0001181431-11-047513.txt : 20110831 0001181431-11-047513.hdr.sgml : 20110831 20110831083433 ACCESSION NUMBER: 0001181431-11-047513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110830 FILED AS OF DATE: 20110831 DATE AS OF CHANGE: 20110831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTAING FRANCOIS J CENTRAL INDEX KEY: 0001200919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 111067147 MAIL ADDRESS: STREET 1: 28333 TELEGRAPH ROAD STREET 2: SUITE 575 CITY: SOUTHFIELD STATE: MI ZIP: 48034 4 1 rrd320999.xml CASTAING OPTION EXERCISE X0304 4 2011-08-30 0 0000903129 AMERIGON INC ARGN 0001200919 CASTAING FRANCOIS J 21680 HAGGERTY ROAD SUITE 101 NORTHVILLE MI 48167 1 0 0 0 Common Stock 2011-08-30 4 M 0 5000 4.65 A 5000 D Common Stock 2011-08-30 4 S 0 5000 12.8264 D 0 D Option to Purchase Common Stock 4.65 2011-08-30 4 M 0 5000 0 D 2005-01-19 2015-01-19 Common Stock 5000 0 D This amount represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 40,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). /s/ Francois Castaing 2011-08-30