Chief Compliance Officer

0000902584-19-000012.txt : 20190515 0000902584-19-000012.hdr.sgml : 20190515 20190514174439 ACCESSION NUMBER: 0000902584-19-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 IRS NUMBER: 362831881 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05637 FILM NUMBER: 19824141 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: STE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: SUITE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000902584 XXXXXXXX 03-31-2019 03-31-2019 ADVISORY RESEARCH INC

180 N. STETSON STREET SUITE 5500 CHICAGO IL 60601

13F HOLDINGS REPORT 028-05637 N Susan L. Steiner Chief Compliance Officer 314-446-6745 Susan L. Steiner St. Louis MO 05-14-2019 1 366 5176753 false 1 0001280782 028-11097 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC INFORMATION TABLE 2 arifirstqtr2019.xml A T & T Inc New COM 00206R102 1031 32867 SH SOLE 527 0 32340 Abercrombie & Fitch COM 002896207 857 31255 SH SOLE 31255 0 0 Accenture Plc COM G1151C101 32802 186351 SH SOLE 185781 0 570 Acushnet Holdings Corporation COM 005098108 15694 678210 SH SOLE 485777 0 192433 Alarm.com Holdings Incorporate COM 011642105 2507 38621 SH SOLE 38621 0 0 Albany International Corporati COM 012348108 1966 27466 SH SOLE 27466 0 0 Alexander & Baldwin Holdings I COM 014491104 14804 581924 SH SOLE 389326 0 192598 Alibaba Group Holding-SP ADR ADR 01609W102 3356 18396 SH SOLE 18396 0 0 Allegiance Bancshares Inc COM 01748H107 10108 299775 SH SOLE 203346 0 96429 AllianceBernstein Hldg LP COM 01881G106 324 11220 SH SOLE 7220 0 4000 Allison Transmission Holding COM 01973R101 27986 623029 SH SOLE 442817 0 180212 Alphabet Inc-Cl A COM 02079K305 3226 2741 SH SOLE 2395 0 346 Altria Group Inc COM 02209S103 522 9086 SH SOLE 206 0 8880 Altus Midstream Company COM 02215L100 12573 2131100 SH SOLE 2131100 0 0 Altus Midstream Company COM 02215L100 4574 775300 SH OTR 01 775300 0 0 Amazon.com Inc COM 023135106 1022 574 SH SOLE 574 0 0 Ambarella Incorporated COM G037AX101 306 7074 SH SOLE 7074 0 0 Ambev SA-ADR ADR 02319V103 524 121915 SH SOLE 121915 0 0 American Express Company COM 025816109 2256 20641 SH SOLE 15838 0 4803 AmeriGas Partners, L.P. COM 030975106 2595 84049 SH SOLE 84049 0 0 Andeavor Logistics LP COM 03350F106 98361 2789580 SH SOLE 2782020 0 7560 Andeavor Logistics LP COM 03350F106 50947 1444885 SH OTR 01 1444885 0 0 Angi Homeservices Incorporated COM 00183L102 674 43625 SH SOLE 43625 0 0 Antero Midstream Corp COM 03676B102 48809 3542035 SH SOLE 3528645 0 13390 Anthem Incorporated COM 036752103 3836 13368 SH SOLE 12039 0 1329 Apollo Investment Corporation COM 03761U502 3107 205214 SH SOLE 205214 0 0 Ares Capital Corporation COM 04010L103 4609 268879 SH SOLE 268879 0 0 Arista Networks Inc COM 040413106 723 2300 SH SOLE 2300 0 0 Armstrong World Industries COM 04247X102 28589 359978 SH SOLE 246856 0 113122 Array Biopharma Incorporated COM 04269X105 1514 62085 SH SOLE 62085 0 0 Ascendis Phrama A/S Spon ADR ADR 04351P101 1915 16274 SH SOLE 16274 0 0 ASE Industrial Holding ADR ADR 00215W100 957 222000 SH SOLE 222000 0 0 Atento SA COM L0427L105 195 54127 SH SOLE 54127 0 0 Atlantic Bancshares Incorporat COM 048269203 16039 899563 SH SOLE 608528 0 291035 Atmos Energy Corp COM 049560105 18773 182382 SH SOLE 182382 0 0 Au Optronics Corporation Spon ADR 002255107 729 200228 SH SOLE 200228 0 0 Avnet Incorporated COM 053807103 48560 1119668 SH SOLE 817093 0 302575 Axalta Coating Systems LTD COM G0750C108 1260 49964 SH SOLE 49964 0 0 Axon Enterprise Incorporated COM 05464C101 1949 35815 SH SOLE 35815 0 0 Baidu Incorporated Spon Adr ADR 056752108 765 4640 SH SOLE 4640 0 0 Bank Of America COM 060505104 2322 84174 SH SOLE 84174 0 0 Bankunited Inc Com COM 06652K103 22649 678124 SH SOLE 460286 0 217838 Barings BDC Incorporated COM 06759L103 481 49001 SH SOLE 49001 0 0 BB&T Captial Markets COM 054937107 16593 356614 SH SOLE 356614 0 0 Berkshire Hathaway Inc Del Cl COM 084670702 2459 12243 SH SOLE 10074 0 2169 Black Knight Incorporated COM 09215C105 1637 30042 SH SOLE 30042 0 0 BlackBerry Limited COM 09228F103 191 18910 SH SOLE 18910 0 0 BlackLine Incorporated COM 09239B109 3515 75875 SH SOLE 75875 0 0 BlackRock TCP Capital Corp COM 09259E108 3373 237837 SH SOLE 237837 0 0 Blucora Incorporated COM 095229100 1156 34621 SH SOLE 34621 0 0 Bluebird Bio Inc COM 09609G100 436 2769 SH SOLE 2769 0 0 Boot Barn Holdings Incorporate COM 099406100 2423 82299 SH SOLE 82299 0 0 Boxwood Merger Corporation COM 10319T200 9167 908540 SH SOLE 642840 0 265700 Broadcom Incorporated COM 11135F101 659 2193 SH SOLE 2193 0 0 Brown Forman Corporation Class COM 115637209 20411 386714 SH SOLE 386714 0 0 BT Group PLC- Spon ADR ADR 05577E101 421 28474 SH SOLE 28474 0 0 Buckeye Partners, L.P. 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