0000902584-19-000013.txt : 20190814
0000902584-19-000013.hdr.sgml : 20190814
20190814135650
ACCESSION NUMBER: 0000902584-19-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190814
DATE AS OF CHANGE: 20190814
EFFECTIVENESS DATE: 20190814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORY RESEARCH INC
CENTRAL INDEX KEY: 0000902584
IRS NUMBER: 362831881
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05637
FILM NUMBER: 191025167
BUSINESS ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: STE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 3125651414
MAIL ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: SUITE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0000902584
XXXXXXXX
06-30-2019
06-30-2019
ADVISORY RESEARCH INC
180 N. STETSON STREET
SUITE 5500
CHICAGO
IL
60601
13F HOLDINGS REPORT
028-05637
N
Susan Steiner
CCO
314-446-6745
Susan Steiner
St. Louis
MO
08-14-2019
1
388
5085856
false
1
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
INFORMATION TABLE
2
arisecondqtr2019.xml
13F
A T & T Inc New
COM
00206R102
1101
32867
SH
SOLE
527
0
32340
Accenture Plc
COM
G1151C101
34284
185551
SH
SOLE
184981
0
570
Acushnet Holdings Corporation
COM
005098108
17359
661039
SH
SOLE
481816
0
179223
Alarm.com Holdings Incorporate
COM
011642105
996
18616
SH
SOLE
18616
0
0
Albany International Corporati
COM
012348108
2823
34043
SH
SOLE
34043
0
0
Alexander & Baldwin Holdings I
COM
014491104
13105
567313
SH
SOLE
385651
0
181662
Allegiance Bancshares Inc
COM
01748H107
9698
290885
SH
SOLE
202656
0
88229
AllianceBernstein Hldg LP
COM
01881G106
333
11220
SH
SOLE
7220
0
4000
Allison Transmission Holding
COM
01973R101
28584
616690
SH
SOLE
447286
0
169404
Alphabet Inc-Cl A
COM
02079K305
3265
3015
SH
SOLE
2616
0
399
Altria Group Inc
COM
02209S103
430
9086
SH
SOLE
206
0
8880
Altus Midstream Company
COM
02215L100
7838
2106900
SH
SOLE
2106900
0
0
Altus Midstream Company
COM
02215L100
2884
775300
SH
OTR
01
775300
0
0
Amazon.com Inc
COM
023135106
922
487
SH
SOLE
487
0
0
Ambarella Incorporated
COM
G037AX101
910
20621
SH
SOLE
20621
0
0
American Express Company
COM
025816109
2476
20060
SH
SOLE
15838
0
4222
Amgen Inc
COM
031162100
1867
10134
SH
SOLE
10134
0
0
Andeavor Logistics LP
COM
03350F106
98319
2706285
SH
SOLE
2697330
0
8955
Andeavor Logistics LP
COM
03350F106
52493
1444885
SH
OTR
01
1444885
0
0
Antero Midstream Corp
COM
03676B102
38739
3380409
SH
SOLE
3367019
0
13390
Anthem Incorporated
COM
036752103
3679
13035
SH
SOLE
11875
0
1160
Apollo Investment Corporation
COM
03761U502
2881
182335
SH
SOLE
182335
0
0
Apple Inc
COM
037833100
287
1452
SH
SOLE
1452
0
0
Aptiv PLC
COM
G6095L109
292
3615
SH
SOLE
3615
0
0
Arconic Incorporated
COM
03965L100
490
18993
SH
SOLE
18993
0
0
Ares Capital Corporation
COM
04010L103
4436
247293
SH
SOLE
247293
0
0
Arista Networks Inc
COM
040413106
310
1195
SH
SOLE
1195
0
0
Armstrong World Industries
COM
04247X102
32193
331201
SH
SOLE
243416
0
87785
Arvinas Incorporated
COM
04335A105
642
29178
SH
SOLE
29178
0
0
Atlantic Bancshares Incorporat
COM
048269203
15071
880333
SH
SOLE
608648
0
271685
Atmos Energy Corp
COM
049560105
19171
181615
SH
SOLE
181615
0
0
Avnet Incorporated
COM
053807103
49810
1100292
SH
SOLE
816810
0
283482
Axalta Coating Systems LTD
COM
G0750C108
1424
47848
SH
SOLE
47848
0
0
Axon Enterprise Incorporated
COM
05464C101
2841
44241
SH
SOLE
44241
0
0
Bank Of America
COM
060505104
2392
82475
SH
SOLE
82475
0
0
Bankunited Inc Com
COM
06652K103
22164
656901
SH
SOLE
453063
0
203838
Barings BDC Incorporated
COM
06759L103
1329
135056
SH
SOLE
135056
0
0
BB&T Captial Markets
COM
054937107
17514
356492
SH
SOLE
356492
0
0
Berkshire Hathaway Inc Del Cl
COM
084670702
2538
11907
SH
SOLE
10090
0
1817
Black Knight Incorporated
COM
09215C105
1718
28568
SH
SOLE
28568
0
0
BlackLine Incorporated
COM
09239B109
3804
71091
SH
SOLE
71091
0
0
BlackRock TCP Capital Corp
COM
09259E108
3112
218420
SH
SOLE
218420
0
0
Boot Barn Holdings Incorporate
COM
099406100
3223
90422
SH
SOLE
90422
0
0
Boxwood Merger Corporation
COM
10319T200
9092
882710
SH
SOLE
634840
0
247870
Broadcom Incorporated
COM
11135F101
606
2106
SH
SOLE
2106
0
0
Brooks Automation Incorporated
COM
114340102
1672
43138
SH
SOLE
43138
0
0
Brown Forman Corporation Class
COM
115637209
21363
385398
SH
SOLE
385398
0
0
Buckeye Partners, L.P.
COM
118230101
597
14540
SH
SOLE
13080
0
1460
Buckeye Partners, L.P.
COM
118230101
11939
290845
SH
OTR
01
290845
0
0
Cable One, Incorporated
COM
12685J105
30986
26461
SH
SOLE
20702
0
5759
Cabot Oil & Gas
COM
127097103
20766
904423
SH
SOLE
904423
0
0
Callaway Golf Company
COM
131193104
813
47404
SH
SOLE
47404
0
0
Callon Petroleum Company
COM
13123X102
23037
3495753
SH
SOLE
3495753
0
0
Cannae Holdings Incorporated
COM
13765N107
66531
2295759
SH
SOLE
1679017
0
616742
Capital Southwest Corporation
COM
140501107
899
42916
SH
SOLE
42916
0
0
Carmax
COM
143130102
521
5997
SH
SOLE
5997
0
0
Carrizo Oil & Gas Incorporated
COM
144577103
19778
1973869
SH
SOLE
1973869
0
0
Carvana Company
COM
146869102
5861
93636
SH
SOLE
93636
0
0
Caseys General Stores
COM
147528103
25281
162066
SH
SOLE
116405
0
45661
CDW Corporation
COM
12514G108
3099
27920
SH
SOLE
24619
0
3301
Centerstate Bank Corporation
COM
15201P109
25361
1101226
SH
SOLE
811024
0
290202
Chart Industries Incorporated
COM
16115Q308
1356
17640
SH
SOLE
17640
0
0
Chefs' Warehouse
COM
163086101
1858
52990
SH
SOLE
52990
0
0
Chegg Incorporated
COM
163092109
4771
123623
SH
SOLE
123623
0
0
Cheniere Energy Incorporated
COM
16411R208
26744
390705
SH
SOLE
390705
0
0
Chevron Corporation New
COM
166764100
5342
42931
SH
SOLE
38664
0
4267
Ciena Corporation
COM
171779309
487
11842
SH
SOLE
11842
0
0
Cisco Systems Inc
COM
17275R102
16479
301101
SH
SOLE
301101
0
0
Colgate Palmolive
COM
194162103
20545
286657
SH
SOLE
286657
0
0
Columbus McKinnon Corporation
COM
199333105
226
5393
SH
SOLE
5393
0
0
Comcast Corporation New Class
COM
20030N101
15278
361353
SH
SOLE
361353
0
0
Construction Partners Incorpor
COM
21044C107
664
44240
SH
SOLE
44240
0
0
Continental Resources Inc.
COM
212015101
311
7382
SH
SOLE
7382
0
0
Core Mark Holding Company Inco
COM
218681104
45442
1144055
SH
SOLE
836104
0
307951
Cosan LTD-Class A
COM
G25343107
1139
85248
SH
SOLE
85248
0
0
CoStar Group Inc
COM
22160N109
943
1702
SH
SOLE
1702
0
0
Coupa Software Incorporated
COM
22266L106
2608
20599
SH
SOLE
20599
0
0
Cree Incorporated
COM
225447101
1259
22413
SH
SOLE
22413
0
0
Crescent Acquisition Corporati
COM
22564L204
8106
806586
SH
SOLE
581491
0
225095
Crestwood Equity Partners LP
COM
226344208
41095
1148858
SH
SOLE
1147330
0
1528
Crestwood Equity Partners LP
COM
226344208
17878
499810
SH
OTR
01
499810
0
0
Darden Restaurants
COM
237194105
286
2352
SH
SOLE
2352
0
0
DCP Midstream, LP
COM
23311P100
108558
3705052
SH
SOLE
3692112
0
12940
DCP Midstream, LP
COM
23311P100
51459
1756289
SH
OTR
01
1756289
0
0
Deckers Outdoor Corporation
COM
243537107
1823
10361
SH
SOLE
10361
0
0
Delek Logistics Partners, LP
COM
24664T103
23598
737433
SH
SOLE
737433
0
0
Delek Logistics Partners, LP
COM
24664T103
16745
523295
SH
OTR
01
523295
0
0
Delta Air Lines
COM
247361702
2691
47426
SH
SOLE
38977
0
8449
DexCom Inc
COM
252131107
463
3088
SH
SOLE
3088
0
0
Diamond Eagle Acquisition Corp
COM
25258L208
7545
750000
SH
SOLE
513160
0
236840
Diamondback Energy Incorporate
COM
25278X109
42198
387243
SH
SOLE
387243
0
0
Discover Financial Services
COM
254709108
4037
52026
SH
SOLE
45901
0
6125
DTE Energy Holding
COM
233331107
10176
79578
SH
SOLE
79578
0
0
Eaton Corp Plc
COM
G29183103
12711
152632
SH
SOLE
152632
0
0
Edwards Lifesciences Corp
COM
28176E108
677
3666
SH
SOLE
3666
0
0
Element Solutions Incorporated
COM
28618M106
27355
2645517
SH
SOLE
1904408
0
741109
EMCOR Group Incorporated
COM
29084Q100
1343
15241
SH
SOLE
15241
0
0
Emerald Expositions Events Inc
COM
29103B100
6847
614072
SH
SOLE
439759
0
174313
Enable Midstream Partners, LP
COM
292480100
38423
2802555
SH
SOLE
2801340
0
1215
Enable Midstream Partners, LP
COM
292480100
35827
2613170
SH
OTR
01
2613170
0
0
Enbridge Inc.
COM
29250N105
62350
1728113
SH
SOLE
1728113
0
0
Enbridge Inc.
COM
29250N105
26356
730495
SH
OTR
01
730495
0
0
Energy Transfer LP
COM
29273V100
203288
14438059
SH
SOLE
14387172
0
50887
Energy Transfer LP
COM
29273V100
72604
5156569
SH
OTR
01
5156569
0
0
EnLink Midstream, LLC
COM
29336T100
80728
8000839
SH
SOLE
7990171
0
10668
EnLink Midstream, LLC
COM
29336T100
54283
5379898
SH
OTR
01
5379898
0
0
Enstar Group Limited Shs
COM
G3075P101
28070
161062
SH
SOLE
110919
0
50143
Enterprise Financial Services
COM
293712105
813
19536
SH
SOLE
19536
0
0
Enterprise Products Partners L
COM
293792107
174375
6039997
SH
SOLE
6010052
0
29945
Enterprise Products Partners L
COM
293792107
38958
1349419
SH
OTR
01
1349419
0
0
Envestnet Incorporated
COM
29404K106
2298
33617
SH
SOLE
33617
0
0
Epsilon Energy Ltd.
COM
294375209
11990
3197365
SH
SOLE
3197365
0
0
EQM Midstream Partners, LP
COM
26885B100
34006
761095
SH
SOLE
753990
0
7105
Equitrans Midstream Corp
COM
294600101
19751
1002105
SH
SOLE
1002105
0
0
Equity Commonwealth
COM
294628102
14688
451664
SH
SOLE
321592
0
130072
Etsy Incorporated
COM
29786A106
1201
19563
SH
SOLE
19563
0
0
Euronet Worldwide Inc
COM
298736109
400
2376
SH
SOLE
2376
0
0
EVERTEC Incorporated
COM
30040P103
1947
59528
SH
SOLE
59528
0
0
Evolution Petroleum Corp
COM
30049A107
8689
1215308
SH
SOLE
1215308
0
0
Exact Sciences Corp
COM
30063P105
573
4858
SH
SOLE
4858
0
0
Extended Stay America Incorpor
COM
30224P200
17972
1064050
SH
SOLE
761895
0
302155
Exxon Mobil Corporation
COM
30231G102
14479
188945
SH
SOLE
188945
0
0
Fidelity National Financial In
COM
31620R303
1783
44245
SH
SOLE
44245
0
0
Fidelity National Information
COM
31620M106
365
2979
SH
SOLE
2979
0
0
Fidus Invt Corp Com
COM
316500107
1389
87089
SH
SOLE
87089
0
0
Fifth Third Bancorp
COM
316773100
398
14281
SH
SOLE
421
0
13860
First Hawaiian Incorporated
COM
32051X108
215
8330
SH
SOLE
8330
0
0
First Interstate Bancsys-A
COM
32055Y201
2434
61443
SH
SOLE
50566
0
10877
Five9 Incorporated
COM
338307101
1384
26990
SH
SOLE
26990
0
0
FleetCor Technologies Incorpor
COM
339041105
602
2145
SH
SOLE
2145
0
0
Flir Systems
COM
302445101
285
5259
SH
SOLE
5259
0
0
Floor & Decor Holdings Incorpo
COM
339750101
578
13796
SH
SOLE
13796
0
0
Fluidigm Corporation
COM
34385P108
2024
164299
SH
SOLE
164299
0
0
FNB Corporation
COM
302520101
9741
827620
SH
SOLE
547829
0
279791
FormFactor Inc
COM
346375108
910
58057
SH
SOLE
58057
0
0
Fortune Brands Home & Security
COM
34964C106
37871
662883
SH
SOLE
476434
0
186449
Fox Corporation Class B
COM
35137L204
1590
43516
SH
SOLE
34931
0
8585
Fox Factory Holding Corporatio
COM
35138V102
2304
27921
SH
SOLE
27921
0
0
Frontdoor Incorporated
COM
35905A109
4042
92822
SH
SOLE
92822
0
0
FS KKR Capital Corporation
COM
302635107
2663
446880
SH
SOLE
446880
0
0
FTI Consulting Incorporated
COM
302941109
252
3002
SH
SOLE
3002
0
0
Garrett Motion Incorporated
COM
366505105
929
60530
SH
SOLE
60530
0
0
General Dynamics
COM
369550108
1418
7797
SH
SOLE
7797
0
0
Genesis Energy LP
COM
371927104
32223
1471362
SH
SOLE
1469122
0
2240
Genesis Energy LP
COM
371927104
26974
1231695
SH
OTR
01
1231695
0
0
Gladstone Invesment Corporatio
COM
376546107
423
37678
SH
SOLE
37678
0
0
Glaukos Corp
COM
377322102
3250
43101
SH
SOLE
43101
0
0
Global Cord Blood Corporation
COM
G39342103
229
39545
SH
SOLE
39545
0
0
Global Partners LP
COM
37946R109
6980
350554
SH
SOLE
347344
0
3210
Golub Cap Bdc Inc Com
COM
38173M102
3662
205733
SH
SOLE
205733
0
0
Goosehead Insurance Incorporat
COM
38267D109
5961
124705
SH
SOLE
124705
0
0
Graham Holdings Company Class
COM
384637104
28239
40924
SH
SOLE
28578
0
12346
Guardant Health Incorporated
COM
40131M109
2480
28723
SH
SOLE
28723
0
0
Hanover Insurance Group Incorp
COM
410867105
30487
237619
SH
SOLE
168369
0
69250
Hercules Technology Growth Cap
COM
427096508
3134
244474
SH
SOLE
244474
0
0
Heritage Financial Corporation
COM
42722X106
9780
331069
SH
SOLE
246370
0
84699
Hilltop Holdings Incorporated
COM
432748101
27332
1284990
SH
SOLE
901085
0
383905
Hilton Worldwide Holdings Inco
COM
43300A203
551
5637
SH
SOLE
5637
0
0
Hoegh LNG Partners LP
COM
Y3262R100
4600
265885
SH
SOLE
265885
0
0
Holly Energy Partners, L.P.
COM
435763107
4774
173590
SH
SOLE
173590
0
0
Holly Energy Partners, L.P.
COM
435763107
14160
514900
SH
OTR
01
514900
0
0
Home Depot Inc
COM
437076102
18453
88728
SH
SOLE
88728
0
0
Honeywell International Inc
COM
438516106
27458
157274
SH
SOLE
157274
0
0
Horizon Bancorp Incorporated
COM
440407104
29805
1824058
SH
SOLE
1303126
0
520932
Horizon Therapeutics PLC
COM
G46188101
1075
44663
SH
SOLE
44663
0
0
Howard Hughes Corp The
COM
44267D107
55027
444340
SH
SOLE
330698
0
113642
HubSpot Inc
COM
443573100
2481
14552
SH
SOLE
14552
0
0
Huntington Bancshares
COM
446150104
2001
144777
SH
SOLE
144777
0
0
IAA Incorporated
COM
449253103
24180
623525
SH
SOLE
451845
0
171680
IAC Interactive Corporation
COM
44919P508
355
1632
SH
SOLE
1632
0
0
Inspire Medical Systems Incorp
COM
457730109
1588
26177
SH
SOLE
26177
0
0
Insulet Corporation
COM
45784P101
783
6562
SH
SOLE
6562
0
0
Intl Flavor & Fragrance
COM
459506101
3980
27431
SH
SOLE
27431
0
0
iRhythm Technologies Incorpora
COM
450056106
1903
24063
SH
SOLE
24063
0
0
iRobot Corp
COM
462726100
2494
27220
SH
SOLE
27220
0
0
ITT Industries Incorporated
COM
45073V108
364
5566
SH
SOLE
5566
0
0
Jack In The Box Incorporated
COM
466367109
29308
360095
SH
SOLE
280178
0
79917
Johnson & Johnson
COM
478160104
34277
246102
SH
SOLE
243720
0
2382
JPMorgan Chase & Co
COM
46625H100
42309
378433
SH
SOLE
374021
0
4412
K12 Incorporated
COM
48273U102
924
30380
SH
SOLE
20380
0
10000
KAR Auction Services Incorpora
COM
48238T109
15588
623525
SH
SOLE
451845
0
171680
Kemper Corporation
COM
488401100
2188
25355
SH
SOLE
25355
0
0
Keysight Technologies Inc
COM
49338L103
728
8109
SH
SOLE
8109
0
0
Kinder Morgan, Inc.
COM
49456B101
106903
5119879
SH
SOLE
5105136
0
14743
KLA Corporation
COM
482480100
647
5471
SH
SOLE
5471
0
0
KNOT Offshore Partners LP
COM
Y48125101
20091
1052440
SH
SOLE
1052440
0
0
KNOT Offshore Partners LP
COM
Y48125101
11693
612535
SH
OTR
01
612535
0
0
Kornit Digital Limited
COM
M6372Q113
6325
199782
SH
SOLE
199782
0
0
Kratos Defense and Security
COM
50077B207
1880
82127
SH
SOLE
82127
0
0
Lattice Semiconductor
COM
518415104
1447
99146
SH
SOLE
99146
0
0
LGI Homes Incorporated
COM
50187T106
1408
19709
SH
SOLE
19709
0
0
LHC Group Incorporated
COM
50187A107
2631
22004
SH
SOLE
22004
0
0
LiveRamp Holdings Incorporated
COM
53815P108
740
15264
SH
SOLE
15264
0
0
Lockheed Martin
COM
539830109
2568
7065
SH
SOLE
7065
0
0
LPL Financial Holdings Incorpo
COM
50212V100
477
5853
SH
SOLE
5853
0
0
Lululemon Athletica Incorporat
COM
550021109
254
1411
SH
SOLE
1411
0
0
Lyondellbasell Industries N Sh
COM
N53745100
11648
135236
SH
SOLE
135236
0
0
Magellan Midstream Partners, L
COM
559080106
152649
2385138
SH
SOLE
2371563
0
13575
Magellan Midstream Partners, L
COM
559080106
55160
861877
SH
OTR
01
861877
0
0
Main Street Capital Corp Com
COM
56035L104
4197
102078
SH
SOLE
102078
0
0
Marvell Technology Group LTD
COM
G5876H105
505
21167
SH
SOLE
21167
0
0
Masonite International Corp
COM
575385109
14514
275507
SH
SOLE
197009
0
78498
Matador Resources Company
COM
576485205
1421
71477
SH
SOLE
71477
0
0
Materion Corporation
COM
576690101
1115
16450
SH
SOLE
16450
0
0
McGrath RentCorp
COM
580589109
1123
18069
SH
SOLE
18069
0
0
Medtronic PLC Shares
COM
G5960L103
20450
209976
SH
SOLE
205278
0
4698
Merck & Co Inc New
COM
58933Y105
1953
23288
SH
SOLE
23288
0
0
Microsoft Corp
COM
594918104
4675
34896
SH
SOLE
31651
0
3245
Mirati Therapuetics Incorporat
COM
60468T105
1429
13870
SH
SOLE
13870
0
0
Monolithic Power Systems
COM
609839105
201
1484
SH
SOLE
1484
0
0
Monroe Cap Corp Com
COM
610335101
441
38255
SH
SOLE
38255
0
0
Motorola Solutions Inc Com Ne
COM
620076307
567
3399
SH
SOLE
3399
0
0
MPLX LP
COM
55336V100
117999
3665704
SH
SOLE
3649089
0
16615
MPLX LP
COM
55336V100
36040
1119589
SH
OTR
01
1119589
0
0
Netflix Inc
COM
64110L106
364
990
SH
SOLE
990
0
0
New Mtn Fin Corp Com
COM
647551100
3144
225074
SH
SOLE
225074
0
0
New Relic Inc
COM
64829B100
779
9000
SH
SOLE
9000
0
0
Newtek Business Services Corpo
COM
652526203
784
34105
SH
SOLE
34105
0
0
Nextar Media Group Incorporate
COM
65336K103
1983
19633
SH
SOLE
19633
0
0
NextEra Energy Partners, LP
COM
65341B106
10244
212318
SH
SOLE
212318
0
0
NGL Energy Partners LP
COM
62913M107
49492
3350840
SH
SOLE
3348514
0
2326
NGL Energy Partners LP
COM
62913M107
28231
1911380
SH
OTR
01
1911380
0
0
Nordson Corporation
COM
655663102
503
3562
SH
SOLE
3562
0
0
Novocure LTD
COM
G6674U108
4727
74761
SH
SOLE
74761
0
0
NuStar Energy L.P.
COM
67058H102
6473
238495
SH
SOLE
237355
0
1140
Nvidia Corp
COM
67066G104
220
1337
SH
SOLE
1337
0
0
Oasis Midstream Partners LP
COM
67420T206
4300
200000
SH
SOLE
200000
0
0
ONEOK, Inc.
COM
682680103
86758
1260829
SH
SOLE
1258700
0
2129
Open Text Corporation
COM
683715106
10087
244821
SH
SOLE
244821
0
0
OSI Systems Incorporated
COM
671044105
1077
9566
SH
SOLE
9566
0
0
Overstock.com Incorporated
COM
690370101
273
20047
SH
SOLE
20047
0
0
Paylocity Holdings Corporation
COM
70438V106
3282
34981
SH
SOLE
34981
0
0
PBF Logistics LP
COM
69318Q104
19046
900925
SH
SOLE
900925
0
0
PBF Logistics LP
COM
69318Q104
1841
87085
SH
OTR
01
87085
0
0
Pennantpark Floating Rate Caco
COM
70806A106
1094
94664
SH
SOLE
94664
0
0
Pfizer
COM
717081103
2016
46540
SH
SOLE
46540
0
0
Philip Morris Intl Inc
COM
718172109
3034
38631
SH
SOLE
38631
0
0
Phillips 66 Partners LP
COM
718549207
68694
1391971
SH
SOLE
1384931
0
7040
Phillips 66 Partners LP
COM
718549207
7068
143220
SH
OTR
01
143220
0
0
Pioneer Natural Resources Comp
COM
723787107
23352
151777
SH
SOLE
151777
0
0
Plains All American Pipeline,
COM
726503105
116478
4783486
SH
SOLE
4753036
0
30450
Plains All American Pipeline,
COM
726503105
14101
579117
SH
OTR
01
579117
0
0
Plains GP Holdings LP
COM
72651A207
51579
2065635
SH
SOLE
2065635
0
0
Pluralsight Incorporated Class
COM
72941B106
530
17471
SH
SOLE
17471
0
0
PotlatchDeltic Corporation
COM
737630103
14656
375990
SH
SOLE
270740
0
105250
Proto Labs Inc
COM
743713109
803
6922
SH
SOLE
6922
0
0
PulteGroup Incorporated
COM
745867101
205
6474
SH
SOLE
6474
0
0
Q2 Holdings Incorporated
COM
74736L109
2093
27405
SH
SOLE
27405
0
0
Quanterix Corporation
COM
74766Q101
1104
32671
SH
SOLE
32671
0
0
QuinStreet Incorporated
COM
74874Q100
675
42611
SH
SOLE
42611
0
0
Range Resources
COM
75281A109
5871
841141
SH
SOLE
841141
0
0
Raytheon
COM
755111507
15546
89409
SH
SOLE
89409
0
0
Regis Corporation
COM
758932107
726
43760
SH
SOLE
43760
0
0
Restaurant Brands Internationa
COM
76131D103
372
5351
SH
SOLE
5351
0
0
Ringcentral Incorporated Class
COM
76680R206
1198
10425
SH
SOLE
10425
0
0
Rockwell Automation Inc
COM
773903109
244
1487
SH
SOLE
1487
0
0
Rogers Corporation
COM
775133101
2857
16557
SH
SOLE
16557
0
0
Roku Incorporated
COM
77543R102
1409
15556
SH
SOLE
15556
0
0
Roper Industries
COM
776696106
242
662
SH
SOLE
662
0
0
SBA Communications Corporation
COM
78410G104
390
1733
SH
SOLE
1733
0
0
Semtech Corporation
COM
816850101
811
16872
SH
SOLE
16872
0
0
ServiceNow Inc
COM
81762P102
1103
4019
SH
SOLE
4019
0
0
Shell Midstream Partners, L.P.
COM
822634101
39981
1929579
SH
SOLE
1915729
0
13850
ShotSpotter Incorporated
COM
82536T107
1021
23092
SH
SOLE
23092
0
0
Silicon Laboratories
COM
826919102
216
2090
SH
SOLE
2090
0
0
SiteOne Landscape Supply Incor
COM
82982L103
2355
33977
SH
SOLE
33977
0
0
Skyline Champion Corporation
COM
830830105
516
18854
SH
SOLE
18854
0
0
SM Energy Company
COM
78454L100
22493
1796602
SH
SOLE
1796602
0
0
Snap On Incorporated
COM
833034101
3886
23462
SH
SOLE
20894
0
2568
Solar Cap LTD Com
COM
83413U100
3150
153418
SH
SOLE
153418
0
0
Sonoco Products Company
COM
835495102
17237
263811
SH
SOLE
263811
0
0
Southwestern Energy Company
COM
845467109
38
12096
SH
SOLE
12096
0
0
Splunk Inc
COM
848637104
354
2816
SH
SOLE
2816
0
0
Square Incorporated Class A
COM
852234103
203
2801
SH
SOLE
2801
0
0
STAAR Surgical Company
COM
852312305
3410
116064
SH
SOLE
116064
0
0
Starbucks Corp
COM
855244109
2415
28807
SH
SOLE
22634
0
6173
Stellus Capital Investment Cor
COM
858568108
1141
82471
SH
SOLE
82471
0
0
Sterling Bancorp/DE
COM
85917A100
25875
1215920
SH
SOLE
854610
0
361310
Stitch Fix Incorporated Class
COM
860897107
2334
72951
SH
SOLE
72951
0
0
Store Capital Group
COM
862121100
30072
906058
SH
SOLE
641638
0
264420
Strategic Education Incorporat
COM
86272C103
4068
22853
SH
SOLE
22853
0
0
Summit Midstream Partners, LP
COM
866142102
6380
857510
SH
SOLE
857510
0
0
Summit Midstream Partners, LP
COM
866142102
4757
639425
SH
OTR
01
639425
0
0
Sunoco LP
COM
86765K109
4181
133665
SH
SOLE
132855
0
810
Sunoco LP
COM
86765K109
4161
133015
SH
OTR
01
133015
0
0
SunPower Corporation
COM
867652406
828
77491
SH
SOLE
77491
0
0
Switch Incorporated
COM
87105L104
273
20872
SH
SOLE
20872
0
0
T. Rowe Price Group
COM
74144T108
348
3174
SH
SOLE
3174
0
0
Tallgrass Energy LP
COM
874696107
90393
4281992
SH
SOLE
4269377
0
12615
Tallgrass Energy LP
COM
874696107
32673
1547770
SH
OTR
01
1547770
0
0
Tandem Diabetes Care Incorpora
COM
875372203
1037
16069
SH
SOLE
16069
0
0
Targa Resources Corp.
COM
87612G101
81924
2086697
SH
SOLE
2083806
0
2891
Targa Resources Corp.
COM
87612G101
12599
320920
SH
OTR
01
320920
0
0
TC Energy Corp
COM
87807B107
38726
782035
SH
SOLE
782035
0
0
TCG BDC Incorporated
COM
872280102
1152
75597
SH
SOLE
75597
0
0
TE Connectivity Ltd Reg Shs
COM
H84989104
2435
25419
SH
SOLE
20462
0
4957
Teladoc Health Incorporated
COM
87918A105
3394
51105
SH
SOLE
51105
0
0
Tempur Sealy International Inc
COM
88023U101
634
8643
SH
SOLE
8643
0
0
Tesla Motors Inc
COM
88160R101
270
1209
SH
SOLE
1209
0
0
The Brink's Company
COM
109696104
46228
569446
SH
SOLE
418917
0
150529
The Toronto-Dominion Bank
COM
891160509
17102
293044
SH
SOLE
293044
0
0
The Williams Companies, Inc.
COM
969457100
94393
3366384
SH
SOLE
3353884
0
12500
TJX Companies
COM
872540109
16798
317657
SH
SOLE
307328
0
10329
TPG Specialty Lending Inc.
COM
87265K102
3523
179755
SH
SOLE
179755
0
0
Trade Desk Incorporated Class
COM
88339J105
1513
6641
SH
SOLE
6641
0
0
TransDigm Group Incorporated
COM
893641100
531
1098
SH
SOLE
1098
0
0
Trimas Corporation
COM
896215209
56844
1835444
SH
SOLE
1359549
0
475895
TriNet Group Incorporated
COM
896288107
2230
32897
SH
SOLE
32897
0
0
Trupanion Incorporated
COM
898202106
2350
65045
SH
SOLE
65045
0
0
TTEC Holdings Incorporated
COM
89854H102
379
8132
SH
SOLE
7882
0
250
Twitter Incorporated
COM
90184L102
676
19356
SH
SOLE
19356
0
0
Uber Technologies Incorporated
COM
90353T100
224
4836
SH
SOLE
4836
0
0
Ulta Salon Cosmetics & Fragran
COM
90384S303
1095
3157
SH
SOLE
3157
0
0
Union Pacific Corporation
COM
907818108
2601
15380
SH
SOLE
12464
0
2916
United Fire Group Incorporated
COM
910340108
7590
156616
SH
SOLE
111700
0
44916
United Rentals
COM
911363109
477
3599
SH
SOLE
3599
0
0
UnitedHealth Group Inc
COM
91324P102
26301
107787
SH
SOLE
106498
0
1289
US Foods Holding Corporation
COM
912008109
1377
38515
SH
SOLE
38515
0
0
US Physical Therapy Incorporat
COM
90337L108
1885
15380
SH
SOLE
15380
0
0
USD Partners LP
COM
903318103
14908
1320442
SH
SOLE
1320442
0
0
USD Partners LP
COM
903318103
6420
568625
SH
OTR
01
568625
0
0
Valvoline Incorporated
COM
92047W101
9079
464873
SH
SOLE
389745
0
75128
Veeva Systems Inc-Class A
COM
922475108
211
1299
SH
SOLE
1299
0
0
Ventas Inc.
COM
92276F100
805
11781
SH
SOLE
2796
0
8985
Verisk Analytics Incorporated
COM
92345Y106
391
2667
SH
SOLE
2667
0
0
Verizon Communications
COM
92343V104
32037
560770
SH
SOLE
544345
0
16425
Verra Mobility Corporation Cla
COM
92511U102
745
56882
SH
SOLE
56882
0
0
Victory Capital Holdings Incor
COM
92645B103
1038
60444
SH
SOLE
60444
0
0
Voya Financial Incorporated
COM
929089100
2110
38164
SH
SOLE
38164
0
0
Vulcan Materials Company
COM
929160109
488
3553
SH
SOLE
3553
0
0
Walt Disney Co/The
COM
254687106
3133
22436
SH
SOLE
18482
0
3954
Wayfair Inc
COM
94419L101
422
2888
SH
SOLE
2888
0
0
Western Midstream Partners LP
COM
958669103
38675
1256900
SH
SOLE
1256900
0
0
Western Midstream Partners LP
COM
958669103
11480
373076
SH
OTR
01
373076
0
0
WEX Incorporated
COM
96208T104
341
1639
SH
SOLE
1639
0
0
Whitehorse Finance Incorporate
COM
96524V106
1116
81147
SH
SOLE
81147
0
0
Workday Inc-Class A
COM
98138H101
383
1861
SH
SOLE
1861
0
0
WPX Energy Incorporated
COM
98212B103
65676
5705994
SH
SOLE
5252729
0
453265
WR Grace & Co
COM
38388F108
1348
17715
SH
SOLE
17715
0
0
Xencor Incorporated
COM
98401F105
1006
24582
SH
SOLE
24582
0
0
Xilinx Inc
COM
983919101
678
5749
SH
SOLE
5749
0
0
YETI Holdings Incorporated
COM
98585X104
1913
66091
SH
SOLE
66091
0
0
Yext Incorporated
COM
98585N106
1485
73933
SH
SOLE
73933
0
0
Zscaler Incorporated
COM
98980G102
5271
68770
SH
SOLE
68770
0
0
Zynga Incorporated Class A
COM
98986T108
308
50319
SH
SOLE
50319
0
0
Equity Commonwealth
CNV 6.5 Pfd
294628201
633
23000
SH
SOLE
3000
0
20000
Energy Select Sector SPDR Fund
ENERGY
81369Y506
375
5880
SH
SOLE
0
0
5880
Invesco S&P 500 Equal Weight E
S&P500 EQL WGT
46137V357
6915
64147
SH
SOLE
55593
0
8554
Invesco S&P Spinoff ETF
S&P SPIN OFF
46137V159
920
18443
SH
SOLE
7663
0
10780
iShares Inc MSCI Australia
MSCI AUST ETF
464286103
2367
105000
SH
SOLE
105000
0
0
IShares Intermediate-Term Corp
INTRM TR CRP ETF
464288638
327
5740
SH
SOLE
5740
0
0
iShares MSCI South Korea ETF
MSCI STH KOR ETF
464286772
1305
21803
SH
SOLE
21803
0
0
iShares Select Dividend ETF
SELECT DIVID ETF
464287168
4191
42100
SH
SOLE
0
0
42100
IShares Short-Term Corporate B
SH TR CRPORT ETF
464288646
309
5780
SH
SOLE
5780
0
0
Pimco Corp & Income Strategy F
COM
72200U100
1540
90000
SH
SOLE
0
0
90000
Proshares S & P 500 Dividend A
S&P 500DV ARIST
74348A467
1968
28366
SH
SOLE
28366
0
0
SPDR S&P Oil & Gas Exp
S&P OILGAS EXP
78464A730
538
19740
SH
SOLE
0
0
19740
Vaneck Vectors Oil Services
OIL SVCS ETF
92189F718
193
12990
SH
SOLE
0
0
12990
Vanguard FTSE Developed ETF
FTSE DEV MKT ETF
921943858
1281
30704
SH
SOLE
30704
0
0
Vanguard Intermediate-Term Cor
INT-TERM CORP
92206C870
2217
24675
SH
SOLE
17020
0
7655
Vanguard Intermediate-Term Tre
INTER TERM TREAS
92206C706
761
11530
SH
SOLE
11530
0
0
Vanguard S/T Corp Bond ETF
SHRT TRM CORP BD
92206C409
6515
80756
SH
SOLE
52581
0
28175
Vanguard Short-Term Treasury E
SHORT TERM TREAS
92206C102
754
12375
SH
SOLE
12375
0
0
Vanguard Small-Cap Value ETF
SM CP VAL ETF
922908611
1311
10040
SH
SOLE
10040
0
0
Wisdom Tree Intl LV DVD Fund
INTL LRGCAP DV
97717W794
1447
30710
SH
SOLE
30710
0
0
Wisdomtree Largecap Div Largec
US LARGECAP DIVD
97717W307
682
7040
SH
SOLE
7040
0
0
Alibaba Group Holding-SP ADR
ADR
01609W102
3138
18519
SH
SOLE
18519
0
0
Ambev SA-ADR
ADR
02319V103
569
121915
SH
SOLE
121915
0
0
Ascendis Phrama A/S Spon ADR
ADR
04351P101
2124
18446
SH
SOLE
18446
0
0
ASE Industrial Holding ADR
ADR
00215W100
877
222000
SH
SOLE
222000
0
0
Au Optronics Corporation Spon
ADR
002255107
593
200228
SH
SOLE
200228
0
0
Azul SA Sponsored ADR Pfd
ADR
05501U106
208
6225
SH
SOLE
6225
0
0
Bancolombia S.A. Sponsored ADR
ADR
05968L102
1106
21667
SH
SOLE
21667
0
0
BT Group PLC- Spon ADR
ADR
05577E101
292
22897
SH
SOLE
22897
0
0
Chunghwa Telecom LT-Spon ADR
ADR
17133Q502
19763
540860
SH
SOLE
540860
0
0
CIA Saneamento Basico DE-ADR
ADR
20441A102
1456
119630
SH
SOLE
119630
0
0
Gerdau SA Sponsored ADR
ADR
373737105
974
250485
SH
SOLE
250485
0
0
I N G Groep N V Adr
ADR
456837103
188
16290
SH
SOLE
16290
0
0
Infosys Limited Sponsored ADR
ADR
456788108
3798
354930
SH
SOLE
354930
0
0
Lloyds Banking Group PLC-ADR
ADR
539439109
17533
6173630
SH
SOLE
6173630
0
0
Posco Sponsored ADR
ADR
693483109
1014
19102
SH
SOLE
19102
0
0
Rio Tinto PLC Spon ADR
ADR
767204100
16194
259774
SH
SOLE
259774
0
0
Royal Dutch Shell Plc Spon Adr
ADR
780259107
23156
352241
SH
SOLE
352241
0
0
SAP SE-Sponsored ADR
ADR
803054204
355
2594
SH
SOLE
2594
0
0
SK Telecom Ltd ADR
ADR
78440P108
1430
57764
SH
SOLE
57764
0
0
Taiwan Semiconductor-SP ADR
ADR
874039100
18553
473652
SH
SOLE
473652
0
0
Unilever Plc Adr (New)
ADR
904767704
17306
279269
SH
SOLE
279269
0
0
Vale SA -Sp ADR
ADR
91912E105
2410
179297
SH
SOLE
179297
0
0