD, SUITE 101 CITY: NORTHVILLE STATE: MI ZIP: 48167 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENTHERM Inc CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 FORMER COMPANY: FORMER CONFORMED NAME: AMERIGON INC DATE OF NAME CHANGE: 19930503 4 1 rrd374946.xml OPTION EXERCISE X0306 4 2013-03-19 0 0000903129 GENTHERM Inc THRM 0001493485 Davis Stephen C 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 0 1 0 0 Chief Technology Officer Common Stock 2013-03-19 4 M 0 14600 3.75 A 32100 D Common Stock 2013-03-19 4 S 0 14600 17.0148 D 17500 D Common Stock 2013-03-20 4 M 0 6336 3.75 A 23836 D Common Stock 2013-03-20 4 S 0 6336 17.013 D 17500 D Option to Purchase Common Stock 3.75 2013-03-19 4 M 0 14600 0 D 2011-02-20 2019-02-20 Common Stock 14600 60400 D Option to Purcahse Common Stock 3.75 2013-03-20 4 M 0 6336 0 D 2011-02-20 2019-02-20 Common Stock 6336 54064 D The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 94,064 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Stephen Davis 2013-03-21