0000903064-17-000003.txt : 20170203 0000903064-17-000003.hdr.sgml : 20170203 20170202184259 ACCESSION NUMBER: 0000903064-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170202 EFFECTIVENESS DATE: 20170203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRACE & WHITE INC /NY CENTRAL INDEX KEY: 0000903064 IRS NUMBER: 132884675 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04415 FILM NUMBER: 17569799 BUSINESS ADDRESS: STREET 1: 515 MADISON AVE STREET 2: SUITE 1700 CITY: NY STATE: NY ZIP: 10022 BUSINESS PHONE: 2129355990 MAIL ADDRESS: STREET 1: 515 MADISON AVE STREET 2: SUITE 1700 CITY: NY STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000903064 XXXXXXXX 12-31-2016 12-31-2016 false GRACE & WHITE INC /NY
515 Madison Ave Suite 1700 Ny NY 10022
13F HOLDINGS REPORT 028-04415 N
MARC RAVITZ EXECUTIVE VICE PRESIDENT 212-935-5990 MARC RAVITZ NEW YORK NY 02-02-2017 0 165 464978
INFORMATION TABLE 2 infotable.xml AEGON N V NY REGISTRY SH COM 007924103 4419 799010 SH SOLE 120468 0 678542 AEGON N V NY REGISTRY SH COM 007924103 57 10247 SH OTR 0 0 10247 AEGON N V PERP CAP FLTG PREFERRED 007924509 1274 56575 SH SOLE 12140 0 44435 AEGON NV SUB NT 42 PREFERRED 007924608 669 25700 SH SOLE 6800 0 18900 ALAMO GROUP INC COM COM 011311107 6108 80261 SH SOLE 8600 0 71661 ALLIANT CORP COM COM 018802108 7016 185164 SH SOLE 69618 0 115546 ALLIANT CORP COM COM 018802108 121 3200 SH OTR 0 0 3200 AMERICAN WOODMARK CORP COM COM 030506109 4382 58231 SH SOLE 3800 0 54431 APPLE COMPUTER INC COM COM 037833100 267 2305 SH SOLE 910 0 1395 APPLIED INDL TECHNLGIES INC CO COM 03820C105 15046 253294 SH SOLE 24285 0 229009 ARCTIC CAT INC COM COM 039670104 493 32800 SH SOLE 31200 0 1600 ARGO GROUP INTL HLDGS LTD COM COM G0464B107 10887 165205 SH SOLE 20003 0 145202 ARGO GROUP US INC SR NT 42 PREFERRED 040130205 1269 50816 SH SOLE 18993 0 31823 ASIA FINANCIAL HOLDINGS LTD SH COM G0532X107 6367 13270415 SH SOLE 2327611 0 10942804 ASPEN INSURANCE HOLDINGS LTDSH COM G05384105 358 6500 SH SOLE 0 0 6500 ASTRO-MED INC NEW COM COM 04638F108 1540 108086 SH SOLE 52950 0 55136 ATMOS ENERGY CORP COM COM 049560105 252 3400 SH SOLE 0 0 3400 BANG & OLUFSEN HLG ORD B COM K07774126 6499 577010 SH SOLE 118604 0 458406 BANK OF NT BUTTERFIELD&SON LSH COM G0772R208 800 25450 SH SOLE 0 0 25450 BERKLEY W R CORP COM COM 084423102 1618 24322 SH SOLE 0 0 24322 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 244 1 SH SOLE 0 0 1 BLACKROCK MUNIHOLDINGS FD INCO MUTUAL FU 09253N104 200 12369 SH SOLE 0 0 12369 BLACKROCK NY INS MUN INC TR CO MUTUAL FU 09249U105 206 15751 SH SOLE 15751 0 0 BLUE RIDGE REAL ESTATE CO COM COM 096005301 135 17406 SH SOLE 14772 0 2634 BOEING CO COM 097023105 4826 30999 SH SOLE 74 0 30925 BOULDER GROWTH & INCOME FD ICO COM 101507101 327 36560 SH SOLE 10560 0 26000 BRISTOL MYERS SQUIBB CO COM 110122108 576 9848 SH SOLE 6293 0 3555 BROADWAY FINL CORP DEL COM COM 111444105 2212 1353077 SH SOLE 142438 0 1210639 BROADWIND ENERGY INC COM NEW COM 11161T207 3325 821954 SH SOLE 181617 0 640337 BRUNSWICK BANCORP INC COM COM 117030106 342 44352 SH SOLE 44352 0 0 CALLAWAY GOLF CO COM COM 131193104 8056 735072 SH SOLE 149750 0 585322 CAPITAL SOUTHWEST CORP COM COM 140501107 2140 132528 SH SOLE 0 0 132528 CASTLE A M & CO COM 148411101 227 900155 SH SOLE 138908 0 761247 CENTENE CORP DEL COM COM 15135B101 1130 20000 SH SOLE 20000 0 0 CHUBU NIPPON BROADCAST CO LTSH COM J06594105 2665 418937 SH SOLE 33000 0 385937 CIMAREX ENERGY CO COM COM 171798101 1491 10968 SH SOLE 0 0 10968 CISCO SYS INC COM COM 17275R102 210 6940 SH SOLE 0 0 6940 CLIFTON BANCORP INC COM COM 186873105 3105 183526 SH SOLE 41554 0 141972 COCA COLA CO COM COM 191216100 293 7066 SH SOLE 0 0 7066 CONSOLIDATED TOMOKA LD CO COM COM 210226106 2155 40334 SH SOLE 4450 0 35884 CSW INDUSTRIALS INC COM COM 126402106 3045 82629 SH SOLE 0 0 82629 CURRENCYSHARES EURO TRUST COM 23130C108 603 5900 SH SOLE 1700 0 4200 DAWSON GEOPHYSICAL CO NEW COM COM 239360100 8242 1025135 SH SOLE 142317 0 882818 DEVON ENERGY CORP NEW COM COM 25179M103 1137 24900 SH SOLE 3000 0 21900 DILLARDS INC CL A COM 254067101 909 14500 SH SOLE 2050 0 12450 ECOLAB INC COM COM 278865100 750 6400 SH SOLE 0 0 6400 EKORNES ASA ORD COM R20126109 5626 456943 SH SOLE 130164 0 326779 EKORNES ASA ORD COM R20126109 66 5400 SH OTR 0 0 5400 EMC INS GROUP INC COM 268664109 5585 186108 SH SOLE 74458 0 111650 EMC INS GROUP INC COM 268664109 68 2250 SH OTR 0 0 2250 ENERGY TRANSFER PRTNRS L P UNI COM 29273R109 359 10038 SH SOLE 795 0 9243 ENERPLUS CORPORATION COM 292766102 3542 373635 SH SOLE 120580 0 253055 EVEREST RE GROUP COM G3223R108 16465 76088 SH SOLE 15419 0 60669 EVERSOURCE ENERGY COM COM 30040W108 155 2800 SH SOLE 2800 0 0 EVERSOURCE ENERGY COM COM 30040W108 77 1400 SH OTR 0 0 1400 EXPRESS SCRIPTS HOLDING COMPAN COM 30219G108 314 4569 SH SOLE 0 0 4569 EXXON MOBIL CORPORATION COM 30231G102 4100 45427 SH SOLE 2000 0 43427 FAIRFAX FINL HLDGS LTD CONINGE WARRANT A 303901110 0 41000 SH SOLE 0 0 41000 FIBRIA CELULOSE S.A. SP ADR COM 31573A109 6782 705764 SH SOLE 110652 0 595112 FIRST SOLAR INC COM COM 336433107 3196 99600 SH SOLE 15150 0 84450 FOREST CITY REALTY TRUST CL A COM 345605109 9430 452515 SH SOLE 28400 0 424115 FOREST CITY RLTY TR INC COM CL COM 345605208 590 21900 SH SOLE 0 0 21900 FREQUENCY ELECTRS INC COM COM 358010106 3579 331385 SH SOLE 66022 0 265363 FRIEDMAN INDS INC COM 358435105 287 43145 SH SOLE 17600 0 25545 FUEL TECH INC COM COM 359523107 1292 1123171 SH SOLE 262022 0 861149 GASFRAC ENERGY SVCS INC COM COM 367257201 0 742800 SH SOLE 0 0 742800 GENERAL DYNAMICS CORP COM COM 369550108 3453 20000 SH SOLE 0 0 20000 GENERAL ELEC CO COM 369604103 793 25101 SH SOLE 0 0 25101 GENESIS LAND DEV CORP COM COM 37183V102 845 380300 SH SOLE 4500 0 375800 GORMAN RUPP CO COM 383082104 11327 365971 SH SOLE 87754 0 278217 GORMAN RUPP CO COM 383082104 132 4270 SH OTR 0 0 4270 HANOVER INS GROUP INC COM COM 410867105 1804 19825 SH SOLE 3125 0 16700 HARDINGE INC COM COM 412324303 3059 276081 SH SOLE 49428 0 226653 HELMERICH & PAYNE INC COM 423452101 12318 159145 SH SOLE 27250 0 131895 HELMERICH & PAYNE INC COM 423452101 147 1900 SH OTR 0 0 1900 HESKA CORP COM RESTRC NEW COM 42805E306 10238 142986 SH SOLE 8701 0 134285 HMN FINL INC COM COM 40424G108 3119 178256 SH SOLE 31500 0 146756 HOLMEN AB SHS B COM W4200N112 5383 150417 SH SOLE 36995 0 113422 INGREDION INC COM COM 457187102 7325 58620 SH SOLE 7200 0 51420 INVESTORS REAL ESTATE TR SH BE COM 461730103 6039 846966 SH SOLE 193843 0 653123 INVESTORS REAL ESTATE TR SH BE COM 461730103 96 13500 SH OTR 0 0 13500 JOHNSON & JOHNSON COM COM 478160104 5376 46666 SH SOLE 1600 0 45066 JOHNSON & JOHNSON COM COM 478160104 92 800 SH OTR 0 0 800 KEWEENAW LD ASSN LTD COM COM 493026108 434 4403 SH SOLE 473 0 3930 KID BRANDS, INC. COM COM 49375T100 0 238132 SH SOLE 0 0 238132 KIMBALL ELECTRONICS INC COM COM 49428J109 889 48819 SH SOLE 3750 0 45069 KIMBALL INTL INC CL B COM 494274103 1248 71065 SH SOLE 7500 0 63565 KIMCO RLTY CORP COM COM 49446R109 1942 77202 SH SOLE 0 0 77202 LECHTERS INC 20010927 CONVERTIB U52323AA7 0 345000 PRN SOLE 35000 0 310000 LUBYS CAFETERIAS INC COM COM 549282101 1645 384264 SH SOLE 63175 0 321089 LYDALL INC COM COM 550819106 8107 131078 SH SOLE 6900 0 124178 MAGAL SECURITY SYS LTD ORD COM M6786D104 7952 1568461 SH SOLE 312168 0 1256293 MANULIFE FINL CORP COM COM 56501R106 7699 432050 SH SOLE 77300 0 354750 MANULIFE FINL CORP COM COM 56501R106 114 6400 SH OTR 0 0 6400 MERCK & COMPANY COM 58933Y105 1542 26192 SH SOLE 8066 0 18126 MERCK & COMPANY COM 58933Y105 61 1033 SH OTR 0 0 1033 METLIFE INC COM COM 59156R108 269 5000 SH SOLE 0 0 5000 MFS GOVT MKTS INCOME TR SH BEN MUTUAL FU 552939100 254 50492 SH SOLE 11756 0 38736 MICROSOFT CORP COM COM 594918104 590 9500 SH SOLE 2400 0 7100 MICROSOFT CORP COM COM 594918104 75 1200 SH OTR 0 0 1200 MOOG INC CL A COM 615394202 222 3375 SH SOLE 0 0 3375 MS&AD INS GP HLDG (8725-JP) COM J4687C105 2992 96302 SH SOLE 61439 0 34863 MURPHY OIL CORP COM COM 626717102 10543 338664 SH SOLE 92250 0 246414 MURPHY OIL CORP COM COM 626717102 87 2800 SH OTR 0 0 2800 NEW YORK & CO INC COM COM 649295102 2227 981174 SH SOLE 112051 0 869123 NORTH ATLANTIC SMALLER INV. TR COM 0643900GB 313 10000 SH SOLE 0 0 10000 NUCOR CORP COM 670346105 12623 212087 SH SOLE 35535 0 176552 OCEANFIRST FINL CORP COM COM 675234108 1361 45311 SH SOLE 2797 0 42514 ORION ENERGY SYSTEMS INC COM COM 686275108 34 15883 SH SOLE 0 0 15883 ORION MARINE GROUP INC COM COM 68628V308 6491 652334 SH SOLE 85290 0 567044 ORYX INTERNATIONAL GROWTH FUND COM G6775Y108 273 34964 SH SOLE 0 0 34964 PATTERSON-UTI ENERGY INC COM COM 703481101 371 13800 SH SOLE 0 0 13800 PENGROWTH ENERGY CORPORATION COM 70706P104 3801 2676534 SH SOLE 598264 0 2078270 PENGROWTH ENERGY CORPORATION COM 70706P104 54 38000 SH OTR 0 0 38000 PENN WEST PETROLEUM LTD COM 707887105 983 555623 SH SOLE 306140 0 249483 PEPSICO INC COM 713448108 6751 64518 SH SOLE 20150 0 44368 PFIZER INC COM COM 717081103 451 13882 SH SOLE 0 0 13882 PHOENIX COS INC NEW QUIBS 2032 PREFERRED 71902E208 6900 371093 SH SOLE 116831 0 254262 RAYONIER ADVANCED MATLS INC CO COM 75508B104 4740 306603 SH SOLE 37332 0 269271 RAYONIER ADVANCED MATLS INC CO COM 75508B104 8 500 SH OTR 0 0 500 RAYONIER ADVANCED MATLS INC PF CONVERTIB 75508B203 585 5050 SH SOLE 3550 0 1500 RAYONIER INC COM COM 754907103 4315 162226 SH SOLE 18300 0 143926 RAYONIER INC COM COM 754907103 93 3500 SH OTR 0 0 3500 RENESOLA LTD SPONS ADS COM 75971T103 24 36901 SH SOLE 0 0 36901 ROCHE HLDG LTD DIV RIGHTS CERT WARRANT A H69293217 1303 5700 SH SOLE 0 0 5700 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 1402 25790 SH SOLE 0 0 25790 ROYCE GLOBAL VALUE TR INC COM COM 78081T104 379 47206 SH SOLE 36994 0 10212 SCHULMAN A INC COM COM 808194104 1863 55710 SH SOLE 25100 0 30610 SCHULMAN A INC COM COM 808194104 60 1800 SH OTR 0 0 1800 SI FINANCIAL GROUP INC COM 78425V104 1275 82776 SH SOLE 28275 0 54501 SIGNET JEWELERS LIMITED SHS COM G81276100 3716 39420 SH SOLE 3750 0 35670 STATE AUTO FINL CORP COM 855707105 995 37100 SH SOLE 900 0 36200 STEPAN CHEMICAL CO COM 858586100 11626 142686 SH SOLE 25656 0 117030 SUMMIT HOTEL PPTYS INC COM COM 866082100 3327 207549 SH SOLE 53350 0 154199 TEXTAINER GROUP HOLDINGS LTDSH COM G8766E109 3422 459366 SH SOLE 113094 0 346272 TEXTAINER GROUP HOLDINGS LTDSH COM G8766E109 29 3900 SH OTR 0 0 3900 TITAN INTL INC ILL COM COM 88830M102 3568 318328 SH SOLE 75700 0 242628 TOKIO MARINE HOLDINGS INC COM 889094108 1673 40675 SH SOLE 10520 0 30155 TOKIO MARINE HOLDINGS INC SHS COM J86298106 247 6000 SH SOLE 0 0 6000 TOURMALINE OIL CORP COM COM 89156V106 2529 94712 SH SOLE 18267 0 76445 TUESDAY MORNING CORP COM NEW COM 899035505 3673 680257 SH SOLE 31600 0 648657 TWIN DISC INC COM COM 901476101 3259 223195 SH SOLE 33115 0 190080 TWIN DISC INC COM COM 901476101 53 3600 SH OTR 0 0 3600 UNITED PARCEL SVC INC CL B COM 911312106 6304 54990 SH SOLE 0 0 54990 UNUMPROVIDENT CORP COM 91529Y106 26721 608270 SH SOLE 74695 0 533575 UNUMPROVIDENT CORP COM 91529Y106 64 1460 SH OTR 0 0 1460 URSTADT BIDDLE PPTYS INC CL A COM 917286205 2779 115277 SH SOLE 31229 0 84048 URSTADT BIDDLE PPTYS INC CL A COM 917286205 48 2000 SH OTR 0 0 2000 USA TRUCK INC COM COM 902925106 2908 333815 SH SOLE 53056 0 280759 VECTREN CORP COM COM 92240G101 855 16388 SH SOLE 0 0 16388 VESTAS WIND SYS AS UNSP ADR COM 925458101 1109 51100 SH SOLE 25600 0 25500 WAL MART STORES INC COM 931142103 414 5984 SH SOLE 0 0 5984 WASHINGTON REAL ESTATE INVT SH COM 939653101 1458 44610 SH SOLE 25910 0 18700 WASHINGTON REAL ESTATE INVT SH COM 939653101 49 1500 SH OTR 0 0 1500 WASHINGTONFIRST BANKSHARES ICO COM 940730104 2502 86290 SH SOLE 24042 0 62248 WATSCO INC COM 942622200 8376 56550 SH SOLE 22350 0 34200 WEST MARINE INC COM COM 954235107 426 40666 SH SOLE 10672 0 29994 WEST PHARMACEUTICAL SVCS INCCO COM 955306105 4334 51090 SH SOLE 11666 0 39424 WESTERN ASSET CLYM INFL OPP CO MUTUAL FU 95766R104 2241 201159 SH SOLE 76904 0 124255 WESTERN ASSET CLYM INFL OPP CO MUTUAL FU 95766R104 94 8400 SH OTR 0 0 8400 WESTERN ASSET CLYM INFL SEC CO MUTUAL FU 95766Q106 1517 132149 SH SOLE 51070 0 81079 WESTPORT INNOVATIONS INC COM N COM 960908309 2073 1834951 SH SOLE 232654 0 1602297 WESTROCK CO COM COM 96145D105 3878 76392 SH SOLE 28833 0 47559 WESTROCK CO COM COM 96145D105 40 780 SH OTR 0 0 780 WILLIAMS SONOMA INC COM COM 969904101 2274 47000 SH SOLE 13100 0 33900