0000903064-19-000008.txt : 20190422
0000903064-19-000008.hdr.sgml : 20190422
20190422161305
ACCESSION NUMBER: 0000903064-19-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190422
DATE AS OF CHANGE: 20190422
EFFECTIVENESS DATE: 20190422
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRACE & WHITE INC /NY
CENTRAL INDEX KEY: 0000903064
IRS NUMBER: 132884675
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04415
FILM NUMBER: 19759557
BUSINESS ADDRESS:
STREET 1: 515 MADISON AVE
STREET 2: SUITE 1700
CITY: NY
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2129355990
MAIL ADDRESS:
STREET 1: 515 MADISON AVE
STREET 2: SUITE 1700
CITY: NY
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000903064
XXXXXXXX
03-31-2019
03-31-2019
false
GRACE & WHITE INC /NY
515 Madison Ave
Suite 1700
Ny
NY
10022
13F HOLDINGS REPORT
028-04415
N
MARC RAVITZ
EXECUTIVE VICE PRESIDENT
212-935-5990
S/Marc Ravitz
NEW YORK
NY
04-19-2019
0
152
421531
INFORMATION TABLE
2
infotable.xml
AEGON N V NY REGISTRY SH
COM
007924103
5759
1202327
SH
SOLE
273951
0
928376
AEGON N V NY REGISTRY SH
COM
007924103
105
21976
SH
OTR
0
0
21976
AEGON N V PERP CAP FLTG
PREFERRED STOCKS
007924509
2403
110607
SH
SOLE
48416
0
62191
ALAMO GROUP INC COM
COM
011311107
7758
77628
SH
SOLE
15600
0
62028
ALLIANT CORP COM
COM
018802108
3810
80834
SH
SOLE
44284
0
36550
ALLIANT CORP COM
COM
018802108
151
3200
SH
OTR
0
0
3200
AMERICAN WOODMARK CORP COM
COM
030506109
6123
74104
SH
SOLE
13723
0
60381
APPLE COMPUTER INC COM
COM
037833100
490
2581
SH
SOLE
1170
0
1411
APPLIED INDL TECHNLGIES INC CO
COM
03820C105
12366
207938
SH
SOLE
36009
0
171929
ARGO GROUP INTL HLDGS LTD COM
COM
G0464B107
10120
143223
SH
SOLE
26038
0
117185
ARGO GROUP US INC SR NT 42
PREFERRED STOCKS
040130205
369
14473
SH
SOLE
6557
0
7916
ASIA FINANCIAL HOLDINGS LTD SH
COM
G0532X107
7588
13119415
SH
SOLE
2490611
0
10628804
ASTRONOVA INC NEW COM
COM
04638F108
2006
98394
SH
SOLE
52950
0
45444
ATMOS ENERGY CORP COM
COM
049560105
216
2100
SH
SOLE
0
0
2100
BANG & OLUFSEN HLG ORD B
COM
K07774126
4037
448346
SH
SOLE
103790
0
344556
BERKLEY W R CORP COM
COM
084423102
2061
36483
SH
SOLE
0
0
36483
BERKSHIRE HATHAWAY INC DEL CL
COM
084670108
301
1
SH
SOLE
0
0
1
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
201
1000
SH
SOLE
500
0
500
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
50
250
SH
OTR
0
0
250
BIOSTAGE INC COM NEW
COM
09074M202
35
15000
SH
SOLE
15000
0
0
BLACKROCK MUN BD FD INC NATL M
MUTUAL FUNDS
09253C744
111
10178
SH
SOLE
0
0
10178
BLACKROCK NY INS MUN INC TR CO
MUTUAL FUNDS
09249U105
202
15751
SH
SOLE
15751
0
0
BLUE RIDGE REAL ESTATE CO COM
COM
096005301
105
17406
SH
SOLE
14772
0
2634
BOEING CO
COM
097023105
11729
30750
SH
SOLE
0
0
30750
BOULDER GROWTH & INCOME FD ICO
COM
101507101
394
36560
SH
SOLE
10560
0
26000
BRIGHTHOUSE FINL INC COM
COM
10922N103
6530
179929
SH
SOLE
30655
0
149274
BRISTOL MYERS SQUIBB CO
COM
110122108
470
9848
SH
SOLE
6293
0
3555
BROADWAY FINL CORP DEL COM
COM
111444105
2245
1603457
SH
SOLE
276470
0
1326987
BROADWIND ENERGY INC COM NEW
COM
11161T207
3045
1812742
SH
SOLE
324787
0
1487955
BRUNSWICK BANCORP INC COM
COM
117030106
421
44352
SH
SOLE
44352
0
0
CALLAWAY GOLF CO COM
COM
131193104
6351
398684
SH
SOLE
83100
0
315584
CAPITAL SOUTHWEST CORP COM
COM
140501107
2559
121615
SH
SOLE
5200
0
116415
CHS INC RED PFD SER3 C
PREFERRED STOCKS
12542R704
1514
58600
SH
SOLE
10500
0
48100
CHUBU NIPPON BROADCAST CO LTSH
COM
J06594105
2414
396770
SH
SOLE
53900
0
342870
CIMAREX ENERGY CO COM
COM
171798101
3315
47418
SH
SOLE
9000
0
38418
CISCO SYS INC COM
COM
17275R102
375
6940
SH
SOLE
0
0
6940
CONSOLIDATED TOMOKA LD CO COM
COM
210226106
2382
40334
SH
SOLE
5450
0
34884
CSW INDUSTRIALS INC COM
COM
126402106
1235
21557
SH
SOLE
5200
0
16357
CUI GLOBAL INC COM NEW
COM
126576206
861
729783
SH
SOLE
141503
0
588280
DAWSON GEOPHYSICAL CO NEW COM
COM
239360100
3955
1349883
SH
SOLE
337606
0
1012277
DEVON ENERGY CORP NEW COM
COM
25179M103
821
26000
SH
SOLE
3800
0
22200
DILLARDS INC CL A
COM
254067101
2733
37950
SH
SOLE
5750
0
32200
ECOLAB INC COM
COM
278865100
1130
6400
SH
SOLE
0
0
6400
EMC INS GROUP INC
COM
268664109
6745
211574
SH
SOLE
95114
0
116460
EMC INS GROUP INC
COM
268664109
72
2250
SH
OTR
0
0
2250
ENERPLUS CORPORATION
COM
292766102
2477
294547
SH
SOLE
103518
0
191028
EVEREST RE GROUP
COM
G3223R108
12357
57219
SH
SOLE
16394
0
40825
EVERSOURCE ENERGY COM
COM
30040W108
199
2800
SH
SOLE
2800
0
0
EVERSOURCE ENERGY COM
COM
30040W108
99
1400
SH
OTR
0
0
1400
EXCO TECHNOLOGIES LTD COM
COM
30150P109
969
136800
SH
SOLE
36200
0
100600
EXXON MOBIL CORPORATION
COM
30231G102
3509
43427
SH
SOLE
2000
0
41427
FIRST SOLAR INC COM
COM
336433107
7866
148866
SH
SOLE
28850
0
120016
FREQUENCY ELECTRS INC COM
COM
358010106
3686
311076
SH
SOLE
86206
0
224870
FUEL TECH INC COM
COM
359523107
2483
1486799
SH
SOLE
433506
0
1053293
GASFRAC ENERGY SVCS INC COM
COM
367257201
0
360500
SH
SOLE
0
0
360500
GENERAL DYNAMICS CORP COM
COM
369550108
3386
20000
SH
SOLE
0
0
20000
GENESIS LAND DEV CORP COM
COM
37183V102
754
368400
SH
SOLE
4500
0
363900
GORMAN RUPP CO
COM
383082104
9872
290857
SH
SOLE
92061
0
198796
GORMAN RUPP CO
COM
383082104
145
4270
SH
OTR
0
0
4270
GRUPO ROTOPLAS SAB DE CV
COM
BTF8HD3MX
1671
1601631
SH
SOLE
434001
0
1167630
HANOVER INS GROUP INC COM
COM
410867105
317
2775
SH
SOLE
725
0
2050
HELMERICH & PAYNE INC
COM
423452101
11070
199237
SH
SOLE
45900
0
153337
HELMERICH & PAYNE INC
COM
423452101
106
1900
SH
OTR
0
0
1900
HESKA CORP COM RESTRC NEW
COM
42805E306
4851
56985
SH
SOLE
3001
0
53984
HMN FINL INC COM
COM
40424G108
3789
176006
SH
SOLE
29250
0
146756
HOLMEN AB-B
COM
W4R00P201
4666
215026
SH
SOLE
62490
0
152536
INGREDION INC COM
COM
457187102
7413
78290
SH
SOLE
19075
0
59215
INGREDION INC COM
COM
457187102
57
600
SH
OTR
0
0
600
INVESTORS REAL ESTATE TR SH BE
COM
461730509
1964
32786
SH
SOLE
1492
0
31294
JOHNSON & JOHNSON COM
COM
478160104
5703
40800
SH
SOLE
0
0
40800
JZ CAPITAL PRTNRS LTD GUERNSSH
COM
G5216J134
177
30858
SH
SOLE
3430
0
27428
KEARNY FINL CORP MD COM
COM
48716P108
2527
196327
SH
SOLE
52749
0
143578
KEWEENAW LD ASSN LTD COM
COM
493026108
2311
29068
SH
SOLE
8073
0
20995
KID BRANDS, INC. COM
COM
49375T100
0
23954
SH
SOLE
0
0
23954
KIMBALL ELECTRONICS INC COM
COM
49428J109
180
11598
SH
SOLE
3148
0
8450
KIMBALL INTL INC CL B
COM
494274103
423
29900
SH
SOLE
7500
0
22400
KIMCO RLTY CORP COM
COM
49446R109
7273
393152
SH
SOLE
134250
0
258902
KIMCO RLTY CORP COM
COM
49446R109
83
4500
SH
OTR
0
0
4500
LUBYS CAFETERIAS INC COM
COM
549282101
1108
769522
SH
SOLE
126925
0
642597
LYDALL INC COM
COM
550819106
5826
248329
SH
SOLE
57401
0
190928
MAGAL SECURITY SYS LTD ORD
COM
M6786D104
7364
1407941
SH
SOLE
302073
0
1105868
MANULIFE FINL CORP COM
COM
56501R106
8361
494450
SH
SOLE
122200
0
372250
MANULIFE FINL CORP COM
COM
56501R106
108
6400
SH
OTR
0
0
6400
MERCK & COMPANY
COM
58933Y105
2007
24126
SH
SOLE
6000
0
18126
MERCK & COMPANY
COM
58933Y105
86
1033
SH
OTR
0
0
1033
MFS GOVT MKTS INCOME TR SH BEN
MUTUAL FUNDS
552939100
60
13353
SH
SOLE
0
0
13353
MICROSOFT CORP COM
COM
594918104
939
7965
SH
SOLE
1400
0
6565
MICROSOFT CORP COM
COM
594918104
142
1200
SH
OTR
0
0
1200
MOOG INC CL A
COM
615394202
293
3375
SH
SOLE
0
0
3375
MS&AD INS GP HLDG (8725-JP)
COM
J4687C105
2669
87660
SH
SOLE
63149
0
24511
MURPHY OIL CORP COM
COM
626717102
10819
369256
SH
SOLE
116350
0
252906
MURPHY OIL CORP COM
COM
626717102
144
4900
SH
OTR
0
0
4900
NORTH ATLANTIC SMALLER INV. TR
COM
0643900GB
645
17000
SH
SOLE
0
0
17000
NORTHERN FDS NRTN SMCAP COR
MUTUAL FUNDS
665162665
214
8354
SH
SOLE
8354
0
0
NUCOR CORP
COM
670346105
8278
141867
SH
SOLE
41345
0
100522
OBSIDIAN ENERGY LTD
COM
674482104
277
1007434
SH
SOLE
830484
0
176950
OCEANFIRST FINL CORP COM
COM
675234108
512
21295
SH
SOLE
3561
0
17734
ORION MARINE GROUP INC COM
COM
68628V308
3352
1147983
SH
SOLE
212827
0
935156
PENGROWTH ENERGY CORPORATION
COM
70706P104
1082
2594209
SH
SOLE
636186
0
1958023
PEPSICO INC
COM
713448108
7441
60718
SH
SOLE
17250
0
43468
PFIZER INC COM
COM
717081103
510
11998
SH
SOLE
0
0
11998
PHOENIX COS INC NEW QUIBS 2032
PREFERRED STOCKS
71902E208
5718
352449
SH
SOLE
129631
0
222818
RAYONIER ADVANCED MATLS INC CO
COM
75508B104
4620
340681
SH
SOLE
88280
0
252401
RAYONIER ADVANCED MATLS INC CO
COM
75508B104
7
500
SH
OTR
0
0
500
RAYONIER ADVANCED MATLS INC PF
CONVERTIBLE PREF
75508B203
498
5050
SH
SOLE
3550
0
1500
RAYONIER INC COM
COM
754907103
798
25325
SH
SOLE
1200
0
24125
RAYONIER INC COM
COM
754907103
110
3500
SH
OTR
0
0
3500
ROCHE HLDG LTD DIV RIGHTS CERT
WARRANT AND RIGH
H69293217
1559
5700
SH
SOLE
0
0
5700
ROYAL DUTCH SHELL PLC SPONS AD
COM
780259206
1593
25452
SH
SOLE
0
0
25452
ROYCE GLOBAL VALUE TR INC COM
COM
78081T104
482
47912
SH
SOLE
37550
0
10362
RTW RETAILWINDS INC COM
COM
74980D100
1822
759330
SH
SOLE
164540
0
594790
SANDY SPRING BANCORP INC COM
COM
800363103
1690
54023
SH
SOLE
24755
0
29268
SI FINANCIAL GROUP INC
COM
78425V104
1007
78009
SH
SOLE
28275
0
49734
SIGNET JEWELERS LIMITED SHS
COM
G81276100
6832
251530
SH
SOLE
76600
0
174930
SIGNET JEWELERS LIMITED SHS
COM
G81276100
81
3000
SH
OTR
0
0
3000
STATE AUTO FINL CORP
COM
855707105
1076
32700
SH
SOLE
3800
0
28900
STEPAN CHEMICAL CO
COM
858586100
9562
109251
SH
SOLE
28856
0
80395
SUMMIT HOTEL PPTYS INC COM
COM
866082100
8100
709899
SH
SOLE
185650
0
524249
SUMMIT HOTEL PPTYS INC COM
COM
866082100
73
6400
SH
OTR
0
0
6400
SUZANO PAPEL E CELULOSE S A SP
COM
86959K105
2696
113789
SH
SOLE
18219
0
95570
TEXTAINER GROUP HOLDINGS LTDSH
COM
G8766E109
3464
358950
SH
SOLE
109354
0
249596
TEXTAINER GROUP HOLDINGS LTDSH
COM
G8766E109
21
2150
SH
OTR
0
0
2150
TITAN INTL INC ILL COM
COM
88830M102
2280
381917
SH
SOLE
103900
0
278017
TOKIO MARINE HOLDINGS INC
COM
889094108
1953
40325
SH
SOLE
10170
0
30155
TOKIO MARINE HOLDINGS INC SHS
COM
J86298106
291
6000
SH
SOLE
0
0
6000
TOURMALINE OIL CORP COM
COM
89156V106
5128
332100
SH
SOLE
73652
0
258448
TOURMALINE OIL CORP COM
COM
89156V106
52
3400
SH
OTR
0
0
3400
TRITON INTL LTD CL A
COM
G9078F107
264
8500
SH
SOLE
3500
0
5000
TRITON INTL LTD CL A
COM
G9078F107
47
1500
SH
OTR
0
0
1500
TUESDAY MORNING CORP COM NEW
COM
899035505
3865
1822895
SH
SOLE
278793
0
1544102
TWIN DISC INC COM
COM
901476101
3573
214576
SH
SOLE
37188
0
177388
UNITED PARCEL SVC INC CL B
COM
911312106
6145
54990
SH
SOLE
0
0
54990
UNUM GROUP
COM
91529Y106
19649
580830
SH
SOLE
118598
0
462232
UNUM GROUP
COM
91529Y106
49
1460
SH
OTR
0
0
1460
URSTADT BIDDLE PPTYS INC CL A
COM
917286205
1527
73997
SH
SOLE
34729
0
39268
URSTADT BIDDLE PPTYS INC CL A
COM
917286205
41
2000
SH
OTR
0
0
2000
USA TRUCK INC COM
COM
902925106
1249
86470
SH
SOLE
32760
0
53710
VESTAS WIND SYS AS SHS
COM
K9773J128
632
7500
SH
SOLE
0
0
7500
VESTAS WIND SYS AS UNSP ADR
COM
925458101
1508
53700
SH
SOLE
26000
0
27700
WAL MART STORES INC
COM
931142103
346
3550
SH
SOLE
0
0
3550
WASHINGTON REAL ESTATE INVT SH
COM
939653101
1527
53810
SH
SOLE
32210
0
21600
WASHINGTON REAL ESTATE INVT SH
COM
939653101
43
1500
SH
OTR
0
0
1500
WATSCO INC
COM
942622200
7433
51900
SH
SOLE
22100
0
29800
WEST PHARMACEUTICAL SVCS INCCO
COM
955306105
5134
46590
SH
SOLE
11666
0
34924
WESTERN ASSET CLYM INFL OPP CO
MUTUAL FUNDS
95766R104
2150
200359
SH
SOLE
76104
0
124255
WESTERN ASSET CLYM INFL OPP CO
MUTUAL FUNDS
95766R104
90
8400
SH
OTR
0
0
8400
WESTERN ASSET CLYM INFL SEC CO
MUTUAL FUNDS
95766Q106
1366
121849
SH
SOLE
51070
0
70779
WESTPORT FUEL SYSTEMS INC.
COM
960908309
3223
2079204
SH
SOLE
541581
0
1537623
WESTROCK CO COM
COM
96145D105
1165
30375
SH
SOLE
11919
0
18456
WESTROCK CO COM
COM
96145D105
30
780
SH
OTR
0
0
780
WILLIAMS SONOMA INC COM
COM
969904101
6606
117400
SH
SOLE
30200
0
87200
WILLIAMS SONOMA INC COM
COM
969904101
73
1300
SH
OTR
0
0
1300